Prior Authorization Services

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Acute and Subacute Services Provided in an Institute for Mental Disease (MCD) – 160 (Non-State Facilities and State ADATC)

Authorization Guidelines:

Brief Service Description: This service provides 24-hour access to continuous intensive evaluation and treatment delivered in an Institute for Mental Disease (IMD) for acute and subacute inpatient psychiatric disorders. Delivery of service is provided by nursing and medical professionals under the supervision of a psychiatrist. Providers must follow the requirements for inpatient level of care outlined in Clinical Coverage Policy (CCP) 8-B, Inpatient Behavioral Health Services.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for the first 72 hours of service.

Initial Requests (after pass-through):
1. TAR: prior authorization required within the first 72 hours of service initiation.  
2. CCA or DA: Required. See CCP Section 7.5 for additional requirements. An H&P/ Initial Psychiatric Evaluation may satisfy this requirement.
3. Service Order: Required, signed by a physician, LP, PA, or NP. A signed H&P/ Initial Psychiatric Eval meets this requirement.
4. Service Plan: Required
5. Submission of all records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required. 
2. Updated Service Plan: Required
3. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Members receiving tx for MH diagnoses are limited to no more than 15 authorized days each calendar month. For admissions spanning two consecutive months, the total length of stay may exceed 15 days, but no more than 15 days may be authorized in each month. There is not a day limit for members receiving SU services.
2. For State ADATC’s, the initial authorization will be for at least 7 days.
3. Reauth requests must be submitted prior to the end of the current auth. A late submission resulting in unauthorized days requires splitting the stay for claims payment purposes.  
4. Retrospective auths due to late submissions is not permitted.

Units: Per diem based on the midnight bed count
Age Group: Adults aged 21-64
Place of Service: Institute for Mental Disease (IMD)

Service Specifics, Limitations/ Exclusions (not all inclusive): 
1. The case management component of IIH, MST, CST, ACT, SAIOP, SACOT & CADT can be provided to those admitted to or discharged from this service. Support provided should be delivered in coordination with the Inpatient facility.
2. Medicaid eligibility must be verified each time a service is rendered.
3. Discharge Planning shall begin upon admission to this service.
4. Prior authorization is not required for MCD BH Services rendered to Medicare/Medicaid dual eligible members or members with 3rd-party insurance because MCD is the payer of last resort.  When MCD becomes the primary payer, a primary payer auth denial/ exhaustion of benefits letter is submitted with the MCD TAR.
5. Out-of-State emergency admissions do not require prior approval. The provider must contact Trillium within one business day of the emergency service or emergency admission.

Service Code
160 – MCD Acute and Subacute Services Provided in an Institute for Mental Disease, Non-State Facilities and State ADATC
Diagnosis Group
Substance Abuse
Mental Health
Age Group
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Acute and Subacute Services Provided in an Institute for Mental Disease (MCD) – 160 (State Facilities, excluding State ADATCs)

Authorization Guidelines:

Brief Service Description: This is an organized service that provides intensive evaluation and treatment delivered in an acute care inpatient setting by medical and nursing professionals. This service focuses on reducing acute psychiatric symptoms through in-person, structured group and individual treatment.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Required  
2. I/DD Exception Form: Required per Diversion Law, if applicable.
3. CCA or DA: Required. See CCP Section 7.5 for additional requirements. An H&P/ Initial Psychiatric Evaluation may meet this requirement.
4. Service Order: Required, signed by a physician, LP, PA, or NP. A signed H&P/ Initial Psychiatric Eval meets this requirement.
5. Service Plan: Required
6. Submission of all records that support the member has met the medical necessity criteria. The state facility shall provide Trillium with all necessary clinical information needed for the utilization management process.

Reauthorization Requests:
Not applicable
 

Authorization Parameters
Length of Stay: 
1. Provider must submit a TAR covering the member’s length of stay on the next business day following the Individual’s discharge.
2. Member’s that present directly to the facility as an emergency commitment or as a self-referral, the facility shall submit a TAR by the next business day.
3. Members receiving tx for MH diagnoses are limited to no more than 15 authorized days each calendar month. For admissions spanning two consecutive months, the total length of stay may exceed 15 days, but no more than 15 days may be authorized in each month. There is not a day limit for members receiving SU services.

Units: 1 unit per day for up to 15 days per month.
Age Group: Adults aged 21-64
Place of Service: Institute for Mental Disease (IMD)

Service Specifics, Limitations/ Exclusions (not all inclusive): 
1. Trillium will issue an auth decision within 14 days after receipt of the TAR.
2. The case management component of IIH, MST, CST, ACT, SAIOP, SACOT & CADT can be provided to those admitted to or discharged from this service. Support provided should be delivered in coordination with the Inpatient facility.
3. Medicaid eligibility must be verified each time a service is rendered.
4. Discharge Planning shall begin upon admission to this service.
5. Prior authorization is not required for MCD BH Services rendered to Medicare/Medicaid dual eligible members or members with 3rd-party insurance because MCD is the payer of last resort.  When MCD becomes the primary payer, a primary payer auth denial/ exhaustion of benefits letter is submitted with the MCD TAR.

Service Code
160 – MCD Acute and Subacute Services Provided in an Institute for Mental Disease, State Facilities, excluding State ADATCs
Diagnosis Group
Mental Health
Substance Abuse
Age Group
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Adult Developmental Vocational Program (State-Funded) – YP620

Authorization Guidelines:

Limited funding. Not an entitlement. Only available to legacy Eastpointe and Sandhills recipients.

Brief Service Description: A day/night service which provides organized developmental activities for individuals with intellectual/developmental disabilities to prepare the individual to live and work as independently as possible. The activities and services of ADVP are designed to adhere to the principles of normalization and community integration. This service is available for a period of three or more hours per day; although, an individual may attend for fewer than three hours..

Auth Submission Requirements/ Documentation Requirements
Initial & Reauthorization Requests:
1. TAR: Prior authorization required.  
2. NC SNAP or SIS: Required
3. Assessment: Psychological, neuropsych, or psychiatric assessment w/ the appropriate testing using validated tools showing the recipient has a developmental disability according to GS 122C-3 (12a) or TBI as defined in G.S. 122-C- 3(38a), including evidence of an IDD diagnosis prior to the age of 22.  For those w/ DD but no intellectual disability, a physician assessment w/ a definitive dx and assoc, functional limitations is acceptable.
4. Service/ Tx Plan or ISP: Required
5. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.
6. Submission of applicable records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required.
2. Service/ Tx Plan or ISP: recently reviewed detailing the individual’s progress with the service. 
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.
4. Submission of applicable records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: Maximum is up to 8 hours/day (32 units), up to 5 days per week (160 units/wk or 8256 units/yr)

Units: One unit = 15 minutes

Age Group: Adolescents & Adults (age 16 or older)

Level of Care: NC SNAP Overall Level of Eligible Support of 1 or higher

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Only available to legacy Eastpointe and Sandhills recipients

Service Code
YP620 – State-Funded Adult Developmental Vocational Program
Diagnosis Group
Intellectual Development Disability
Age Group
16 and Older
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Alcohol and/or Drug Services (State-Funded) – YP835 (Group)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6 For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
YP835 – State-Funded Alcohol and/or Drug Services, Group
Diagnosis Group
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Ambulatory Withdrawal Management (MCD) – H0014 (Without Extended On-Site Monitoring)

Authorization Guidelines:

Brief Service Description: This service is an organized outpatient service that provides medically supervised evaluation, withdrawal management, and referral in a licensed facility. Services are provided in regularly scheduled sessions to be delivered under a defined set of policies and procedures or medical protocols. This is a service for a beneficiary who is assessed to be at minimal risk of severe withdrawal, free of severe physical and psychiatric complications, and can be safely managed at this level.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: completed within three calendar days of the admission
2. Service Plan: Required, detailing the members’ progress with the service
3. Service Order: Required, signed by a physician, PA, or NP.
4. Discharge Planning: Step-down discharge ASAM LOC must be determined as part of the CCA
5. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: 1 unit = 15 minutes

Age Group: Adolescents & Adults (Aged 18 and older)

Level of Care: ASAM Level 1-WM. The ASAM Score must be supported with detailed clinical documentation on each of the six ASAM dimensions.

Population Served: Primary Substance Use Diagnosis only

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Provider shall verify each Medicaid beneficiary’s eligibility each time a service is rendered
2. Facility must operate a minimum of 8 hours per day, all 5 weekdays (Monday through Friday), and a minimum of 4 hours daily on the weekend (Saturday and Sunday). The hours of operation must be extended based on beneficiary need. This service must be available for admission seven days per week.
3. Services may not be provided on the same day as Substance Use Disorder Withdrawal Management or Residential Services, except on day of admission or discharge.
4. Clinical and administrative supervision is covered as an indirect cost and part of the rate

Service Code
H0014 – Ambulatory Withdrawal Management, Without Extended On-Site Monitoring
Diagnosis Group
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Ambulatory Withdrawal Management (MCD) – H0014 HF (w/ Extended On-Site Monitoring)

Authorization Guidelines:

Brief Service Description: This service is an organized outpatient service that provides medically supervised evaluation, withdrawal management, and referral in a licensed facility. This service is for a beneficiary who is assessed to be at moderate risk of severe withdrawal, free of severe physical and psychiatric complications and would safely respond to several hours of monitoring, medication, and treatment. These services are designed to treat the beneficiary’s level of clinical severity and to achieve safe and comfortable withdrawal from alcohol and other substances to effectively facilitate the beneficiary’s transition into ongoing treatment and recovery.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: completed within three calendar days of the admission
2. Service Plan: Required, detailing the members’ progress with the service
3. Service Order: Required, signed by a physician, PA, or NP.
4. Discharge Planning: Step-down discharge ASAM LOC must be determined as part of the CCA
5. Clinical Institute Withdrawal Assessment of Alcohol Scale, Revised (CIWA-Ar) score(s): Required
6. Discharge Planning: Step-down discharge ASAM LOC must be determined as part of the CCA

All services are subject to post-payment review.

Authorization Parameters
Units: 1 unit = 15 minutes

Age Group: Adolescents & Adults (Aged 18 and older)

Level of Care: ASAM Level 2-WM. The ASAM Score must be supported with detailed clinical documentation on each of the six ASAM dimensions.

Population Served: Primary Substance Use Diagnosis only

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Provider shall verify each Medicaid beneficiary’s eligibility each time a service is rendered
2. Facility must operate a minimum of 8 hours per day, all 5 weekdays (Monday through Friday), and a minimum of 4 hours daily on the weekend (Saturday and Sunday). The hours of operation must be extended based on beneficiary need. This service must be available for admission seven days per week.
3. Services may not be provided on the same day as Substance Use Disorder Withdrawal Management or Residential Services, except on day of admission or discharge.
4. Clinical and administrative supervision is covered as an indirect cost and part of the rate

Service Code
H0014 – Ambulatory Withdrawal Management, w/ Extended On-Site Monitoring
Diagnosis Group
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Ambulatory Withdrawal Management (State-Funded) – H0014 (without Extended On-Site Monitoring)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: This is a service for an individual who is assessed to be at minimal risk of severe withdrawal, free of severe physical and psychiatric complications, and can be safely managed at this level. These services are designed to treat the individual’s level of clinical severity and to achieve safe and comfortable withdrawal from alcohol and other substances to effectively facilitate the individual’s transition into ongoing treatment and recovery.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required through the first 3 calendar days of services.

Initial Requests (after pass-through):
1. TAR: Required within the first 3 calendar days of service initiation
2. Initial Abbreviated Assessment or CCA / DA: A comprehensive clinical assessment must be completed by a licensed professional to determine an ASAM level of care for discharge planning w/in 3 days of admission.
3. Service Order: Required, signed by a physician, PA, or NP
4. CIWA-Ar score, or other comparable standardized scoring system: Required, supporting this LOC
5. Submission of applicable records that support the recipient has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior approval required
2. CIWA-Ar score, or other comparable standardized scoring system: Required, supporting this LOC
3. Updated Service Plan: recently reviewed detailing the recipient’s progress with the service
4. Submission of all records that support the recipient has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Adults (age 18 and older)

Level of Care: ASAM Level 1-WM. The ASAM Criteria, Third Edition uses six dimensions to create a holistic, biopsychosocial assessment to be used for service planning and treatment. The ASAM Score must be supported with detailed clinical documentation on each of the six ASAM dimensions.

Population Served: Primary Substance Use Diagnosis only

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Service may not be provided on the same day as Substance Use Disorder Withdrawal Management or Residential Services, except on day of admission or discharge
2. This facility must be in operation a minimum of 8 hours per day, all 5 weekdays (Monday through Friday), and a minimum of 4 hours daily on the weekend (Saturday and Sunday). The hours of operation must be extended based on an individual’s need.  This service must be available for admission seven days per week.
3. Discharge planning beginning at admission
4. Provider(s) shall verify eligibility each time a service is rendered
5. State funds shall not cover clinical and administrative supervision of Level 1 WM staff, which is covered as an indirect cost and part of the rate

Service Code
H0014 – State-Funded Ambulatory Withdrawal Management, without Extended On-Site Monitoring
Diagnosis Group
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Assertive Community Treatment Program (MCD) – H0040

Authorization Guidelines:

Brief Service Description: An ACT team assists a member in advancing toward personal goals with a focus on enhancing community integration and regaining valued roles (example: worker, daughter, resident, spouse, tenant, or friend). A fundamental charge of ACT is to be the first line (and generally sole provider) of all the services that an ACT member needs. A member who is appropriate for ACT does not benefit from receiving services across multiple, disconnected providers, and may become at greater risk of hospitalization, homelessness, substance use, victimization, and incarceration.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period:
Prior authorization is not required for this service.

Maintained in the Record (not all inclusive): 
1. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable
2. Complete PCP, to include all required signatures and the 3-page crisis plan: Specific interventions, duration, and frequency for each of the ACT Team staff must be included.  PCP must address the role of all team members including frequency and duration of each role. 
3. Service Order: Required, signed by an MD/ DO, NP, PA, or a Licensed Psychologist.
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units:
1. One unit = 1 event 
2. One unit is auth’d per month, although a shadow claim should be billed every time an encounter occurs.
3. The expectation is most ACT members will receive more than 4 contacts per month, with most seeing at least 3 team members in a given month.

Age Group: Adults (age 18 and older)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Members with a primary dx of a SU, IDD, TBI, borderline personality disorder, or an autism spectrum disorder are not the intended member group for ACT and should not be referred if they do not have a co-occurring psychiatric disorder. 
2. ACT cannot be provided concurrently w/: Outpatient therapy, Med Management, or Psych Services; Mobile Crisis; PSR (after a 30-day transition period); CST; Partial Hospitalization; Tenancy Support Services; Nursing home facility, or IPS-Supported Employment or LTVS.

Service Code
H0040 – State-Funded Assertive Community Treatment Program
Diagnosis Group
Substance Abuse
Mental Health
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Assertive Community Treatment Program (MCD) – H0040 U1 (Shadow Claims)

Authorization Guidelines:

Brief Service Description: An ACT team assists a member in advancing toward personal goals with a focus on enhancing community integration and regaining valued roles (example: worker, daughter, resident, spouse, tenant, or friend). A fundamental charge of ACT is to be the first line (and generally sole provider) of all the services that an ACT member needs. A member who is appropriate for ACT does not benefit from receiving services across multiple, disconnected providers, and may become at greater risk of hospitalization, homelessness, substance use, victimization, and incarceration.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period:
Prior authorization is not required for this service.

Maintained in the Record (not all inclusive): 
1. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable
2. Complete PCP, to include all required signatures and the 3-page crisis plan: Specific interventions, duration, and frequency for each of the ACT Team staff must be included.  PCP must address the role of all team members including frequency and duration of each role. 
3. Service Order: Required, signed by an MD/ DO, NP, PA, or a Licensed Psychologist.
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units:
1. One unit = 1 event 
2. One unit is auth’d per month, although a shadow claim should be billed every time an encounter occurs.
3. The expectation is most ACT members will receive more than 4 contacts per month, with most seeing at least 3 team members in a given month.

Age Group: Adults (age 18 and older)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Members with a primary dx of a SU, IDD, TBI, borderline personality disorder, or an autism spectrum disorder are not the intended member group for ACT and should not be referred if they do not have a co-occurring psychiatric disorder. 
2. ACT cannot be provided concurrently w/: Outpatient therapy, Med Management, or Psych Services; Mobile Crisis; PSR (after a 30-day transition period); CST; Partial Hospitalization; Tenancy Support Services; Nursing home facility, or IPS-Supported Employment or LTVS.

Service Code
H0040 U1 – MCD Assertive Community Treatment Program, Shadow Claims
Diagnosis Group
Substance Abuse
Mental Health
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Assertive Community Treatment Program (State-Funded) – H0040

Authorization Guidelines:

Brief Service Description: An Assertive Community Treatment (ACT) team consists of a community-based group of medical, behavioral health, and rehabilitation professionals who use a team approach to meet the needs of an individual with severe and persistent mental illness. An individual who is appropriate for ACT does not benefit from receiving services across multiple, disconnected providers, and may become at greater risk of hospitalization, homelessness, substance use, victimization, and incarceration.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required.  
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable.
3. Complete PCP: Required, to include all required signatures and the 3-page crisis plan. Specific interventions, duration, and frequency for each of the ACT Team staff must be included.  PCP must address the role of all team individuals including frequency and duration of each role. 
4. Service Order: Required, signed by an MD/ DO, NP, PA, or a Licensed Psychologist.
5. Submission of all records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required
2. Complete PCP (including above detailed requirements): recently reviewed detailing the individual’s progress with the service. 
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
4. Submission of all records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Up to 30 days for all authorization requests.
2. No more than 5 months in a rolling year will be authorized.
3. Team must see individuals, on average, 1.5 times per week for at least 60 minutes per week. It is expected that additional face-to-face and phone contacts are made with individuals, their natural supports, and other providers on their behalf.

Units: 
1. One unit = 1 event.  
2. One unit is auth’d per month, although a shadow claim should be billed every time an encounter occurs.
3. The expectation is most ACT individuals will receive more than 4 contacts per month, with most seeing at least 3 team individuals in a given month.

Age Group: Adults (age 18 and older)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. ACT cannot be provided concurrently with: Individual, Group, or Family Outpatient; OPT Med Management; Outpatient Psychiatric Services; d. Mobile Crisis Management; PSR or CST (after a 30-day transition period; Partial Hospitalization; Tenancy Support Services; Nursing home facility, IPS-SE or LTVS.
2. State funds will not cover services provided to individuals with a primary dx of a SU disorder, IDD, ASD, personality disorders, or TBI.

Service Code
H0040 – State-Funded Assertive Community Treatment Program
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Assertive Community Treatment Program (State-Funded) – H0040 U1 (Shadow Claims)

Authorization Guidelines:

Brief Service Description: An Assertive Community Treatment (ACT) team consists of a community-based group of medical, behavioral health, and rehabilitation professionals who use a team approach to meet the needs of an individual with severe and persistent mental illness. An individual who is appropriate for ACT does not benefit from receiving services across multiple, disconnected providers, and may become at greater risk of hospitalization, homelessness, substance use, victimization, and incarceration.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required.  
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable.
3. Complete PCP: Required, to include all required signatures and the 3-page crisis plan. Specific interventions, duration, and frequency for each of the ACT Team staff must be included.  PCP must address the role of all team individuals including frequency and duration of each role. 
4. Service Order: Required, signed by an MD/ DO, NP, PA, or a Licensed Psychologist.
5. Submission of all records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required
2. Complete PCP (including above detailed requirements): recently reviewed detailing the individual’s progress with the service. 
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
4. Submission of all records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Up to 30 days for all authorization requests.
2. No more than 5 months in a rolling year will be authorized.
3. Team must see individuals, on average, 1.5 times per week for at least 60 minutes per week. It is expected that additional face-to-face and phone contacts are made with individuals, their natural supports, and other providers on their behalf.

Units: 
1. One unit = 1 event.  
2. One unit is auth’d per month, although a shadow claim should be billed every time an encounter occurs.
3. The expectation is most ACT individuals will receive more than 4 contacts per month, with most seeing at least 3 team individuals in a given month.

Age Group: Adults (age 18 and older)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. ACT cannot be provided concurrently with: Individual, Group, or Family Outpatient; OPT Med Management; Outpatient Psychiatric Services; d. Mobile Crisis Management; PSR or CST (after a 30-day transition period; Partial Hospitalization; Tenancy Support Services; Nursing home facility, IPS-SE or LTVS.
2. State funds will not cover services provided to individuals with a primary dx of a SU disorder, IDD, ASD, personality disorders, or TBI.

Service Code
H0040 U1 – State-Funded Assertive Community Treatment Program, Shadow Claims
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Assistive Technology Equipment and Supplies (INN) – T2029

Authorization Guidelines:

Brief Service Description: Assistive Technology, Equipment and Supplies (ATES) are necessary for the proper functioning of items and systems, whether acquired commercially, modified, or customized, that are used to increase, maintain, or improve functional capabilities of individuals. This service covers purchases, leasing, trial periods and shipping costs, and as necessary, repair/modification of equipment required to enable individuals to increase, maintain or improve their functional capacity to perform daily life tasks that would not be possible otherwise. Cost of Monthly monitoring, connectivity, and internet charges may be covered when it is required for the functioning of the item and system.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. for each plan year.
2. SIS
3. Individual Budget: shipping costs must be itemized. Taxes are not coverable.
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures, e) a plan for training the individual, the natural support system, and paid caregivers on the use of the requested equipment and supplies, f) Long-range outcomes related to training needs associated with the member’s or family’s utilization and procurement of the requested equipment or adaptations. See CCP 8P, section 5.3, for all general ISP requirements.
6. Assessment or Written Recommendation:  by an appropriate professional identifying:
a. the equipment and supplies being requested in the amounts needed
b. Must be less than one calendar year old from requested date.
7. Certificate of Medical Necessity/Prescription: completed by the physician, PA, or NP. MN must be documented for every item requested.
8. MN Letter: written & signed by an MD/ DO, PA, NP, or applicable professional for every item requested. This meets the prescription requirement when created by an MD/ DO, PA, or NP.
9. When an assessment is completed by another professional recommending the MN of specific items, then an MD/ DO, PA, or NP must write a letter of MN OR sign off on the letter of MN prepared by professional AND write a prescription.
10. The estimated life of the equipment and the length of time the member is expected to benefit from the equipment.
11. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
For Assistive Technology Equipment 
1. Training Plan: how the person and family will be trained on the use of the equipment
2. Two quotes for the requested item(s)

For Supplies
1. Statement of Medical Necessity: completed by an appropriate professional, to include the amount and type of item(s) 
2. Supplies that continue to be needed at the time of the Annual Plan must be recommended by an annual re-assessment. The assessment or recommendation must be updated if the amount needs change.
3. Two quotes for the requested item(s)

For Adaptive Car Seats
1. A documented chronic health condition or DD which requires the use of an adaptive car seat for positioning. 
2. The following information in the assessment must be included:
a. Member’s weight;
b. Weight limits of the car seat currently used to transport;
c. Measurements showing the member has a seat to crown height that is longer than the back height of the largest child car safety seat if the member weighs less than the upper weight limit of the current car seat;
d. Reasons why the member cannot be safely transported in a car seat belt or convertible or booster seat for individual weighing 30 pounds and up; 
e. Two quotes for the requested item(s)

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Limited to expenditures of $50,000 (ATES and Home Modifications) over the life of the waiver (excluding nutritional supplements and monthly alert monitoring / connectivity system charges).
2.    Assistive Technology and Supplies can be requested when the item will belong to the individual.
3.    Excluded Items include:
a.    Recreational items normally purchased by a family
b.    Non-Adaptive Computer desks and other furniture items.
c.    Service, maintenance contracts and extended warranties
d.    Equipment or supplies purchased for exclusive use at the school/home school
e.    Computer hardware solely to improve socialization or educational skills, to provide recreation or diversion activities, or to be used by any person other than the member.
f.    Hot tubs, Jacuzzis, and pools.
g.    Items utilized as restraints.
h.    Items that are coverable under the Medicaid DME benefit should not be covered by NC Innovations ATES.
4.    Remote support technology may only be used with consent of the individual and guardian, indicated in the ISP (including preference for the location of any monitoring equipment)
5.    Service contracts and extended warranties may be covered for a one-year time frame.
6.    All items must meet applicable standards of manufacture, design, and installation.
7.    Car seats are not approved for behavioral restraint.
8.    See the CCP for all covered items and categories
9.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
10.    See the CCP for all applicable exclusions, limitations & exceptions

Service Code
T2029
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Behavioral Health Crisis Assessment and Intervention (MCD) – T2016 U5 (Tier III)

Authorization Guidelines:

Brief Service Description: This service is designed to provide triage, crisis risk assessment, evaluation, and intervention within a Behavioral Health Urgent Care (BHUC) setting for members experiencing a behavioral health crisis meeting emergent or urgent triage standards. Individuals receiving this service will be evaluated, then stabilized and/or referred to the most appropriate level of care. A BHUC setting is an alternative, but not a replacement, to a community hospital Emergency Department.

Auth Submission Requirements/ Documentation Requirements
Initial & Concurrent Requests: No prior authorization is required for this service.

Other: 
1. Tier IV BHUC holds IVC designation and completes IVC First Evaluations.
2. Within a BHUC setting, law enforcement is available on site to maintain custody and facilitate drop off by community first responders or other law enforcement in instances where a petition has been filed or an IVC has been initiated.
3. This BH-CAI service is comprised of four elements. Central to it is the clinical assessment by a licensed clinician. Without that component the service is not billable. Other core elements include a triage determination, crisis intervention and disposition planning.
4. BHUC services are either Tier III or Tier IV. A Tier III BHUC operates at least 12 hours per day 7 days a week, 365 days a year w/ at least 6 hours occurring after 4:00 PM each day. A Tier IV BHUC is open 24 hours a day, 7 days a week, 365 days a year. This service is designed to be completed during the defined business hours.
5. For community discharges, it is expected the consumer will receive a copy of the crisis plan and follow up instructions at the time of release.

Authorization Parameters
Length of Stay & Units: One unit = 1 event with a clinical assessment by a licensed clinician (required for billing).  Individuals receiving this service will be evaluated, then stabilized and/or referred to the most appropriate level of care.

Place of Service: Behavioral Health Urgent Care (BHUC)

Level of Care: Members experiencing a behavioral health crisis with any combination of MH, SUD and co-occurring BH/IDD issue

Age Group: Children, Adolescents & Adults (Individuals 4 years or older)

Service Specifics, Limitations/ Exclusions (not all inclusive): None noted
 

Service Code
T2016 U5 – MCD Behavioral Health Crisis Assessment and Intervention, Tier III
Diagnosis Group
Substance Abuse
Mental Health
Intellectual Development Disability
Age Group
Child
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Behavioral Health Crisis Assessment and Intervention (MCD) – T2016 U6 (Tier IV)

Authorization Guidelines:

Brief Service Description: This service is designed to provide triage, crisis risk assessment, evaluation, and intervention within a Behavioral Health Urgent Care (BHUC) setting for members experiencing a behavioral health crisis meeting emergent or urgent triage standards. Individuals receiving this service will be evaluated, then stabilized and/or referred to the most appropriate level of care. A BHUC setting is an alternative, but not a replacement, to a community hospital Emergency Department.

Auth Submission Requirements/ Documentation Requirements
Initial & Concurrent Requests: No prior authorization is required for this service.

Other: 
1. Tier IV BHUC holds IVC designation and completes IVC First Evaluations.
2. Within a BHUC setting, law enforcement is available on site to maintain custody and facilitate drop off by community first responders or other law enforcement in instances where a petition has been filed or an IVC has been initiated.
3. This BH-CAI service is comprised of four elements. Central to it is the clinical assessment by a licensed clinician. Without that component the service is not billable. Other core elements include a triage determination, crisis intervention and disposition planning.
4. BHUC services are either Tier III or Tier IV. A Tier III BHUC operates at least 12 hours per day 7 days a week, 365 days a year w/ at least 6 hours occurring after 4:00 PM each day. A Tier IV BHUC is open 24 hours a day, 7 days a week, 365 days a year. This service is designed to be completed during the defined business hours.
5. For community discharges, it is expected the consumer will receive a copy of the crisis plan and follow up instructions at the time of release.

Authorization Parameters
Length of Stay & Units: One unit = 1 event with a clinical assessment by a licensed clinician (required for billing).  Individuals receiving this service will be evaluated, then stabilized and/or referred to the most appropriate level of care.

Place of Service: Behavioral Health Urgent Care (BHUC)

Level of Care: Members experiencing a behavioral health crisis with any combination of MH, SUD and co-occurring BH/IDD issue

Age Group: Children, Adolescents & Adults (Individuals 4 years or older)

Service Specifics, Limitations/ Exclusions (not all inclusive): None noted

Service Code
T2016 U6 – MCD Behavioral Health Crisis Assessment and Intervention, Tier IV
Diagnosis Group
Substance Abuse
Mental Health
Age Group
Child
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Behavioral Health Urgent Care (State-Funded) – T2016 U5 (without Observation)

Authorization Guidelines:

Brief Service Description: BHUC offers a safe alternative and diversion from the use of hospital EDs to address the needs of individuals experiencing BH crises. Service is a designated service for individuals experiencing a BH crisis related to a SU disorder, MH disorder, and/or I/DD dx or any combo of the above. A BHUC is designed to provide triage, crisis risk assessment, evaluation and intervention to individuals whose crisis response needs are deemed to be urgent or emergent. Individuals receiving this service will be evaluated, then stabilized and/or referred to the most appropriate level of care.

Auth Submission Requirements/ Documentation Requirements
Initial & Concurrent Requests: No prior approval is required.

Service Specifics: 
1. BHUC services are either Tier III or Tier IV. Tier III BHUC operates at least 12 hours per day 7 days a week, 365 days a year w/ at least 6 hours occurring after 4:00 PM each day. A Tier IV BHUC is open 24 hours a day, 7 days a week, 365 days a year.
2. Only members meeting criteria for urgent or emergent are eligible for this BHUC service. If an individual is screened and the need is determined to be routine, they will be referred to a community-based service provider for follow up.
3. Triage must be initiated within 15 minutes of arrival.
4. The Crisis/Risk Assessment must be initiated within 2 hours of arrival at the BHUC.
5. If the individual is at a Tier IV BHUC and it is determined that there is a need for admission to a community hospital or an FBC and there is no immediate bed available (within 2 hours) the individual will be placed into Observation status.  A voluntary individual is able to stay in Observation for a maximum length of stay of 23 hours and 59 minutes (23:59). Individuals that meet medical necessity for IVC can be held in observation beyond 23 hours and 59 minutes. During this time the individual is continuously being assessed for the need of continued stay or determination that the crisis has been resolved, and the person is able to return independently to the community with follow up services.
6. Upon discharge, individuals will be provided with written discharge instructions including information such as medications, community resource referrals, and scheduled appointment date, time and location.
7. Disposition coordination and discharge planning includes communicating with Trillium Care Coordination and/or other care management entities.

Authorization Parameters
Length of Stay & Units: One unit = 1 event.  Individuals receiving this service will be evaluated, then stabilized and/or referred to the most appropriate level of care.

Age Group: Children, Adolescents & Adults (aged 4 and older)
Population Served: All Behavioral Health Diagnosis
Place of Service: Office and clinics as clinically indicated

Service Specifics, Limitations/ Exclusions (not all inclusive): 
1. Not a step-down service for inpatient/FBC discharge
2. Not for routine follow up for med management and cannot administer routine injectable meds
3. Not to replace first responder services
4. Not to replace MCM nor to be used as a diversion from MCM
5. Not to be billed at the same time as other services.

Service Code
T2016 U5 – State-Funded Behavioral Health Urgent Care, without Observation
Diagnosis Group
Mental Health
Substance Abuse
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Behavioral Health Urgent Care (State-Funded) – T2016 U8 (with Observation)

Authorization Guidelines:

Brief Service Description: BHUC offers a safe alternative and diversion from the use of hospital EDs to address the needs of individuals experiencing BH crises. Service is a designated service for individuals experiencing a BH crisis related to a SU disorder, MH disorder, and/or I/DD dx or any combo of the above. A BHUC is designed to provide triage, crisis risk assessment, evaluation and intervention to individuals whose crisis response needs are deemed to be urgent or emergent. Individuals receiving this service will be evaluated, then stabilized and/or referred to the most appropriate level of care.

Auth Submission Requirements/ Documentation Requirements
Initial & Concurrent Requests: No prior approval is required.

Service Specifics: 
1. BHUC services are either Tier III or Tier IV. Tier III BHUC operates at least 12 hours per day 7 days a week, 365 days a year w/ at least 6 hours occurring after 4:00 PM each day. A Tier IV BHUC is open 24 hours a day, 7 days a week, 365 days a year.
2. Only members meeting criteria for urgent or emergent are eligible for this BHUC service. If an individual is screened and the need is determined to be routine, they will be referred to a community-based service provider for follow up.
3. Triage must be initiated within 15 minutes of arrival.
4. The Crisis/Risk Assessment must be initiated within 2 hours of arrival at the BHUC.
5. If the individual is at a Tier IV BHUC and it is determined that there is a need for admission to a community hospital or an FBC and there is no immediate bed available (within 2 hours) the individual will be placed into Observation status.  A voluntary individual is able to stay in Observation for a maximum length of stay of 23 hours and 59 minutes (23:59). Individuals that meet medical necessity for IVC can be held in observation beyond 23 hours and 59 minutes. During this time the individual is continuously being assessed for the need of continued stay or determination that the crisis has been resolved, and the person is able to return independently to the community with follow up services.
6. Upon discharge, individuals will be provided with written discharge instructions including information such as medications, community resource referrals, and scheduled appointment date, time and location.
7. Disposition coordination and discharge planning includes communicating with Trillium Care Coordination and/or other care management entities.

Authorization Parameters
Length of Stay & Units: One unit = 1 event.  Individuals receiving this service will be evaluated, then stabilized and/or referred to the most appropriate level of care.

Age Group: Children, Adolescents & Adults (aged 4 and older)
Population Served: All Behavioral Health Diagnosis
Place of Service: Office and clinics as clinically indicated

Service Specifics, Limitations/ Exclusions (not all inclusive): 
1. Not a step-down service for inpatient/FBC discharge
2. Not for routine follow up for med management and cannot administer routine injectable meds
3. Not to replace first responder services
4. Not to replace MCM nor to be used as a diversion from MCM
5. Not to be billed at the same time as other services.

Service Code
T2016 U8 – State-Funded Behavioral Health Urgent Care, with Observation
Diagnosis Group
Mental Health
Substance Abuse
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Child and Adolescent Day Treatment (MCD) – H2012 HA

Authorization Guidelines:

Brief Service Description: This is a structured tx service in a licensed facility for youth and their families that builds on strengths and addresses identified needs. This service is designed to serve children who, as a result of their mental health or substance use disorder tx needs, are unable to benefit from participation in academic or vocational services at a developmentally appropriate level in a traditional school or work setting. The provider implements therapeutic interventions that are coordinated with the member’s academic or vocational services available through enrollment in an educational setting.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
3. Complete PCP, reviewed as applicable.  
4. Service Order, signed by an MD, DO, PA, NP, or a Licensed Psychologist.
5. Child/Adolescent Discharge/Transition Plan
6. IEP/ 504 Plan
7. Behavioral Plan
8. School Suspension Records

All services are subject to post-payment review.

Authorization Parameters
Length of Stay: This service should be titrated based on the transition plan.

Units: One unit =1 hour
Age Group: Children & Adolescents (Age 5 through 20)

Level of Care: ASAM Level of 2.1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. CADT services cannot be provided during the same auth period as: IIH; MST; Individual, Group and Family therapy; SAIOP; Child Residential Tx: Level II Program Type through Level IV; PRTF; Substance Abuse Residential Services, or; Inpatient Hospitalization.
2. CADT programs may not operate as simply an after-school program.  
3. CADT programs may not operate as simply an after-school program.  
4. Transition and discharge planning begin at admission and must be documented in the PCP.

Service Code
H2012 HA – MCD Child and Adolescent Day Treatment
Diagnosis Group
Mental Health
Substance Abuse
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Child and Adolescent Day Treatment (State-Funded) – H2012 HA

Authorization Guidelines:

Brief Service Description: A structured tx service in a licensed facility for children or adolescents and their families that builds on strengths and addresses identified needs. This service is designed to serve children who, as a result of their MH or SU disorder tx needs, are unable to benefit from participation in academic or vocational services at a developmentally appropriate level in a traditional school or work setting. The provider implements therapeutic interventions that are coordinated with the individual’s academic or vocational services available through enrollment in an educational setting. Each CADT provider must follow a clearly identified clinical model(s) or evidence-based tx(s) consistent with best practice. Day Treatment provides case management services.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
3. Complete PCP: Required  
4. Service Order: Required
5. Child/Adolescent Discharge/Transition Plan
6. IEP/ 504 Plan: Required
7. Behavioral Plan: Required
8. School Suspension Records: Required
9. Submission of all records that support the recipient has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior authorization is required
2. Complete PCP: recently reviewed detailing the individual’s progress with the service. 
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
4. Submission of all records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. This is a time limited service, and services should be titrated based on the transition plan in the PCP.  
2. This is a day or night service that shall be available year-round for a minimum of three hours a day during all days of operation.
3. Up to 60 days for the initial and reauth period.  

Units:
1.  One unit = 1 hour.  
2. Up to 258 units per 60 days.  

Age Group: Children & Adolescents (Ages 5 through 17)

Level of Care: ASAM Level of 2.1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. CADT services may not be provided during the same auth period as: IIH; MST; Individual, group, and family therapy; SAIOP; Child Residential Treatment services–Levels II through IV; PRTF; Substance abuse residential services; or Inpatient hospitalization.
2. CADT programs may not operate as simply an after-school program.  

Service Code
H2012 HA – State-Funded Child and Adolescent Day Treatment
Diagnosis Group
Mental Health
Substance Abuse
Age Group
Age 5 - 17
Benefit Plan
State
Prior Authorization Required
Yes

Child First Services (MCD) – H2022 HE (Monthly Service)

Authorization Guidelines:

Child First is an intensive, early childhood, two-generation, home visiting intervention that works with the most vulnerable young children (prenatal through age five years) and their families. The goal is to heal and protect children from trauma and adversity. This service requires prior approval through the Early and Periodic Screening, Diagnostic and Treatment (EPSDT) process. To request a service under EPSDT, submit a TAR and upload the EPSDT non-covered form as part of the clinical documents for review. 

Service Code
H2022 HE
Diagnosis Group
Intellectual Development Disability
Mental Health
Age Group
Child
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Child First Services (MCD) – H2022 HE U1 (Encounters)

Authorization Guidelines:

Child First is an intensive, early childhood, two-generation, home visiting intervention that works with the most vulnerable young children (prenatal through age five years) and their families. The goal is to heal and protect children from trauma and adversity. This service requires prior approval through the Early and Periodic Screening, Diagnostic and Treatment (EPSDT) process. To request a service under EPSDT, submit a TAR and upload the EPSDT non-covered form as part of the clinical documents for review. 

Service Code
H2022 HE U1
Diagnosis Group
Intellectual Development Disability
Mental Health
Age Group
Child
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Community Living and Support (INN) – T2012 (Community Component of CLS, Non-EVV, Individual)

Authorization Guidelines:

Brief Service Description: Community Living and Support is an individualized or group service that enables the waiver member to live successfully in their home and be an active member of their community. Community Living and Support enables the member to learn new skills, practice and/or improve existing skills. The intended outcome of the service is to increase or maintain the member’s life skills or provide the supervision needed to empower the member to live in the home of their family or natural supports or in their private primary residency, maximize self-sufficiency, increase self- determination and enhance the opportunity to have full membership in the community.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures, e) if applicable, member agrees with the employment of the relative and has been given the opportunity to consider employment of non-related staff. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Timeframes:
1. Requests up to 12 hours daily may be auth’d for the entire plan year.
2. Requests up to 16 hours daily may be auth’d for 6 months within the plan year.
3. Requests for more than 16 hours daily are auth’d for up to a 90-days within the plan year.

Units: One unit = 15 minutes

Other:
1. For services provided in the home of a direct service employee, the Provider Agency, Employer of Record or Agency With Choice is required to complete the Health and Safety Checklist and Justification for Services form prior to the delivery of service in that home and every 6 months afterwards. The member or legally responsible person must sign this checklist.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Community Living and Supports is subject to the limitations on the sets of services.
2.    A member who receives Community Living and Supports may not receive Residential Supports or Supported Living at the same time.
3.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Living, Supported Employment, Respite or one of the State Plan Medicaid Services that works directly with the person, such as Private Duty Nursing.
4.    Transportation to and from the school setting is not covered under the waiver and is the responsibility of the school system. (This service includes only transportation to/from the person’s home or any community location where the person is receiving services.) 
5.    Incidental housekeeping and meal preparation for other household members is not covered under the waiver. The paraprofessional is responsible for incidental housekeeping and meal preparation only for the member.
6.    Parents of minor children enrolled in the waiver may provide CLS services to their child who has been indicated as having extraordinary support needs.  Parents of minor children receiving CLS may provide this service (up to 40 hours and not exceeding 56 hours) to their child. Note: This does not apply to parents of minor children who are also the Employer of Record (EOR).
7.    CLS service providers may be a relative of an adult waiver member. Relatives as providers for adult waiver members may provide CLS service over 56 hours/week not exceeding 84 hours/week. 
8.    Family members living under the same roof as the waiver individual may provide CLS services. Objective written documentation is required as to why there are no other providers available to provide the services.  Family members who provide these services must meet the same standards as providers who are unrelated to the individual.
9.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
10.    See the CCP for all applicable exclusions, limitations & exceptions

Service Code
T2012 – Community Living and Supports Community
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Community Living and Support (INN) – T2012 GC (Live-In Caregiver CLS, Non-EVV, Individual)

Authorization Guidelines:

Brief Service Description: Community Living and Support is an individualized or group service that enables the waiver member to live successfully in their home and be an active member of their community. Community Living and Support enables the member to learn new skills, practice and/or improve existing skills. The intended outcome of the service is to increase or maintain the member’s life skills or provide the supervision needed to empower the member to live in the home of their family or natural supports or in their private primary residency, maximize self-sufficiency, increase self- determination and enhance the opportunity to have full membership in the community.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures, e) if applicable, member agrees with the employment of the relative and has been given the opportunity to consider employment of non-related staff. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Timeframes:
1. Requests up to 12 hours daily may be auth’d for the entire plan year.
2. Requests up to 16 hours daily may be auth’d for 6 months within the plan year.
3. Requests for more than 16 hours daily are auth’d for up to a 90-days within the plan year.

Units: One unit = 15 minutes

Other:
1. For services provided in the home of a direct service employee, the Provider Agency, Employer of Record or Agency With Choice is required to complete the Health and Safety Checklist and Justification for Services form prior to the delivery of service in that home and every 6 months afterwards. The member or legally responsible person must sign this checklist.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Community Living and Supports is subject to the limitations on the sets of services.
2.    A member who receives Community Living and Supports may not receive Residential Supports or Supported Living at the same time.
3.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Living, Supported Employment, Respite or one of the State Plan Medicaid Services that works directly with the person, such as Private Duty Nursing.
4.    Transportation to and from the school setting is not covered under the waiver and is the responsibility of the school system. (This service includes only transportation to/from the person’s home or any community location where the person is receiving services.) 
5.    Incidental housekeeping and meal preparation for other household members is not covered under the waiver. The paraprofessional is responsible for incidental housekeeping and meal preparation only for the member.
6.    Parents of minor children enrolled in the waiver may provide CLS services to their child who has been indicated as having extraordinary support needs.  Parents of minor children receiving CLS may provide this service (up to 40 hours and not exceeding 56 hours) to their child. Note: This does not apply to parents of minor children who are also the Employer of Record (EOR).
7.    CLS service providers may be a relative of an adult waiver member. Relatives as providers for adult waiver members may provide CLS service over 56 hours/week not exceeding 84 hours/week. 
8.    Family members living under the same roof as the waiver individual may provide CLS services. Objective written documentation is required as to why there are no other providers available to provide the services.  Family members who provide these services must meet the same standards as providers who are unrelated to the individual.
9.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
10.    See the CCP for all applicable exclusions, limitations & exceptions

Service Code
T2012 CG - Community Living and Supports-Live In Caregiver
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Community Living and Support (INN) – T2012 GC HQ (Live-In Caregiver CLS, Non-EVV, Group)

Authorization Guidelines:

Brief Service Description: Community Living and Support is an individualized or group service that enables the waiver member to live successfully in their home and be an active member of their community. Community Living and Support enables the member to learn new skills, practice and/or improve existing skills. The intended outcome of the service is to increase or maintain the member’s life skills or provide the supervision needed to empower the member to live in the home of their family or natural supports or in their private primary residency, maximize self-sufficiency, increase self- determination and enhance the opportunity to have full membership in the community.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures, e) if applicable, member agrees with the employment of the relative and has been given the opportunity to consider employment of non-related staff. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Timeframes:
1. Requests up to 12 hours daily may be auth’d for the entire plan year.
2. Requests up to 16 hours daily may be auth’d for 6 months within the plan year.
3. Requests for more than 16 hours daily are auth’d for up to a 90-days within the plan year.

Units: One unit = 15 minutes

Other:
1. For services provided in the home of a direct service employee, the Provider Agency, Employer of Record or Agency With Choice is required to complete the Health and Safety Checklist and Justification for Services form prior to the delivery of service in that home and every 6 months afterwards. The member or legally responsible person must sign this checklist.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Community Living and Supports is subject to the limitations on the sets of services.
2.    A member who receives Community Living and Supports may not receive Residential Supports or Supported Living at the same time.
3.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Living, Supported Employment, Respite or one of the State Plan Medicaid Services that works directly with the person, such as Private Duty Nursing.
4.    Transportation to and from the school setting is not covered under the waiver and is the responsibility of the school system. (This service includes only transportation to/from the person’s home or any community location where the person is receiving services.) 
5.    Incidental housekeeping and meal preparation for other household members is not covered under the waiver. The paraprofessional is responsible for incidental housekeeping and meal preparation only for the member.
6.    Parents of minor children enrolled in the waiver may provide CLS services to their child who has been indicated as having extraordinary support needs.  Parents of minor children receiving CLS may provide this service (up to 40 hours and not exceeding 56 hours) to their child. Note: This does not apply to parents of minor children who are also the Employer of Record (EOR).
7.    CLS service providers may be a relative of an adult waiver member. Relatives as providers for adult waiver members may provide CLS service over 56 hours/week not exceeding 84 hours/week. 
8.    Family members living under the same roof as the waiver individual may provide CLS services. Objective written documentation is required as to why there are no other providers available to provide the services.  Family members who provide these services must meet the same standards as providers who are unrelated to the individual.
9.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
10.    See the CCP for all applicable exclusions, limitations & exceptions

Service Code
T2012 CG HQ Community Living and Supports Group- Live In Caregiver
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Community Living and Support (INN) – T2012 HQ (Community Component of CLS, Non-EVV, Group)

Authorization Guidelines:

Brief Service Description: Community Living and Support is an individualized or group service that enables the waiver member to live successfully in their home and be an active member of their community. Community Living and Support enables the member to learn new skills, practice and/or improve existing skills. The intended outcome of the service is to increase or maintain the member’s life skills or provide the supervision needed to empower the member to live in the home of their family or natural supports or in their private primary residency, maximize self-sufficiency, increase self- determination and enhance the opportunity to have full membership in the community.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures, e) if applicable, member agrees with the employment of the relative and has been given the opportunity to consider employment of non-related staff. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Timeframes:
1. Requests up to 12 hours daily may be auth’d for the entire plan year.
2. Requests up to 16 hours daily may be auth’d for 6 months within the plan year.
3. Requests for more than 16 hours daily are auth’d for up to a 90-days within the plan year.

Units: One unit = 15 minutes

Other:
1. For services provided in the home of a direct service employee, the Provider Agency, Employer of Record or Agency With Choice is required to complete the Health and Safety Checklist and Justification for Services form prior to the delivery of service in that home and every 6 months afterwards. The member or legally responsible person must sign this checklist.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Community Living and Supports is subject to the limitations on the sets of services.
2.    A member who receives Community Living and Supports may not receive Residential Supports or Supported Living at the same time.
3.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Living, Supported Employment, Respite or one of the State Plan Medicaid Services that works directly with the person, such as Private Duty Nursing.
4.    Transportation to and from the school setting is not covered under the waiver and is the responsibility of the school system. (This service includes only transportation to/from the person’s home or any community location where the person is receiving services.) 
5.    Incidental housekeeping and meal preparation for other household members is not covered under the waiver. The paraprofessional is responsible for incidental housekeeping and meal preparation only for the member.
6.    Parents of minor children enrolled in the waiver may provide CLS services to their child who has been indicated as having extraordinary support needs.  Parents of minor children receiving CLS may provide this service (up to 40 hours and not exceeding 56 hours) to their child. Note: This does not apply to parents of minor children who are also the Employer of Record (EOR).
7.    CLS service providers may be a relative of an adult waiver member. Relatives as providers for adult waiver members may provide CLS service over 56 hours/week not exceeding 84 hours/week. 
8.    Family members living under the same roof as the waiver individual may provide CLS services. Objective written documentation is required as to why there are no other providers available to provide the services.  Family members who provide these services must meet the same standards as providers who are unrelated to the individual.
9.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
10.    See the CCP for all applicable exclusions, limitations & exceptions

Service Code
T2012 HQ – INN Community Living and Support, Community Component of CLS, Non-EVV, Group
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Community Living and Support (INN) – T2013 TF (In- Home Component of CLS, EVV, Individual)

Authorization Guidelines:

Brief Service Description: Community Living and Support is an individualized or group service that enables the waiver member to live successfully in their home and be an active member of their community. Community Living and Support enables the member to learn new skills, practice and/or improve existing skills. The intended outcome of the service is to increase or maintain the member’s life skills or provide the supervision needed to empower the member to live in the home of their family or natural supports or in their private primary residency, maximize self-sufficiency, increase self- determination and enhance the opportunity to have full membership in the community.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures, e) if applicable, member agrees with the employment of the relative and has been given the opportunity to consider employment of non-related staff. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Timeframes:
1. Requests up to 12 hours daily may be auth’d for the entire plan year.
2. Requests up to 16 hours daily may be auth’d for 6 months within the plan year.
3. Requests for more than 16 hours daily are auth’d for up to a 90-days within the plan year.

Units: One unit = 15 minutes

Other:
1. For services provided in the home of a direct service employee, the Provider Agency, Employer of Record or Agency With Choice is required to complete the Health and Safety Checklist and Justification for Services form prior to the delivery of service in that home and every 6 months afterwards. The member or legally responsible person must sign this checklist.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Community Living and Supports is subject to the limitations on the sets of services.
2.    A member who receives Community Living and Supports may not receive Residential Supports or Supported Living at the same time.
3.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Living, Supported Employment, Respite or one of the State Plan Medicaid Services that works directly with the person, such as Private Duty Nursing.
4.    Transportation to and from the school setting is not covered under the waiver and is the responsibility of the school system. (This service includes only transportation to/from the person’s home or any community location where the person is receiving services.) 
5.    Incidental housekeeping and meal preparation for other household members is not covered under the waiver. The paraprofessional is responsible for incidental housekeeping and meal preparation only for the member.
6.    Parents of minor children enrolled in the waiver may provide CLS services to their child who has been indicated as having extraordinary support needs.  Parents of minor children receiving CLS may provide this service (up to 40 hours and not exceeding 56 hours) to their child. Note: This does not apply to parents of minor children who are also the Employer of Record (EOR).
7.    CLS service providers may be a relative of an adult waiver member. Relatives as providers for adult waiver members may provide CLS service over 56 hours/week not exceeding 84 hours/week. 
8.    Family members living under the same roof as the waiver individual may provide CLS services. Objective written documentation is required as to why there are no other providers available to provide the services.  Family members who provide these services must meet the same standards as providers who are unrelated to the individual.
9.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
10.    See the CCP for all applicable exclusions, limitations & exceptions

Service Code
T2013 TF Individual - In Home EVV required
Diagnosis Group
Intellectual Development Disability
Age Group
Child
Adult
18-20
Benefit Plan
Innovations
Prior Authorization Required
Yes

Community Living and Support (INN) – T2013 TF GT (In- Home Component of CLS, EVV, Individual, Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Community Living and Support is an individualized or group service that enables the waiver member to live successfully in their home and be an active member of their community. Community Living and Support enables the member to learn new skills, practice and/or improve existing skills. The intended outcome of the service is to increase or maintain the member’s life skills or provide the supervision needed to empower the member to live in the home of their family or natural supports or in their private primary residency, maximize self-sufficiency, increase self- determination and enhance the opportunity to have full membership in the community.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures, e) if applicable, member agrees with the employment of the relative and has been given the opportunity to consider employment of non-related staff. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Timeframes:
1. Requests up to 12 hours daily may be auth’d for the entire plan year.
2. Requests up to 16 hours daily may be auth’d for 6 months within the plan year.
3. Requests for more than 16 hours daily are auth’d for up to a 90-days within the plan year.

Units: One unit = 15 minutes

Other:
1. For services provided in the home of a direct service employee, the Provider Agency, Employer of Record or Agency With Choice is required to complete the Health and Safety Checklist and Justification for Services form prior to the delivery of service in that home and every 6 months afterwards. The member or legally responsible person must sign this checklist.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Community Living and Supports is subject to the limitations on the sets of services.
2.    A member who receives Community Living and Supports may not receive Residential Supports or Supported Living at the same time.
3.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Living, Supported Employment, Respite or one of the State Plan Medicaid Services that works directly with the person, such as Private Duty Nursing.
4.    Transportation to and from the school setting is not covered under the waiver and is the responsibility of the school system. (This service includes only transportation to/from the person’s home or any community location where the person is receiving services.) 
5.    Incidental housekeeping and meal preparation for other household members is not covered under the waiver. The paraprofessional is responsible for incidental housekeeping and meal preparation only for the member.
6.    Parents of minor children enrolled in the waiver may provide CLS services to their child who has been indicated as having extraordinary support needs.  Parents of minor children receiving CLS may provide this service (up to 40 hours and not exceeding 56 hours) to their child. Note: This does not apply to parents of minor children who are also the Employer of Record (EOR).
7.    CLS service providers may be a relative of an adult waiver member. Relatives as providers for adult waiver members may provide CLS service over 56 hours/week not exceeding 84 hours/week. 
8.    Family members living under the same roof as the waiver individual may provide CLS services. Objective written documentation is required as to why there are no other providers available to provide the services.  Family members who provide these services must meet the same standards as providers who are unrelated to the individual.
9.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
10.    See the CCP for all applicable exclusions, limitations & exceptions

Service Code
T2013 TF GT – INN Community Living and Support, In- Home Component of CLS, EVV, Individual, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Community Living and Support (INN) – T2013 TF HQ (In- Home Component of CLS, EVV, Group)

Authorization Guidelines:

Brief Service Description: Community Living and Support is an individualized or group service that enables the waiver member to live successfully in their home and be an active member of their community. Community Living and Support enables the member to learn new skills, practice and/or improve existing skills. The intended outcome of the service is to increase or maintain the member’s life skills or provide the supervision needed to empower the member to live in the home of their family or natural supports or in their private primary residency, maximize self-sufficiency, increase self- determination and enhance the opportunity to have full membership in the community.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures, e) if applicable, member agrees with the employment of the relative and has been given the opportunity to consider employment of non-related staff. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Timeframes:
1. Requests up to 12 hours daily may be auth’d for the entire plan year.
2. Requests up to 16 hours daily may be auth’d for 6 months within the plan year.
3. Requests for more than 16 hours daily are auth’d for up to a 90-days within the plan year.

Units: One unit = 15 minutes

Other:
1. For services provided in the home of a direct service employee, the Provider Agency, Employer of Record or Agency With Choice is required to complete the Health and Safety Checklist and Justification for Services form prior to the delivery of service in that home and every 6 months afterwards. The member or legally responsible person must sign this checklist.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Community Living and Supports is subject to the limitations on the sets of services.
2.    A member who receives Community Living and Supports may not receive Residential Supports or Supported Living at the same time.
3.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Living, Supported Employment, Respite or one of the State Plan Medicaid Services that works directly with the person, such as Private Duty Nursing.
4.    Transportation to and from the school setting is not covered under the waiver and is the responsibility of the school system. (This service includes only transportation to/from the person’s home or any community location where the person is receiving services.) 
5.    Incidental housekeeping and meal preparation for other household members is not covered under the waiver. The paraprofessional is responsible for incidental housekeeping and meal preparation only for the member.
6.    Parents of minor children enrolled in the waiver may provide CLS services to their child who has been indicated as having extraordinary support needs.  Parents of minor children receiving CLS may provide this service (up to 40 hours and not exceeding 56 hours) to their child. Note: This does not apply to parents of minor children who are also the Employer of Record (EOR).
7.    CLS service providers may be a relative of an adult waiver member. Relatives as providers for adult waiver members may provide CLS service over 56 hours/week not exceeding 84 hours/week. 
8.    Family members living under the same roof as the waiver individual may provide CLS services. Objective written documentation is required as to why there are no other providers available to provide the services.  Family members who provide these services must meet the same standards as providers who are unrelated to the individual.
9.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
10.    See the CCP for all applicable exclusions, limitations & exceptions

Service Code
T2013 TF HQ - Group - EVV Required
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Community Living and Support (INN) – T2013 TF HQ GT (In- Home Component of CLS, EVV, Group, Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Community Living and Support is an individualized or group service that enables the waiver member to live successfully in their home and be an active member of their community. Community Living and Support enables the member to learn new skills, practice and/or improve existing skills. The intended outcome of the service is to increase or maintain the member’s life skills or provide the supervision needed to empower the member to live in the home of their family or natural supports or in their private primary residency, maximize self-sufficiency, increase self- determination and enhance the opportunity to have full membership in the community.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures, e) if applicable, member agrees with the employment of the relative and has been given the opportunity to consider employment of non-related staff. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Timeframes:
1. Requests up to 12 hours daily may be auth’d for the entire plan year.
2. Requests up to 16 hours daily may be auth’d for 6 months within the plan year.
3. Requests for more than 16 hours daily are auth’d for up to a 90-days within the plan year.

Units: One unit = 15 minutes

Other:
1. For services provided in the home of a direct service employee, the Provider Agency, Employer of Record or Agency With Choice is required to complete the Health and Safety Checklist and Justification for Services form prior to the delivery of service in that home and every 6 months afterwards. The member or legally responsible person must sign this checklist.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Community Living and Supports is subject to the limitations on the sets of services.
2.    A member who receives Community Living and Supports may not receive Residential Supports or Supported Living at the same time.
3.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Living, Supported Employment, Respite or one of the State Plan Medicaid Services that works directly with the person, such as Private Duty Nursing.
4.    Transportation to and from the school setting is not covered under the waiver and is the responsibility of the school system. (This service includes only transportation to/from the person’s home or any community location where the person is receiving services.) 
5.    Incidental housekeeping and meal preparation for other household members is not covered under the waiver. The paraprofessional is responsible for incidental housekeeping and meal preparation only for the member.
6.    Parents of minor children enrolled in the waiver may provide CLS services to their child who has been indicated as having extraordinary support needs.  Parents of minor children receiving CLS may provide this service (up to 40 hours and not exceeding 56 hours) to their child. Note: This does not apply to parents of minor children who are also the Employer of Record (EOR).
7.    CLS service providers may be a relative of an adult waiver member. Relatives as providers for adult waiver members may provide CLS service over 56 hours/week not exceeding 84 hours/week. 
8.    Family members living under the same roof as the waiver individual may provide CLS services. Objective written documentation is required as to why there are no other providers available to provide the services.  Family members who provide these services must meet the same standards as providers who are unrelated to the individual.
9.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
10.    See the CCP for all applicable exclusions, limitations & exceptions

Service Code
T2013 TF HQ GT – INN Community Living and Support, In- Home Component of CLS, EVV, Group, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Community Living and Support (State-Funded) – YM851 (Individual)

Authorization Guidelines:

Limited funding. Not an entitlement. No New Admissions.

Brief Service Description: Community Living and Support is an individualized service that enables individuals 3 years of age or older to live successfully in their own home, the home of their family or natural supports and be an active recipient of their community. A paraprofessional assists the individual to learn new skills and/or supports the individual in activities that are individualized and aligned with their preferences. Community Living and Support provides technical assistance to unpaid supports who live in the home of the individual to assist the individual to maintain the skills they have learned.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Required, submitted by a QP
2. NC SNAP/ SIS/ TBI Assessment: Required
3. Assessment: Psychological, neuropsych, or psychiatric assessment w/ the appropriate testing using validated tools showing the recipient has a developmental disability according to GS 122C-3 (12a) or TBI as defined in G.S. 122-C- 3(38a), including evidence of an IDD diagnosis prior to the age of 22.  For those w/ DD but no intellectual disability, a physician assessment w/ a definitive dx and assoc, functional limitations is acceptable.
4. PCP or ISP: Required, to include an expressed desire to obtain the service. 
5. Service Order: Required, signed by a QP, physician, licensed psychologist, PA, or NP
6. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.
7. Submission of all records that support the recipient has met the medical necessity criteria.
 

Reauthorization Requests:
1. TAR: Required, submitted by a QP
2. NC SNAP/ SIS/ / TBI Assessment: Required
3. PCP or ISP: recently reviewed detailing the recipient’s progress with the service, to include an expressed desire to maintain the service.  If there is a need for increased service duration and frequency, clinical consideration must be given to other services with a more intense clinical component.
4. Evidence of IDD Eligibility: Meets IDD eligibility according to GS 122C-3 (12a), including evidence of an IDD dx before age of 22 or a TBI dx per G.S. 122C-3(38a). 
5. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.
6. Submission of all records that support the recipient has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Initial & Reauth: Up to 28 hours (112 units) per week / 1456 hours (5824 units) per year
2. May not exceed 15 hours per week (60 units) when school is in session for individuals under 22 years of age who have not graduated, regardless of their enrollment status. 
3. Request length of stay can be for up to one calendar year or the end of the PCP (whichever comes first).

Units: One unit = 15 minutes

Age Group: Children/ Adolescents & Adults

Level of Care: SNAP: Overall Level of Eligible Support of 3 or higher OR SIS: Level D or higher OR TBI Assessment requiring a moderate to high level of supervision and support in most settings.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. No New Admissions
2. May not be provided during the same auth period as Innovations Waiver services, (b)(3) day services, or Medicaid 1915i services or In Lieu of Services (ILOS) which include a meaningful day component. 
3. Must not be duplicative of other state funded services the individual is receiving. 
4. Those receiving CL&S may not receive any residential services or Supported Living Periodic.
5. Services may not be provided in the home of provider staff.

Service Code
YM851 – State-Funded Community Living and Support, Individual
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Community Living and Support (State-Funded) – YM851 GT (Individual, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement. No New Admissions.

Brief Service Description: Community Living and Support is an individualized service that enables individuals 3 years of age or older to live successfully in their own home, the home of their family or natural supports and be an active recipient of their community. A paraprofessional assists the individual to learn new skills and/or supports the individual in activities that are individualized and aligned with their preferences. Community Living and Support provides technical assistance to unpaid supports who live in the home of the individual to assist the individual to maintain the skills they have learned.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Required, submitted by a QP
2. NC SNAP/ SIS/ TBI Assessment: Required
3. Assessment: Psychological, neuropsych, or psychiatric assessment w/ the appropriate testing using validated tools showing the recipient has a developmental disability according to GS 122C-3 (12a) or TBI as defined in G.S. 122-C- 3(38a), including evidence of an IDD diagnosis prior to the age of 22.  For those w/ DD but no intellectual disability, a physician assessment w/ a definitive dx and assoc, functional limitations is acceptable.
4. PCP or ISP: Required, to include an expressed desire to obtain the service. 
5. Service Order: Required, signed by a QP, physician, licensed psychologist, PA, or NP
6. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.
7. Submission of all records that support the recipient has met the medical necessity criteria.
 

Reauthorization Requests:
1. TAR: Required, submitted by a QP
2. NC SNAP/ SIS/ / TBI Assessment: Required
3. PCP or ISP: recently reviewed detailing the recipient’s progress with the service, to include an expressed desire to maintain the service.  If there is a need for increased service duration and frequency, clinical consideration must be given to other services with a more intense clinical component.
4. Evidence of IDD Eligibility: Meets IDD eligibility according to GS 122C-3 (12a), including evidence of an IDD dx before age of 22 or a TBI dx per G.S. 122C-3(38a). 
5. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.
6. Submission of all records that support the recipient has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Initial & Reauth: Up to 28 hours (112 units) per week / 1456 hours (5824 units) per year
2. May not exceed 15 hours per week (60 units) when school is in session for individuals under 22 years of age who have not graduated, regardless of their enrollment status. 
3. Request length of stay can be for up to one calendar year or the end of the PCP (whichever comes first).

Units: One unit = 15 minutes

Age Group: Children/ Adolescents & Adults

Level of Care: SNAP: Overall Level of Eligible Support of 3 or higher OR SIS: Level D or higher OR TBI Assessment requiring a moderate to high level of supervision and support in most settings.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. No New Admissions
2. May not be provided during the same auth period as Innovations Waiver services, (b)(3) day services, or Medicaid 1915i services or In Lieu of Services (ILOS) which include a meaningful day component. 
3. Must not be duplicative of other state funded services the individual is receiving. 
4. Those receiving CL&S may not receive any residential services or Supported Living Periodic.
5. Services may not be provided in the home of provider staff.

Service Code
YM851 GT – State-Funded Community Living and Support, Individual, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Community Living and Support (State-Funded) – YM852 (Group)

Authorization Guidelines:

Limited funding. Not an entitlement. No New Admissions.

Brief Service Description: Community Living and Support is an individualized service that enables individuals 3 years of age or older to live successfully in their own home, the home of their family or natural supports and be an active recipient of their community. A paraprofessional assists the individual to learn new skills and/or supports the individual in activities that are individualized and aligned with their preferences. Community Living and Support provides technical assistance to unpaid supports who live in the home of the individual to assist the individual to maintain the skills they have learned.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Required, submitted by a QP
2. NC SNAP/ SIS/ TBI Assessment: Required
3. Assessment: Psychological, neuropsych, or psychiatric assessment w/ the appropriate testing using validated tools showing the recipient has a developmental disability according to GS 122C-3 (12a) or TBI as defined in G.S. 122-C- 3(38a), including evidence of an IDD diagnosis prior to the age of 22.  For those w/ DD but no intellectual disability, a physician assessment w/ a definitive dx and assoc, functional limitations is acceptable.
4. PCP or ISP: Required, to include an expressed desire to obtain the service. 
5. Service Order: Required, signed by a QP, physician, licensed psychologist, PA, or NP
6. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.
7. Submission of all records that support the recipient has met the medical necessity criteria.
 

Reauthorization Requests:
1. TAR: Required, submitted by a QP
2. NC SNAP/ SIS/ / TBI Assessment: Required
3. PCP or ISP: recently reviewed detailing the recipient’s progress with the service, to include an expressed desire to maintain the service.  If there is a need for increased service duration and frequency, clinical consideration must be given to other services with a more intense clinical component.
4. Evidence of IDD Eligibility: Meets IDD eligibility according to GS 122C-3 (12a), including evidence of an IDD dx before age of 22 or a TBI dx per G.S. 122C-3(38a). 
5. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.
6. Submission of all records that support the recipient has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Initial & Reauth: Up to 28 hours (112 units) per week / 1456 hours (5824 units) per year
2. May not exceed 15 hours per week (60 units) when school is in session for individuals under 22 years of age who have not graduated, regardless of their enrollment status. 
3. Request length of stay can be for up to one calendar year or the end of the PCP (whichever comes first).

Units: One unit = 15 minutes

Age Group: Children/ Adolescents & Adults

Level of Care: SNAP: Overall Level of Eligible Support of 3 or higher OR SIS: Level D or higher OR TBI Assessment requiring a moderate to high level of supervision and support in most settings.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. No New Admissions
2. May not be provided during the same auth period as Innovations Waiver services, (b)(3) day services, or Medicaid 1915i services or In Lieu of Services (ILOS) which include a meaningful day component. 
3. Must not be duplicative of other state funded services the individual is receiving. 
4. Those receiving CL&S may not receive any residential services or Supported Living Periodic.
5. Services may not be provided in the home of provider staff.

Service Code
YM852 - Group
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Community Living and Support (State-Funded) – YM852 GT (Group, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement. No New Admissions.

Brief Service Description: Community Living and Support is an individualized service that enables individuals 3 years of age or older to live successfully in their own home, the home of their family or natural supports and be an active recipient of their community. A paraprofessional assists the individual to learn new skills and/or supports the individual in activities that are individualized and aligned with their preferences. Community Living and Support provides technical assistance to unpaid supports who live in the home of the individual to assist the individual to maintain the skills they have learned.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Required, submitted by a QP
2. NC SNAP/ SIS/ TBI Assessment: Required
3. Assessment: Psychological, neuropsych, or psychiatric assessment w/ the appropriate testing using validated tools showing the recipient has a developmental disability according to GS 122C-3 (12a) or TBI as defined in G.S. 122-C- 3(38a), including evidence of an IDD diagnosis prior to the age of 22.  For those w/ DD but no intellectual disability, a physician assessment w/ a definitive dx and assoc, functional limitations is acceptable.
4. PCP or ISP: Required, to include an expressed desire to obtain the service. 
5. Service Order: Required, signed by a QP, physician, licensed psychologist, PA, or NP
6. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.
7. Submission of all records that support the recipient has met the medical necessity criteria.
 

Reauthorization Requests:
1. TAR: Required, submitted by a QP
2. NC SNAP/ SIS/ / TBI Assessment: Required
3. PCP or ISP: recently reviewed detailing the recipient’s progress with the service, to include an expressed desire to maintain the service.  If there is a need for increased service duration and frequency, clinical consideration must be given to other services with a more intense clinical component.
4. Evidence of IDD Eligibility: Meets IDD eligibility according to GS 122C-3 (12a), including evidence of an IDD dx before age of 22 or a TBI dx per G.S. 122C-3(38a). 
5. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.
6. Submission of all records that support the recipient has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Initial & Reauth: Up to 28 hours (112 units) per week / 1456 hours (5824 units) per year
2. May not exceed 15 hours per week (60 units) when school is in session for individuals under 22 years of age who have not graduated, regardless of their enrollment status. 
3. Request length of stay can be for up to one calendar year or the end of the PCP (whichever comes first).

Units: One unit = 15 minutes

Age Group: Children/ Adolescents & Adults

Level of Care: SNAP: Overall Level of Eligible Support of 3 or higher OR SIS: Level D or higher OR TBI Assessment requiring a moderate to high level of supervision and support in most settings.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. No New Admissions
2. May not be provided during the same auth period as Innovations Waiver services, (b)(3) day services, or Medicaid 1915i services or In Lieu of Services (ILOS) which include a meaningful day component. 
3. Must not be duplicative of other state funded services the individual is receiving. 
4. Those receiving CL&S may not receive any residential services or Supported Living Periodic.
5. Services may not be provided in the home of provider staff.

Service Code
YM852 GT – State-Funded Community Living and Support, Group, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Community Living and Supports (1915i MCD) – T2012 GC U4 (relative as provider lives in home, non-EVV)

Authorization Guidelines:

Brief Service Description: CL&S is an individualized or group service that enables the member to live successfully in their own home, the home of their family, or natural supports and be an active member of their community. A paraprofessional assists the member to learn new skills and supports the member in activities that are individualized and aligned with the member’s preferences. The goal is to maximize self-sufficiency, increase self-determination and enhance the members’ opportunity to have full membership in their community. Community Living and Support enables the members to learn new skills, practice or improve existing skills, provide supervision and assistance to complete an activity to their level of independence. This service is available for members who meet the IDD or TBI eligibility criteria.

Auth Submission Requirements
Initial Requests:
1. Prior approval required. The request must be by the TCM.
2. Independent Assessment: Required, completed by a TCM or the CIHA for Tribal members that indicates the Member would benefit from CL&S
3. Independent Evaluation: Required, completed by DHB/ Carelon to determine eligibility for 1915(i) 
4. Evidence of IDD or TBI: Required, as defined by the CCP.
5. Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above).
6. Service Order: Required, completed by QP, Licensed BH clinician, Licensed Psychologist, MD/ DO, NP, PA
7. Submission of applicable records that support the member has met the medical necessity criteria

Reauthorization Requests:
1. Prior approval required. The request must be by the TCM.
2. Updated Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above).
3. Submission of applicable records that support the member has met the medical necessity criteria

Authorization Parameters
Length of Stay: 
1. School-aged Members (through age 21 unless proof of graduation is provided): Up to 15 hours (60 units) a week when school is in session and up to 28 hours (112 units) a week when school is not in session 
2. Members aged 22 and up (or graduated, with proof of graduation): Up to 28 hours (or 112 units) a week
3. Proof of Graduation: includes graduation with a degree in a standard or occupational course of study, a GED, a Certificate of Completion, or proof of the exhaustion of their educational course of study)

Units: One unit = 15 minutes  
Age Group: Children/ Adolescents & Adults
Level of Care: Members must meet the IDD or TBI eligibility criteria as defined by the CCP.

Service Specifics, Limitations, & Exclusions (not all inclusive): 

  • Relatives who live in the same home as a member who is under 18 years old may not provide CLS.
  • 1915(i) CLS and SE may not exceed a combined limit of 40 hrs per week.
  • Transportation to and from the school setting is not covered.
  • Individuals who are enrolled in the Innovations or TBI waiver are not eligible for 1915(i) services.
  • This service may not be provided during the same time as any other direct support Medicaid service.
  • Relatives who live in the same primary residence as beneficiary, who is over 18 years old, can provide Community Living and Supports if the relative meets the required staffing qualifications.

 

Service Code
T2012 GC U4 – 1915i Community Living and Supports- relative as provider lives in home, non-EVV
Diagnosis Group
Intellectual Development Disability
Age Group
Child
16 and Older
Adult
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Community Living and Supports (1915i MCD) – T2012 HQ U4 (Community Component of CLS, Group, non-EVV)

Authorization Guidelines:

Brief Service Description: CL&S is an individualized or group service that enables the member to live successfully in their own home, the home of their family, or natural supports and be an active member of their community. A paraprofessional assists the member to learn new skills and supports the member in activities that are individualized and aligned with the member’s preferences. The goal is to maximize self-sufficiency, increase self-determination and enhance the members’ opportunity to have full membership in their community. Community Living and Support enables the members to learn new skills, practice or improve existing skills, provide supervision and assistance to complete an activity to their level of independence. This service is available for members who meet the IDD or TBI eligibility criteria.

Auth Submission Requirements
Initial Requests:
1. Prior approval required. The request must be by the TCM.
2. Independent Assessment: Required, completed by a TCM or the CIHA for Tribal members that indicates the Member would benefit from CL&S
3. Independent Evaluation: Required, completed by DHB/ Carelon to determine eligibility for 1915(i) 
4. Evidence of IDD or TBI: Required, as defined by the CCP.
5. Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above).
6. Service Order: Required, completed by QP, Licensed BH clinician, Licensed Psychologist, MD/ DO, NP, PA
7. Submission of applicable records that support the member has met the medical necessity criteria

Reauthorization Requests:
1. Prior approval required. The request must be by the TCM.
2. Updated Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above).
3. Submission of applicable records that support the member has met the medical necessity criteria

Authorization Parameters
Length of Stay: 
1. School-aged Members (through age 21 unless proof of graduation is provided): Up to 15 hours (60 units) a week when school is in session and up to 28 hours (112 units) a week when school is not in session 
2. Members aged 22 and up (or graduated, with proof of graduation): Up to 28 hours (or 112 units) a week
3. Proof of Graduation: includes graduation with a degree in a standard or occupational course of study, a GED, a Certificate of Completion, or proof of the exhaustion of their educational course of study)

Units: One unit = 15 minutes  
Age Group: Children/ Adolescents & Adults
Level of Care: Members must meet the IDD or TBI eligibility criteria as defined by the CCP.

Service Specifics, Limitations, & Exclusions (not all inclusive): 

  • Relatives who live in the same home as a member who is under 18 years old may not provide CLS.
  • 1915(i) CLS and SE may not exceed a combined limit of 40 hrs per week.
  • Transportation to and from the school setting is not covered.
  • Individuals who are enrolled in the Innovations or TBI waiver are not eligible for 1915(i) services.
  • This service may not be provided during the same time as any other direct support Medicaid service.
  • Relatives who live in the same primary residence as beneficiary, who is over 18 years old, can provide Community Living and Supports if the relative meets the required staffing qualifications.

 

Service Code
T2012 HQ U4 – 1915i Community Living and Supports- Community Component of CLS, Group, non-EVV
Diagnosis Group
Intellectual Development Disability
Age Group
Child
16 and Older
Adult
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Community Living and Supports (1915i MCD) – T2012 U4 (only in the community, non-EVV)

Authorization Guidelines:

Brief Service Description: CL&S is an individualized or group service that enables the member to live successfully in their own home, the home of their family, or natural supports and be an active member of their community. A paraprofessional assists the member to learn new skills and supports the member in activities that are individualized and aligned with the member’s preferences. The goal is to maximize self-sufficiency, increase self-determination and enhance the members’ opportunity to have full membership in their community. Community Living and Support enables the members to learn new skills, practice or improve existing skills, provide supervision and assistance to complete an activity to their level of independence. This service is available for members who meet the IDD or TBI eligibility criteria.

Auth Submission Requirements
Initial Requests:
1. Prior approval required. The request must be by the TCM.
2. Independent Assessment: Required, completed by a TCM or the CIHA for Tribal members that indicates the Member would benefit from CL&S
3. Independent Evaluation: Required, completed by DHB/ Carelon to determine eligibility for 1915(i) 
4. Evidence of IDD or TBI: Required, as defined by the CCP.
5. Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above).
6. Service Order: Required, completed by QP, Licensed BH clinician, Licensed Psychologist, MD/ DO, NP, PA
7. Submission of applicable records that support the member has met the medical necessity criteria

Reauthorization Requests:
1. Prior approval required. The request must be by the TCM.
2. Updated Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above).
3. Submission of applicable records that support the member has met the medical necessity criteria

Authorization Parameters
Length of Stay: 
1. School-aged Members (through age 21 unless proof of graduation is provided): Up to 15 hours (60 units) a week when school is in session and up to 28 hours (112 units) a week when school is not in session 
2. Members aged 22 and up (or graduated, with proof of graduation): Up to 28 hours (or 112 units) a week
3. Proof of Graduation: includes graduation with a degree in a standard or occupational course of study, a GED, a Certificate of Completion, or proof of the exhaustion of their educational course of study)

Units: One unit = 15 minutes  
Age Group: Children/ Adolescents & Adults
Level of Care: Members must meet the IDD or TBI eligibility criteria as defined by the CCP.

Service Specifics, Limitations, & Exclusions (not all inclusive): 

  • Relatives who live in the same home as a member who is under 18 years old may not provide CLS.
  • 1915(i) CLS and SE may not exceed a combined limit of 40 hrs per week.
  • Transportation to and from the school setting is not covered.
  • Individuals who are enrolled in the Innovations or TBI waiver are not eligible for 1915(i) services.
  • This service may not be provided during the same time as any other direct support Medicaid service.
  • Relatives who live in the same primary residence as beneficiary, who is over 18 years old, can provide Community Living and Supports if the relative meets the required staffing qualifications.

 

Service Code
T2012 U4 – 1915i Community Living and Supports- Community Living and Supports, only in the community, non-EVV
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Community Living and Supports (1915i MCD) – T2013 TF HQ U4 (subject to EVV)

Authorization Guidelines:

Brief Service Description: CL&S is an individualized or group service that enables the member to live successfully in their own home, the home of their family, or natural supports and be an active member of their community. A paraprofessional assists the member to learn new skills and supports the member in activities that are individualized and aligned with the member’s preferences. The goal is to maximize self-sufficiency, increase self-determination and enhance the members’ opportunity to have full membership in their community. Community Living and Support enables the members to learn new skills, practice or improve existing skills, provide supervision and assistance to complete an activity to their level of independence. This service is available for members who meet the IDD or TBI eligibility criteria.

Auth Submission Requirements
Initial Requests:
1. Prior approval required. The request must be by the TCM.
2. Independent Assessment: Required, completed by a TCM or the CIHA for Tribal members that indicates the Member would benefit from CL&S
3. Independent Evaluation: Required, completed by DHB/ Carelon to determine eligibility for 1915(i) 
4. Evidence of IDD or TBI: Required, as defined by the CCP.
5. Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above).
6. Service Order: Required, completed by QP, Licensed BH clinician, Licensed Psychologist, MD/ DO, NP, PA
7. Submission of applicable records that support the member has met the medical necessity criteria

Reauthorization Requests:
1. Prior approval required. The request must be by the TCM.
2. Updated Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above).
3. Submission of applicable records that support the member has met the medical necessity criteria

Authorization Parameters
Length of Stay: 
1. School-aged Members (through age 21 unless proof of graduation is provided): Up to 15 hours (60 units) a week when school is in session and up to 28 hours (112 units) a week when school is not in session 
2. Members aged 22 and up (or graduated, with proof of graduation): Up to 28 hours (or 112 units) a week
3. Proof of Graduation: includes graduation with a degree in a standard or occupational course of study, a GED, a Certificate of Completion, or proof of the exhaustion of their educational course of study)

Units: One unit = 15 minutes  
Age Group: Children/ Adolescents & Adults
Level of Care: Members must meet the IDD or TBI eligibility criteria as defined by the CCP.

 

Service Specifics, Limitations, & Exclusions (not all inclusive): 

  • Relatives who live in the same home as a member who is under 18 years old may not provide CLS.
  • 1915(i) CLS and SE may not exceed a combined limit of 40 hrs per week.
  • Transportation to and from the school setting is not covered.
  • Individuals who are enrolled in the Innovations or TBI waiver are not eligible for 1915(i) services.
  • This service may not be provided during the same time as any other direct support Medicaid service.
  • Relatives who live in the same primary residence as beneficiary, who is over 18 years old, can provide Community Living and Supports if the relative meets the required staffing qualifications.

 

Service Code
T2013 TF HQ U4 – 1915i Community Living and Supports- subject to EVV
Diagnosis Group
Intellectual Development Disability
Age Group
Child
16 and Older
Adult
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Community Living and Supports (1915i MCD) – T2013 TF U4 (Individual, subject to EVV)

Authorization Guidelines:

Brief Service Description: CL&S is an individualized or group service that enables the member to live successfully in their own home, the home of their family, or natural supports and be an active member of their community. A paraprofessional assists the member to learn new skills and supports the member in activities that are individualized and aligned with the member’s preferences. The goal is to maximize self-sufficiency, increase self-determination and enhance the members’ opportunity to have full membership in their community. Community Living and Support enables the members to learn new skills, practice or improve existing skills, provide supervision and assistance to complete an activity to their level of independence. This service is available for members who meet the IDD or TBI eligibility criteria.

Auth Submission Requirements
Initial Requests:
1. Prior approval required. The request must be by the TCM.
2. Independent Assessment: Required, completed by a TCM or the CIHA for Tribal members that indicates the Member would benefit from CL&S
3. Independent Evaluation: Required, completed by DHB/ Carelon to determine eligibility for 1915(i) 
4. Evidence of IDD or TBI: Required, as defined by the CCP.
5. Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above).
6. Service Order: Required, completed by QP, Licensed BH clinician, Licensed Psychologist, MD/ DO, NP, PA
7. Submission of applicable records that support the member has met the medical necessity criteria

Reauthorization Requests:
1. Prior approval required. The request must be by the TCM.
2. Updated Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above).
3. Submission of applicable records that support the member has met the medical necessity criteria

Authorization Parameters
Length of Stay: 
1. School-aged Members (through age 21 unless proof of graduation is provided): Up to 15 hours (60 units) a week when school is in session and up to 28 hours (112 units) a week when school is not in session 
2. Members aged 22 and up (or graduated, with proof of graduation): Up to 28 hours (or 112 units) a week
3. Proof of Graduation: includes graduation with a degree in a standard or occupational course of study, a GED, a Certificate of Completion, or proof of the exhaustion of their educational course of study)

Units: One unit = 15 minutes  
Age Group: Children/ Adolescents & Adults
Level of Care: Members must meet the IDD or TBI eligibility criteria as defined by the CCP.

Service Specifics, Limitations, & Exclusions (not all inclusive): 

  • Relatives who live in the same home as a member who is under 18 years old may not provide CLS.
  • 1915(i) CLS and SE may not exceed a combined limit of 40 hrs per week.
  • Transportation to and from the school setting is not covered.
  • Individuals who are enrolled in the Innovations or TBI waiver are not eligible for 1915(i) services.
  • This service may not be provided during the same time as any other direct support Medicaid service.
  • Relatives who live in the same primary residence as beneficiary, who is over 18 years old, can provide Community Living and Supports if the relative meets the required staffing qualifications.

 

Service Code
T2013 TF U4 – 1915i Community Living and Supports- Individual, subject to EVV
Diagnosis Group
Intellectual Development Disability
Age Group
Child
16 and Older
Adult
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Community Living Facilities and Support (MCD) – T2016 U5 U1 (Level 1)

Authorization Guidelines:

Brief Service Description: CLFS is an innovative, community-based, comprehensive service for adults with intellectual and/or developmental disabilities. CLFS for individuals with intellectual disability is an alternative definition in lieu of ICF-IID under the Medicaid 1915(b) benefit. This service enables Trillium to provide comprehensive and individualized active treatment services to adults to maintain and promote their functional status and independence. This is also an alternative to home and community-based services waivers for individuals that potentially meet the ICF/IID level of care. Individuals who choose CLFS instead of placement in an ICF-IID including state institutions or because they do not have access to an Innovations Waiver slot, choose to live in their own homes or homes where they control their lease for the room in the home along with the choice of the agency or other people who support them.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: prior approval required
2. NC SNAP or SIS: Required
3. Psychological Eval: Must meets ICF/IID criteria for IDD services, including evidence of an IDD dx before age of 22 or TBI
4. Complete PCP: Required
5. Service Order: Required, signed by MD/ DO, LP, NP, or PA
6. Meaningful Day Schedule: Required, identifying the member’s chosen meaningful day activities, demonstrating distinction from the residential component of CLFS, and reflecting the minimum of 6 hours per day/5 days per week.
7. A progress summary, if currently receiving services.
8. Recipients must maintain position on the Registry of Unmet Needs (RUN) list.

Reauthorization Requests:
1. TAR: prior approval required
2. NC SNAP or SIS: Required, to ensure Level of Care eligibility.
3. Complete PCP: recently reviewed detailing the member’s progress with the service
4. Meaningful Day Schedule: Required, identifying the member’s chosen meaningful day activities, demonstrating distinction from the residential component of CLFS, and reflecting the minimum of 6 hours per day/5 days per week.
5. A progress summary with each 6-month request
6. Step Down/ Transition Plan:  If the recipient is functioning effectively with this service for 6 months or longer, a transition plan to assure that the person lives in the least restrictive environment is required.
7. Continues to meet ICF/IID criteria for IDD services, including evidence of an IDD dx before age of 22 or TBI
8. Recipients must maintain position on the Registry of Unmet Needs (RUN) list.

Authorization Parameters
Length of Stay: Up to 180 calendar days for all requests.

Units: 
1. One unit per day
2. Requests can be for up to 180 units per auth for Levels 2 through 5 and 125 units for Level 1.
3. Up to 366 units per year for Levels 2 through 5 and 250 units for Level 1.

Age Group: Adults (ages 22 and older) who are functionally eligible for, but not enrolled in, the NC Innovations 1915(c) waiver program.

Level of Care:
Level 1: A minimum NC SNAP score of 1 or a SIS Level of A through C
Level 2: A minimum NC SNAP score of 1 or a SIS Level of A through C
Level 3: A minimum NC SNAP score of 3 or a SIS Level of D through G
Level 4: A minimum NC SNAP score of 3 or a SIS Level of D through G
Level 5: A minimum NC SNAP score of 3 or a SIS Level of D through G

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Admissions open to Tailored Plan Medicaid members; No New Admissions for Medicaid Direct members at this time
2. Members receiving CLFS are excluded from receiving any State Funded Services, Medicaid state plan personal care or other Medicaid benefits included in this bundled service.
3. CLFS does not include room and board payments.
4. An individualized Meaningful day schedule, demonstrating distinction from the residential component of CLFS, and reflecting the minimum of 6 hours per day/5 days per week is required.
5. An independent care coordinator to provide info about affordable housing, sources of financial support such as SSI, and oversight of their overall service needs is required.
6. Member must either stay in homes they own; their family owns or have a lease in the community.

Service Code
T2016 U5 U1-Level 1
Diagnosis Group
Intellectual Development Disability
Age Group
Adult
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Community Living Facilities and Support (MCD) – T2016 U5 U2 (Level 2)

Authorization Guidelines:

Brief Service Description: CLFS is an innovative, community-based, comprehensive service for adults with intellectual and/or developmental disabilities. CLFS for individuals with intellectual disability is an alternative definition in lieu of ICF-IID under the Medicaid 1915(b) benefit. This service enables Trillium to provide comprehensive and individualized active treatment services to adults to maintain and promote their functional status and independence. This is also an alternative to home and community-based services waivers for individuals that potentially meet the ICF/IID level of care. Individuals who choose CLFS instead of placement in an ICF-IID including state institutions or because they do not have access to an Innovations Waiver slot, choose to live in their own homes or homes where they control their lease for the room in the home along with the choice of the agency or other people who support them.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: prior approval required
2. NC SNAP or SIS: Required
3. Psychological Eval: Must meets ICF/IID criteria for IDD services, including evidence of an IDD dx before age of 22 or TBI
4. Complete PCP: Required
5. Service Order: Required, signed by MD/ DO, LP, NP, or PA
6. Meaningful Day Schedule: Required, identifying the member’s chosen meaningful day activities, demonstrating distinction from the residential component of CLFS, and reflecting the minimum of 6 hours per day/5 days per week.
7. A progress summary, if currently receiving services.
8. Recipients must maintain position on the Registry of Unmet Needs (RUN) list.

Reauthorization Requests:
1. TAR: prior approval required
2. NC SNAP or SIS: Required, to ensure Level of Care eligibility.
3. Complete PCP: recently reviewed detailing the member’s progress with the service
4. Meaningful Day Schedule: Required, identifying the member’s chosen meaningful day activities, demonstrating distinction from the residential component of CLFS, and reflecting the minimum of 6 hours per day/5 days per week.
5. A progress summary with each 6-month request
6. Step Down/ Transition Plan:  If the recipient is functioning effectively with this service for 6 months or longer, a transition plan to assure that the person lives in the least restrictive environment is required.
7. Continues to meet ICF/IID criteria for IDD services, including evidence of an IDD dx before age of 22 or TBI
8. Recipients must maintain position on the Registry of Unmet Needs (RUN) list.

Authorization Parameters
Length of Stay: Up to 180 calendar days for all requests.

Units: 
1. One unit per day
2. Requests can be for up to 180 units per auth for Levels 2 through 5 and 125 units for Level 1.
3. Up to 366 units per year for Levels 2 through 5 and 250 units for Level 1.

Age Group: Adults (ages 22 and older) who are functionally eligible for, but not enrolled in, the NC Innovations 1915(c) waiver program.

Level of Care:
Level 1: A minimum NC SNAP score of 1 or a SIS Level of A through C
Level 2: A minimum NC SNAP score of 1 or a SIS Level of A through C
Level 3: A minimum NC SNAP score of 3 or a SIS Level of D through G
Level 4: A minimum NC SNAP score of 3 or a SIS Level of D through G
Level 5: A minimum NC SNAP score of 3 or a SIS Level of D through G

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Admissions open to Tailored Plan Medicaid members; No New Admissions for Medicaid Direct members at this time
2. Members receiving CLFS are excluded from receiving any State Funded Services, Medicaid state plan personal care or other Medicaid benefits included in this bundled service.
3. CLFS does not include room and board payments.
4. An individualized Meaningful day schedule, demonstrating distinction from the residential component of CLFS, and reflecting the minimum of 6 hours per day/5 days per week is required.
5. An independent care coordinator to provide info about affordable housing, sources of financial support such as SSI, and oversight of their overall service needs is required.
6. Member must either stay in homes they own; their family owns or have a lease in the community.

Service Code
T2016 U5 U2-Level 2
Diagnosis Group
Intellectual Development Disability
Age Group
Adult
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Community Living Facilities and Support (MCD) – T2016 U5 U3 (Level 3)

Authorization Guidelines:

Brief Service Description: CLFS is an innovative, community-based, comprehensive service for adults with intellectual and/or developmental disabilities. CLFS for individuals with intellectual disability is an alternative definition in lieu of ICF-IID under the Medicaid 1915(b) benefit. This service enables Trillium to provide comprehensive and individualized active treatment services to adults to maintain and promote their functional status and independence. This is also an alternative to home and community-based services waivers for individuals that potentially meet the ICF/IID level of care. Individuals who choose CLFS instead of placement in an ICF-IID including state institutions or because they do not have access to an Innovations Waiver slot, choose to live in their own homes or homes where they control their lease for the room in the home along with the choice of the agency or other people who support them.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: prior approval required
2. NC SNAP or SIS: Required
3. Psychological Eval: Must meets ICF/IID criteria for IDD services, including evidence of an IDD dx before age of 22 or TBI
4. Complete PCP: Required
5. Service Order: Required, signed by MD/ DO, LP, NP, or PA
6. Meaningful Day Schedule: Required, identifying the member’s chosen meaningful day activities, demonstrating distinction from the residential component of CLFS, and reflecting the minimum of 6 hours per day/5 days per week.
7. A progress summary, if currently receiving services.
8. Recipients must maintain position on the Registry of Unmet Needs (RUN) list.

Reauthorization Requests:
1. TAR: prior approval required
2. NC SNAP or SIS: Required, to ensure Level of Care eligibility.
3. Complete PCP: recently reviewed detailing the member’s progress with the service
4. Meaningful Day Schedule: Required, identifying the member’s chosen meaningful day activities, demonstrating distinction from the residential component of CLFS, and reflecting the minimum of 6 hours per day/5 days per week.
5. A progress summary with each 6-month request
6. Step Down/ Transition Plan:  If the recipient is functioning effectively with this service for 6 months or longer, a transition plan to assure that the person lives in the least restrictive environment is required.
7. Continues to meet ICF/IID criteria for IDD services, including evidence of an IDD dx before age of 22 or TBI
8. Recipients must maintain position on the Registry of Unmet Needs (RUN) list.

Authorization Parameters
Length of Stay: Up to 180 calendar days for all requests.

Units: 
1. One unit per day
2. Requests can be for up to 180 units per auth for Levels 2 through 5 and 125 units for Level 1.
3. Up to 366 units per year for Levels 2 through 5 and 250 units for Level 1.

Age Group: Adults (ages 22 and older) who are functionally eligible for, but not enrolled in, the NC Innovations 1915(c) waiver program.

Level of Care:
Level 1: A minimum NC SNAP score of 1 or a SIS Level of A through C
Level 2: A minimum NC SNAP score of 1 or a SIS Level of A through C
Level 3: A minimum NC SNAP score of 3 or a SIS Level of D through G
Level 4: A minimum NC SNAP score of 3 or a SIS Level of D through G
Level 5: A minimum NC SNAP score of 3 or a SIS Level of D through G

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Admissions open to Tailored Plan Medicaid members; No New Admissions for Medicaid Direct members at this time
2. Members receiving CLFS are excluded from receiving any State Funded Services, Medicaid state plan personal care or other Medicaid benefits included in this bundled service.
3. CLFS does not include room and board payments.
4. An individualized Meaningful day schedule, demonstrating distinction from the residential component of CLFS, and reflecting the minimum of 6 hours per day/5 days per week is required.
5. An independent care coordinator to provide info about affordable housing, sources of financial support such as SSI, and oversight of their overall service needs is required.
6. Member must either stay in homes they own; their family owns or have a lease in the community.

Service Code
T2016 U5 U3-Level 3
Diagnosis Group
Intellectual Development Disability
Age Group
Adult
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Community Living Facilities and Support (MCD) – T2016 U5 U4 (Level 4)

Authorization Guidelines:

Brief Service Description: CLFS is an innovative, community-based, comprehensive service for adults with intellectual and/or developmental disabilities. CLFS for individuals with intellectual disability is an alternative definition in lieu of ICF-IID under the Medicaid 1915(b) benefit. This service enables Trillium to provide comprehensive and individualized active treatment services to adults to maintain and promote their functional status and independence. This is also an alternative to home and community-based services waivers for individuals that potentially meet the ICF/IID level of care. Individuals who choose CLFS instead of placement in an ICF-IID including state institutions or because they do not have access to an Innovations Waiver slot, choose to live in their own homes or homes where they control their lease for the room in the home along with the choice of the agency or other people who support them.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: prior approval required
2. NC SNAP or SIS: Required
3. Psychological Eval: Must meets ICF/IID criteria for IDD services, including evidence of an IDD dx before age of 22 or TBI
4. Complete PCP: Required
5. Service Order: Required, signed by MD/ DO, LP, NP, or PA
6. Meaningful Day Schedule: Required, identifying the member’s chosen meaningful day activities, demonstrating distinction from the residential component of CLFS, and reflecting the minimum of 6 hours per day/5 days per week.
7. A progress summary, if currently receiving services.
8. Recipients must maintain position on the Registry of Unmet Needs (RUN) list.

Reauthorization Requests:
1. TAR: prior approval required
2. NC SNAP or SIS: Required, to ensure Level of Care eligibility.
3. Complete PCP: recently reviewed detailing the member’s progress with the service
4. Meaningful Day Schedule: Required, identifying the member’s chosen meaningful day activities, demonstrating distinction from the residential component of CLFS, and reflecting the minimum of 6 hours per day/5 days per week.
5. A progress summary with each 6-month request
6. Step Down/ Transition Plan:  If the recipient is functioning effectively with this service for 6 months or longer, a transition plan to assure that the person lives in the least restrictive environment is required.
7. Continues to meet ICF/IID criteria for IDD services, including evidence of an IDD dx before age of 22 or TBI
8. Recipients must maintain position on the Registry of Unmet Needs (RUN) list.

Authorization Parameters
Length of Stay: Up to 180 calendar days for all requests.

Units: 
1. One unit per day
2. Requests can be for up to 180 units per auth for Levels 2 through 5 and 125 units for Level 1.
3. Up to 366 units per year for Levels 2 through 5 and 250 units for Level 1.

Age Group: Adults (ages 22 and older) who are functionally eligible for, but not enrolled in, the NC Innovations 1915(c) waiver program.

Level of Care:
Level 1: A minimum NC SNAP score of 1 or a SIS Level of A through C
Level 2: A minimum NC SNAP score of 1 or a SIS Level of A through C
Level 3: A minimum NC SNAP score of 3 or a SIS Level of D through G
Level 4: A minimum NC SNAP score of 3 or a SIS Level of D through G
Level 5: A minimum NC SNAP score of 3 or a SIS Level of D through G

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Admissions open to Tailored Plan Medicaid members; No New Admissions for Medicaid Direct members at this time
2. Members receiving CLFS are excluded from receiving any State Funded Services, Medicaid state plan personal care or other Medicaid benefits included in this bundled service.
3. CLFS does not include room and board payments.
4. An individualized Meaningful day schedule, demonstrating distinction from the residential component of CLFS, and reflecting the minimum of 6 hours per day/5 days per week is required.
5. An independent care coordinator to provide info about affordable housing, sources of financial support such as SSI, and oversight of their overall service needs is required.
6. Member must either stay in homes they own; their family owns or have a lease in the community.

Service Code
T2016 U5 U4-Level 4
Diagnosis Group
Intellectual Development Disability
Age Group
Adult
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Community Living Facilities and Support (MCD) – T2016 U5 U6 (Level 5)

Authorization Guidelines:

Brief Service Description: CLFS is an innovative, community-based, comprehensive service for adults with intellectual and/or developmental disabilities. CLFS for individuals with intellectual disability is an alternative definition in lieu of ICF-IID under the Medicaid 1915(b) benefit. This service enables Trillium to provide comprehensive and individualized active treatment services to adults to maintain and promote their functional status and independence. This is also an alternative to home and community-based services waivers for individuals that potentially meet the ICF/IID level of care. Individuals who choose CLFS instead of placement in an ICF-IID including state institutions or because they do not have access to an Innovations Waiver slot, choose to live in their own homes or homes where they control their lease for the room in the home along with the choice of the agency or other people who support them.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: prior approval required
2. NC SNAP or SIS: Required
3. Psychological Eval: Must meets ICF/IID criteria for IDD services, including evidence of an IDD dx before age of 22 or TBI
4. Complete PCP: Required
5. Service Order: Required, signed by MD/ DO, LP, NP, or PA
6. Meaningful Day Schedule: Required, identifying the member’s chosen meaningful day activities, demonstrating distinction from the residential component of CLFS, and reflecting the minimum of 6 hours per day/5 days per week.
7. A progress summary, if currently receiving services.
8. Recipients must maintain position on the Registry of Unmet Needs (RUN) list.

Reauthorization Requests:
1. TAR: prior approval required
2. NC SNAP or SIS: Required, to ensure Level of Care eligibility.
3. Complete PCP: recently reviewed detailing the member’s progress with the service
4. Meaningful Day Schedule: Required, identifying the member’s chosen meaningful day activities, demonstrating distinction from the residential component of CLFS, and reflecting the minimum of 6 hours per day/5 days per week.
5. A progress summary with each 6-month request
6. Step Down/ Transition Plan:  If the recipient is functioning effectively with this service for 6 months or longer, a transition plan to assure that the person lives in the least restrictive environment is required.
7. Continues to meet ICF/IID criteria for IDD services, including evidence of an IDD dx before age of 22 or TBI
8. Recipients must maintain position on the Registry of Unmet Needs (RUN) list.

Authorization Parameters
Length of Stay: Up to 180 calendar days for all requests.

Units: 
1. One unit per day
2. Requests can be for up to 180 units per auth for Levels 2 through 5 and 125 units for Level 1.
3. Up to 366 units per year for Levels 2 through 5 and 250 units for Level 1.

Age Group: Adults (ages 22 and older) who are functionally eligible for, but not enrolled in, the NC Innovations 1915(c) waiver program.

Level of Care:
Level 1: A minimum NC SNAP score of 1 or a SIS Level of A through C
Level 2: A minimum NC SNAP score of 1 or a SIS Level of A through C
Level 3: A minimum NC SNAP score of 3 or a SIS Level of D through G
Level 4: A minimum NC SNAP score of 3 or a SIS Level of D through G
Level 5: A minimum NC SNAP score of 3 or a SIS Level of D through G

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Admissions open to Tailored Plan Medicaid members; No New Admissions for Medicaid Direct members at this time
2. Members receiving CLFS are excluded from receiving any State Funded Services, Medicaid state plan personal care or other Medicaid benefits included in this bundled service.
3. CLFS does not include room and board payments.
4. An individualized Meaningful day schedule, demonstrating distinction from the residential component of CLFS, and reflecting the minimum of 6 hours per day/5 days per week is required.
5. An independent care coordinator to provide info about affordable housing, sources of financial support such as SSI, and oversight of their overall service needs is required.
6. Member must either stay in homes they own; their family owns or have a lease in the community.

Service Code
T2016 U5 U6 – MCD Community Living Facilities and Support, Level 5
Diagnosis Group
Intellectual Development Disability
Age Group
Adult
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Community Navigator (INN) – T2041

Authorization Guidelines:

Brief Service Description: The purpose of Community Navigator Services is to promote self-determination, support the member in making life choices, provide advocacy and identify opportunities to become a part of their community. Community Navigator provides support to the member and planning teams in developing social networks and connections within local communities. Community Navigator Services emphasizes, promotes, and coordinates the use of generic resources to address the members needs in addition to paid services. Community Navigator provides an annual informational session on Self-Determination and Self Direction. The member and legally responsible person may choose to opt out of this annual informational session.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 1 month

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Community Navigation services are used to support members self-directing waiver services; therefore, it is only available for individuals participating in self-direction. Community Navigation service is only available if the member is self-directing one or more of their services through the Agency with Choice or Employer of Record Model.
2.    Community Navigator is mandatory for all Employers of Record until competence in directing service is demonstrated.
3.    This service does not duplicate Care Coordination. Care coordination under managed care includes the development of the ISP, completing or gathering evaluations inclusive of the re-evaluation of the level of care, monitoring the implementation of the ISP, choosing service providers, coordination of benefits and monitoring the health and safety of the member consistent with 42 CFR 438.208(c).
4.    The creation and the facilitation of the Individual Support Plan is the responsibility of the Care Coordinator. The Community Navigator can assist the member with preparing for the Individual Support Plan.
5.    If a provider does not provide Agency with Choice Services, the only other service that they may provide to the same member, in addition to Community Navigator Services, is Community Transition.
6.    An agency may provide both Community Navigator Services and Agency with Choice Services to the same individual, in addition to Community Transition, Financial Support Services, Individual Goods and Services, and Primary Crisis Response Services.
7.    The Community Navigator Self-Directed activities can only to be used to provide support to the individual under Individual and Family Directed Supports: Employer of Record and Agency with Choice Models, as approved in this Waiver.
8.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
9.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2041 - Community Navigator
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Community Navigator (INN) – T2041 GT (Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: The purpose of Community Navigator Services is to promote self-determination, support the member in making life choices, provide advocacy and identify opportunities to become a part of their community. Community Navigator provides support to the member and planning teams in developing social networks and connections within local communities. Community Navigator Services emphasizes, promotes, and coordinates the use of generic resources to address the members needs in addition to paid services. Community Navigator provides an annual informational session on Self-Determination and Self Direction. The member and legally responsible person may choose to opt out of this annual informational session.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 1 month

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Community Navigation services are used to support members self-directing waiver services; therefore, it is only available for individuals participating in self-direction. Community Navigation service is only available if the member is self-directing one or more of their services through the Agency with Choice or Employer of Record Model.
2.    Community Navigator is mandatory for all Employers of Record until competence in directing service is demonstrated.
3.    This service does not duplicate Care Coordination. Care coordination under managed care includes the development of the ISP, completing or gathering evaluations inclusive of the re-evaluation of the level of care, monitoring the implementation of the ISP, choosing service providers, coordination of benefits and monitoring the health and safety of the member consistent with 42 CFR 438.208(c).
4.    The creation and the facilitation of the Individual Support Plan is the responsibility of the Care Coordinator. The Community Navigator can assist the member with preparing for the Individual Support Plan.
5.    If a provider does not provide Agency with Choice Services, the only other service that they may provide to the same member, in addition to Community Navigator Services, is Community Transition.
6.    An agency may provide both Community Navigator Services and Agency with Choice Services to the same individual, in addition to Community Transition, Financial Support Services, Individual Goods and Services, and Primary Crisis Response Services.
7.    The Community Navigator Self-Directed activities can only to be used to provide support to the individual under Individual and Family Directed Supports: Employer of Record and Agency with Choice Models, as approved in this Waiver.
8.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
9.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2041 GT – INN Community Navigator, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Community Navigator (INN) – T2041 U1 (Training, Periodic)

Authorization Guidelines:

Brief Service Description: The purpose of Community Navigator Services is to promote self-determination, support the member in making life choices, provide advocacy and identify opportunities to become a part of their community. Community Navigator provides support to the member and planning teams in developing social networks and connections within local communities. Community Navigator Services emphasizes, promotes, and coordinates the use of generic resources to address the members needs in addition to paid services. Community Navigator provides an annual informational session on Self-Determination and Self Direction. The member and legally responsible person may choose to opt out of this annual informational session.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 1 month

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Community Navigation services are used to support members self-directing waiver services; therefore, it is only available for individuals participating in self-direction. Community Navigation service is only available if the member is self-directing one or more of their services through the Agency with Choice or Employer of Record Model.
2.    Community Navigator is mandatory for all Employers of Record until competence in directing service is demonstrated.
3.    This service does not duplicate Care Coordination. Care coordination under managed care includes the development of the ISP, completing or gathering evaluations inclusive of the re-evaluation of the level of care, monitoring the implementation of the ISP, choosing service providers, coordination of benefits and monitoring the health and safety of the member consistent with 42 CFR 438.208(c).
4.    The creation and the facilitation of the Individual Support Plan is the responsibility of the Care Coordinator. The Community Navigator can assist the member with preparing for the Individual Support Plan.
5.    If a provider does not provide Agency with Choice Services, the only other service that they may provide to the same member, in addition to Community Navigator Services, is Community Transition.
6.    An agency may provide both Community Navigator Services and Agency with Choice Services to the same individual, in addition to Community Transition, Financial Support Services, Individual Goods and Services, and Primary Crisis Response Services.
7.    The Community Navigator Self-Directed activities can only to be used to provide support to the individual under Individual and Family Directed Supports: Employer of Record and Agency with Choice Models, as approved in this Waiver.
8.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
9.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2041 U1 - Community Navigator Training (Periodic)
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Community Navigator (INN) – T2041 U1 GT (Training, Periodic, Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: The purpose of Community Navigator Services is to promote self-determination, support the member in making life choices, provide advocacy and identify opportunities to become a part of their community. Community Navigator provides support to the member and planning teams in developing social networks and connections within local communities. Community Navigator Services emphasizes, promotes, and coordinates the use of generic resources to address the members needs in addition to paid services. Community Navigator provides an annual informational session on Self-Determination and Self Direction. The member and legally responsible person may choose to opt out of this annual informational session.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 1 month

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Community Navigation services are used to support members self-directing waiver services; therefore, it is only available for individuals participating in self-direction. Community Navigation service is only available if the member is self-directing one or more of their services through the Agency with Choice or Employer of Record Model.
2.    Community Navigator is mandatory for all Employers of Record until competence in directing service is demonstrated.
3.    This service does not duplicate Care Coordination. Care coordination under managed care includes the development of the ISP, completing or gathering evaluations inclusive of the re-evaluation of the level of care, monitoring the implementation of the ISP, choosing service providers, coordination of benefits and monitoring the health and safety of the member consistent with 42 CFR 438.208(c).
4.    The creation and the facilitation of the Individual Support Plan is the responsibility of the Care Coordinator. The Community Navigator can assist the member with preparing for the Individual Support Plan.
5.    If a provider does not provide Agency with Choice Services, the only other service that they may provide to the same member, in addition to Community Navigator Services, is Community Transition.
6.    An agency may provide both Community Navigator Services and Agency with Choice Services to the same individual, in addition to Community Transition, Financial Support Services, Individual Goods and Services, and Primary Crisis Response Services.
7.    The Community Navigator Self-Directed activities can only to be used to provide support to the individual under Individual and Family Directed Supports: Employer of Record and Agency with Choice Models, as approved in this Waiver.
8.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
9.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2041 U1 – INN Community Navigator, Training, Periodic, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Community Networking Service (INN) – H2015 (Individual)

Authorization Guidelines:

Brief Service Description: Community Networking services provide individualized day activities that support the member’s definition of a meaningful day in an integrated community setting, with persons who are not disabled. If the member requires paid supports to participate / engage once connected with the activity, Community Networking can be used to refer and link the member. Services are designed to promote maximum participation in community life while developing natural supports within integrated settings. Community Networking services enable the member to increase or maintain their capacity for independence and develop social roles valued by non-disabled members of the community. As the member gains skills and increase community connections, service hours may fade.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 15 minutes

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Payment for attendance at classes and conferences cannot exceed $1,000/ per member plan year. The amount of community networking services is subject to the “Limits on Sets of Services.”
2.    This service is provided separate and apart from the member’s primary private residence, other residential living arrangement, and/or the home of a service provider. These services do not take place in licensed facilities and are intended to offer the member the opportunity to develop meaningful community relationships with non-disabled individuals.
3.    Service does not cover the cost of hotels, meals, materials or transportation while attending conferences.
4.    Service does not cover activities that would normally be a component of a member’s home/residential life or services.
5.    Service does not pay day care fees or fees for other childcare related activities.
6.    The waiver member may not volunteer for the Community Networking service provider.
7.    Volunteering may not be done at locations that would not typically have volunteers (that is, hair salon or florist) or in positions that would be paid positions if performed by an individual that was not on the waiver.
8.    This service may not duplicate or be furnished/claimed at the same time of day as Day Supports, Community Living and Support, Residential Supports, Respite, Supported Employment or one of the State Plan Medicaid services that works directly with the member.
9.    For a member who is eligible for educational services under the Individuals With Disability Educational Act, Community Networking does not cover transportation to/from school settings. (Transportation to/from member’s home or any community location where the member may be receiving services before/after school is covered for this service.)
10.    This service does not pay for overnight programs of any kind. 
11.    Classes that offer one-to-one instruction are not covered.
12.    Classes that are in a nonintegrated community setting are not covered.
13.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
14.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
H2015 - Community Networking Individual
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Community Networking Service (INN) – H2015 GT (Individual, Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Community Networking services provide individualized day activities that support the member’s definition of a meaningful day in an integrated community setting, with persons who are not disabled. If the member requires paid supports to participate / engage once connected with the activity, Community Networking can be used to refer and link the member. Services are designed to promote maximum participation in community life while developing natural supports within integrated settings. Community Networking services enable the member to increase or maintain their capacity for independence and develop social roles valued by non-disabled members of the community. As the member gains skills and increase community connections, service hours may fade.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 15 minutes

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Payment for attendance at classes and conferences cannot exceed $1,000/ per member plan year. The amount of community networking services is subject to the “Limits on Sets of Services.”
2.    This service is provided separate and apart from the member’s primary private residence, other residential living arrangement, and/or the home of a service provider. These services do not take place in licensed facilities and are intended to offer the member the opportunity to develop meaningful community relationships with non-disabled individuals.
3.    Service does not cover the cost of hotels, meals, materials or transportation while attending conferences.
4.    Service does not cover activities that would normally be a component of a member’s home/residential life or services.
5.    Service does not pay day care fees or fees for other childcare related activities.
6.    The waiver member may not volunteer for the Community Networking service provider.
7.    Volunteering may not be done at locations that would not typically have volunteers (that is, hair salon or florist) or in positions that would be paid positions if performed by an individual that was not on the waiver.
8.    This service may not duplicate or be furnished/claimed at the same time of day as Day Supports, Community Living and Support, Residential Supports, Respite, Supported Employment or one of the State Plan Medicaid services that works directly with the member.
9.    For a member who is eligible for educational services under the Individuals With Disability Educational Act, Community Networking does not cover transportation to/from school settings. (Transportation to/from member’s home or any community location where the member may be receiving services before/after school is covered for this service.)
10.    This service does not pay for overnight programs of any kind. 
11.    Classes that offer one-to-one instruction are not covered.
12.    Classes that are in a nonintegrated community setting are not covered.
13.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
14.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
H2015 GT – INN Community Networking Service, Individual, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Community Networking Service (INN) – H2015 HQ (Group)

Authorization Guidelines:

Brief Service Description: Community Networking services provide individualized day activities that support the member’s definition of a meaningful day in an integrated community setting, with persons who are not disabled. If the member requires paid supports to participate / engage once connected with the activity, Community Networking can be used to refer and link the member. Services are designed to promote maximum participation in community life while developing natural supports within integrated settings. Community Networking services enable the member to increase or maintain their capacity for independence and develop social roles valued by non-disabled members of the community. As the member gains skills and increase community connections, service hours may fade.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 15 minutes

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Payment for attendance at classes and conferences cannot exceed $1,000/ per member plan year. The amount of community networking services is subject to the “Limits on Sets of Services.”
2.    This service is provided separate and apart from the member’s primary private residence, other residential living arrangement, and/or the home of a service provider. These services do not take place in licensed facilities and are intended to offer the member the opportunity to develop meaningful community relationships with non-disabled individuals.
3.    Service does not cover the cost of hotels, meals, materials or transportation while attending conferences.
4.    Service does not cover activities that would normally be a component of a member’s home/residential life or services.
5.    Service does not pay day care fees or fees for other childcare related activities.
6.    The waiver member may not volunteer for the Community Networking service provider.
7.    Volunteering may not be done at locations that would not typically have volunteers (that is, hair salon or florist) or in positions that would be paid positions if performed by an individual that was not on the waiver.
8.    This service may not duplicate or be furnished/claimed at the same time of day as Day Supports, Community Living and Support, Residential Supports, Respite, Supported Employment or one of the State Plan Medicaid services that works directly with the member.
9.    For a member who is eligible for educational services under the Individuals With Disability Educational Act, Community Networking does not cover transportation to/from school settings. (Transportation to/from member’s home or any community location where the member may be receiving services before/after school is covered for this service.)
10.    This service does not pay for overnight programs of any kind. 
11.    Classes that offer one-to-one instruction are not covered.
12.    Classes that are in a nonintegrated community setting are not covered.
13.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
14.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
H2015 HQ– INN Community Networking Service, Group
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Community Networking Service (INN) – H2015 HQ GT (Group, Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Community Networking services provide individualized day activities that support the member’s definition of a meaningful day in an integrated community setting, with persons who are not disabled. If the member requires paid supports to participate / engage once connected with the activity, Community Networking can be used to refer and link the member. Services are designed to promote maximum participation in community life while developing natural supports within integrated settings. Community Networking services enable the member to increase or maintain their capacity for independence and develop social roles valued by non-disabled members of the community. As the member gains skills and increase community connections, service hours may fade.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 15 minutes

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Payment for attendance at classes and conferences cannot exceed $1,000/ per member plan year. The amount of community networking services is subject to the “Limits on Sets of Services.”
2.    This service is provided separate and apart from the member’s primary private residence, other residential living arrangement, and/or the home of a service provider. These services do not take place in licensed facilities and are intended to offer the member the opportunity to develop meaningful community relationships with non-disabled individuals.
3.    Service does not cover the cost of hotels, meals, materials or transportation while attending conferences.
4.    Service does not cover activities that would normally be a component of a member’s home/residential life or services.
5.    Service does not pay day care fees or fees for other childcare related activities.
6.    The waiver member may not volunteer for the Community Networking service provider.
7.    Volunteering may not be done at locations that would not typically have volunteers (that is, hair salon or florist) or in positions that would be paid positions if performed by an individual that was not on the waiver.
8.    This service may not duplicate or be furnished/claimed at the same time of day as Day Supports, Community Living and Support, Residential Supports, Respite, Supported Employment or one of the State Plan Medicaid services that works directly with the member.
9.    For a member who is eligible for educational services under the Individuals With Disability Educational Act, Community Networking does not cover transportation to/from school settings. (Transportation to/from member’s home or any community location where the member may be receiving services before/after school is covered for this service.)
10.    This service does not pay for overnight programs of any kind. 
11.    Classes that offer one-to-one instruction are not covered.
12.    Classes that are in a nonintegrated community setting are not covered.
13.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
14.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
H2015 HQ– INN Community Networking Service, Group, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Community Networking Service (INN) – H2015 U1 (Class or Conference)

Authorization Guidelines:

Brief Service Description: Community Networking services provide individualized day activities that support the member’s definition of a meaningful day in an integrated community setting, with persons who are not disabled. If the member requires paid supports to participate / engage once connected with the activity, Community Networking can be used to refer and link the member. Services are designed to promote maximum participation in community life while developing natural supports within integrated settings. Community Networking services enable the member to increase or maintain their capacity for independence and develop social roles valued by non-disabled members of the community. As the member gains skills and increase community connections, service hours may fade.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 15 minutes

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Payment for attendance at classes and conferences cannot exceed $1,000/ per member plan year. The amount of community networking services is subject to the “Limits on Sets of Services.”
2.    This service is provided separate and apart from the member’s primary private residence, other residential living arrangement, and/or the home of a service provider. These services do not take place in licensed facilities and are intended to offer the member the opportunity to develop meaningful community relationships with non-disabled individuals.
3.    Service does not cover the cost of hotels, meals, materials or transportation while attending conferences.
4.    Service does not cover activities that would normally be a component of a member’s home/residential life or services.
5.    Service does not pay day care fees or fees for other childcare related activities.
6.    The waiver member may not volunteer for the Community Networking service provider.
7.    Volunteering may not be done at locations that would not typically have volunteers (that is, hair salon or florist) or in positions that would be paid positions if performed by an individual that was not on the waiver.
8.    This service may not duplicate or be furnished/claimed at the same time of day as Day Supports, Community Living and Support, Residential Supports, Respite, Supported Employment or one of the State Plan Medicaid services that works directly with the member.
9.    For a member who is eligible for educational services under the Individuals With Disability Educational Act, Community Networking does not cover transportation to/from school settings. (Transportation to/from member’s home or any community location where the member may be receiving services before/after school is covered for this service.)
10.    This service does not pay for overnight programs of any kind. 
11.    Classes that offer one-to-one instruction are not covered.
12.    Classes that are in a nonintegrated community setting are not covered.
13.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
14.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
H2015 U1 - Community Networking Classes and Conference
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Community Networking Service (INN) – H2015 U2 (Transportation)

Authorization Guidelines:

Brief Service Description: Community Networking services provide individualized day activities that support the member’s definition of a meaningful day in an integrated community setting, with persons who are not disabled. If the member requires paid supports to participate / engage once connected with the activity, Community Networking can be used to refer and link the member. Services are designed to promote maximum participation in community life while developing natural supports within integrated settings. Community Networking services enable the member to increase or maintain their capacity for independence and develop social roles valued by non-disabled members of the community. As the member gains skills and increase community connections, service hours may fade.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 15 minutes

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Payment for attendance at classes and conferences cannot exceed $1,000/ per member plan year. The amount of community networking services is subject to the “Limits on Sets of Services.”
2.    This service is provided separate and apart from the member’s primary private residence, other residential living arrangement, and/or the home of a service provider. These services do not take place in licensed facilities and are intended to offer the member the opportunity to develop meaningful community relationships with non-disabled individuals.
3.    Service does not cover the cost of hotels, meals, materials or transportation while attending conferences.
4.    Service does not cover activities that would normally be a component of a member’s home/residential life or services.
5.    Service does not pay day care fees or fees for other childcare related activities.
6.    The waiver member may not volunteer for the Community Networking service provider.
7.    Volunteering may not be done at locations that would not typically have volunteers (that is, hair salon or florist) or in positions that would be paid positions if performed by an individual that was not on the waiver.
8.    This service may not duplicate or be furnished/claimed at the same time of day as Day Supports, Community Living and Support, Residential Supports, Respite, Supported Employment or one of the State Plan Medicaid services that works directly with the member.
9.    For a member who is eligible for educational services under the Individuals With Disability Educational Act, Community Networking does not cover transportation to/from school settings. (Transportation to/from member’s home or any community location where the member may be receiving services before/after school is covered for this service.)
10.    This service does not pay for overnight programs of any kind. 
11.    Classes that offer one-to-one instruction are not covered.
12.    Classes that are in a nonintegrated community setting are not covered.
13.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
14.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
H2015 U2 - Community Networking Transportation
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Community Support Team (MCD) - H2015 HT HM (Paraprofessional)

Authorization Guidelines:

Brief Service Description: Provides direct support to adults with a MH, SU, or co-morbid disorder and who have complex and extensive treatment needs. Consists of community-based MH and SU services, and structured rehab interventions intended to increase and restore a member’s ability to live successfully in the community. The team approach involves structured, face-to-face therapeutic interventions that assist in reestablishing the members community roles related to life domains..

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive): 
1. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable. For services lasting more than six months, a new CCA or an addendum must be completed.
2. Complete PCP: Required, to include all required signatures and the 3-page crisis plan
3. Service Order: Required, signed by an MD/ DO, NP, PA, or a Licensed Psychologist.
4. Transition/ Stepdown Plan: Encouraged
5. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units and Length of Stay: 
1. One unit = 15 minutes
2. It is expected that service intensity titrates down as the member demonstrates improvement.

Age Group: Adults (age 18 and older)

Level of Care: ASAM Level 1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. When helping a member transition to and from a service, CST services may be provided for a max of eight units for the first and last 30-day period for members transitioning to: ACTT, SAIOP, SACOT.
2. May not be provided in conjunction with ACTT or during the same episode period as any other State Plan service that contains duplicative service components. This includes PSS, as CCP 8G states that PSS must not be provided during the same auth period as CST, as a member who needs CST and peer support will be offered by peer support by the CST providers.

Service Code
H2015 HT HM – MCD Community Support Team, Paraprofessional
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Community Support Team (MCD) - H2015 HT HN (QP, AP)

Authorization Guidelines:

Brief Service Description: Provides direct support to adults with a MH, SU, or co-morbid disorder and who have complex and extensive treatment needs. Consists of community-based MH and SU services, and structured rehab interventions intended to increase and restore a member’s ability to live successfully in the community. The team approach involves structured, face-to-face therapeutic interventions that assist in reestablishing the members community roles related to life domains..

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive): 
1. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable. For services lasting more than six months, a new CCA or an addendum must be completed.
2. Complete PCP: Required, to include all required signatures and the 3-page crisis plan
3. Service Order: Required, signed by an MD/ DO, NP, PA, or a Licensed Psychologist.
4. Transition/ Stepdown Plan: Encouraged
5. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units and Length of Stay: 
1. One unit = 15 minutes
2. It is expected that service intensity titrates down as the member demonstrates improvement.

Age Group: Adults (age 18 and older)

Level of Care: ASAM Level 1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. When helping a member transition to and from a service, CST services may be provided for a max of eight units for the first and last 30-day period for members transitioning to: ACTT, SAIOP, SACOT.
2. May not be provided in conjunction with ACTT or during the same episode period as any other State Plan service that contains duplicative service components. This includes PSS, as CCP 8G states that PSS must not be provided during the same auth period as CST, as a member who needs CST and peer support will be offered by peer support by the CST providers.

Service Code
H2015 HT HN – MCD Community Support Team, QP, AP
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Community Support Team (MCD) - H2015 HT U1 (NC Peer Support Specialist)

Authorization Guidelines:

Brief Service Description: Provides direct support to adults with a MH, SU, or co-morbid disorder and who have complex and extensive treatment needs. Consists of community-based MH and SU services, and structured rehab interventions intended to increase and restore a member’s ability to live successfully in the community. The team approach involves structured, face-to-face therapeutic interventions that assist in reestablishing the members community roles related to life domains..

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive): 
1. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable. For services lasting more than six months, a new CCA or an addendum must be completed.
2. Complete PCP: Required, to include all required signatures and the 3-page crisis plan
3. Service Order: Required, signed by an MD/ DO, NP, PA, or a Licensed Psychologist.
4. Transition/ Stepdown Plan: Encouraged
5. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units and Length of Stay: 
1. One unit = 15 minutes
2. It is expected that service intensity titrates down as the member demonstrates improvement.

Age Group: Adults (age 18 and older)

Level of Care: ASAM Level 1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. When helping a member transition to and from a service, CST services may be provided for a max of eight units for the first and last 30-day period for members transitioning to: ACTT, SAIOP, SACOT.
2. May not be provided in conjunction with ACTT or during the same episode period as any other State Plan service that contains duplicative service components. This includes PSS, as CCP 8G states that PSS must not be provided during the same auth period as CST, as a member who needs CST and peer support will be offered by peer support by the CST providers.

Service Code
H2015 HT U1 – MCD Community Support Team, NC Peer Support Specialist
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Community Support Team (MCD) - H2015HT HF (LCAS, LCAS-A, CCS, CSAC)

Authorization Guidelines:

Brief Service Description: Provides direct support to adults with a MH, SU, or co-morbid disorder and who have complex and extensive treatment needs. Consists of community-based MH and SU services, and structured rehab interventions intended to increase and restore a member’s ability to live successfully in the community. The team approach involves structured, face-to-face therapeutic interventions that assist in reestablishing the members community roles related to life domains..

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive): 
1. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable. For services lasting more than six months, a new CCA or an addendum must be completed.
2. Complete PCP: Required, to include all required signatures and the 3-page crisis plan
3. Service Order: Required, signed by an MD/ DO, NP, PA, or a Licensed Psychologist.
4. Transition/ Stepdown Plan: Encouraged
5. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units and Length of Stay: 
1. One unit = 15 minutes
2. It is expected that service intensity titrates down as the member demonstrates improvement.

Age Group: Adults (age 18 and older)

Level of Care: ASAM Level 1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. When helping a member transition to and from a service, CST services may be provided for a max of eight units for the first and last 30-day period for members transitioning to: ACTT, SAIOP, SACOT.
2. May not be provided in conjunction with ACTT or during the same episode period as any other State Plan service that contains duplicative service components. This includes PSS, as CCP 8G states that PSS must not be provided during the same auth period as CST, as a member who needs CST and peer support will be offered by peer support by the CST providers.

Service Code
H2015 HT HF – MCD Community Support Team, LCAS, LCAS-A, CCS, CSAC
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Community Support Team (MCD) – H2015 HT HO (Licensed Team Lead)

Authorization Guidelines:

Brief Service Description: Provides direct support to adults with a MH, SU, or co-morbid disorder and who have complex and extensive treatment needs. Consists of community-based MH and SU services, and structured rehab interventions intended to increase and restore a member’s ability to live successfully in the community. The team approach involves structured, face-to-face therapeutic interventions that assist in reestablishing the members community roles related to life domains..

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive): 
1. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable. For services lasting more than six months, a new CCA or an addendum must be completed.
2. Complete PCP: Required, to include all required signatures and the 3-page crisis plan
3. Service Order: Required, signed by an MD/ DO, NP, PA, or a Licensed Psychologist.
4. Transition/ Stepdown Plan: Encouraged
5. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units and Length of Stay: 
1. One unit = 15 minutes
2. It is expected that service intensity titrates down as the member demonstrates improvement.

Age Group: Adults (age 18 and older)

Level of Care: ASAM Level 1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. When helping a member transition to and from a service, CST services may be provided for a max of eight units for the first and last 30-day period for members transitioning to: ACTT, SAIOP, SACOT.
2. May not be provided in conjunction with ACTT or during the same episode period as any other State Plan service that contains duplicative service components. This includes PSS, as CCP 8G states that PSS must not be provided during the same auth period as CST, as a member who needs CST and peer support will be offered by peer support by the CST providers.

Service Code
H2015 HT HO – MCD Community Support Team, Licensed Team Lead
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Community Support Team (State-Funded) – H2015 HT HF (LCAS, LCAS-A, CCS, CSAC)

Authorization Guidelines:

Brief Service Description: Provides direct support to adults with a dx of MH, SU, or comorbid disorder and who have complex and extensive tx needs. This is an intensive community-based rehab team service that provides direct tx and restorative interventions as well as case management.  This service consists of community-based MH and SU services, and structured rehabilitative interventions intended to increase and restore a individuals ability to live successfully in the community. The team approach involves assistance in re-est. the individuals community roles related to the following life domains: emotional, behavioral, social, safety, housing, medical and health, educational, vocational, and legal.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable.
3. Complete PCP: Required, to include all required signatures and the 3-page crisis plan
4. Service Order: Required, signed by an MD/ DO, NP, PA, or a Licensed Psychologist.
5. Submission of applicable records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required
2. Complete PCP: recently reviewed detailing the individual’s progress with the service to include all required signatures and the 3-page crisis plan.
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
4. Submission of applicable records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Up to a 60-day auth period per request.
2. No more than 3 months in a rolling year will be authorized.

Units:
1. One unit = 15 minutes
2. Up to 128 units for 60 calendar days. For those searching for stable housing and requiring permanent supportive housing interventions, up to 420 units for the initial authorization period. These additional units have a 3-month max limit per rolling year.

Age Group: Adults (age 18 and older)

Level of Care: ASAM Level 1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. CST must not be provided in conjunction with ACT; during the same auth period as any other service that contains duplicative service components (to include TMS or PSS); to individuals residing in Institutions for Mental Disease (IMD), and; Family individuals or LRPs of the individual may not provide this service.  
2. To help w/ transition, CST services may be provided for a max of 8 units for the first and last 30-day period for individuals who transitioning to or from: ACTT, SAIOP or SACOT.

Service Code
H2015 HT HF – State-Funded Community Support Team, LCAS, LCAS-A, CCS, CSAC
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Community Support Team (State-Funded) – H2015 HT HM (Paraprofessional)

Authorization Guidelines:

Brief Service Description: Provides direct support to adults with a dx of MH, SU, or comorbid disorder and who have complex and extensive tx needs. This is an intensive community-based rehab team service that provides direct tx and restorative interventions as well as case management.  This service consists of community-based MH and SU services, and structured rehabilitative interventions intended to increase and restore a individuals ability to live successfully in the community. The team approach involves assistance in re-est. the individuals community roles related to the following life domains: emotional, behavioral, social, safety, housing, medical and health, educational, vocational, and legal.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable.
3. Complete PCP: Required, to include all required signatures and the 3-page crisis plan
4. Service Order: Required, signed by an MD/ DO, NP, PA, or a Licensed Psychologist.
5. Submission of applicable records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required
2. Complete PCP: recently reviewed detailing the individual’s progress with the service to include all required signatures and the 3-page crisis plan.
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
4. Submission of applicable records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Up to a 60-day auth period per request.
2. No more than 3 months in a rolling year will be authorized.

Units:
1. One unit = 15 minutes
2. Up to 128 units for 60 calendar days. For those searching for stable housing and requiring permanent supportive housing interventions, up to 420 units for the initial authorization period. These additional units have a 3-month max limit per rolling year.

Age Group: Adults (age 18 and older)

Level of Care: ASAM Level 1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. CST must not be provided in conjunction with ACT; during the same auth period as any other service that contains duplicative service components (to include TMS or PSS); to individuals residing in Institutions for Mental Disease (IMD), and; Family individuals or LRPs of the individual may not provide this service.  
2. To help w/ transition, CST services may be provided for a max of 8 units for the first and last 30-day period for individuals who transitioning to or from: ACTT, SAIOP or SACOT.

Service Code
H2015 HT HM – State-Funded Community Support Team, Paraprofessional
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Community Support Team (State-Funded) – H2015 HT HN (QP, AP)

Authorization Guidelines:

Brief Service Description: Provides direct support to adults with a dx of MH, SU, or comorbid disorder and who have complex and extensive tx needs. This is an intensive community-based rehab team service that provides direct tx and restorative interventions as well as case management.  This service consists of community-based MH and SU services, and structured rehabilitative interventions intended to increase and restore a individuals ability to live successfully in the community. The team approach involves assistance in re-est. the individuals community roles related to the following life domains: emotional, behavioral, social, safety, housing, medical and health, educational, vocational, and legal.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable.
3. Complete PCP: Required, to include all required signatures and the 3-page crisis plan
4. Service Order: Required, signed by an MD/ DO, NP, PA, or a Licensed Psychologist.
5. Submission of applicable records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required
2. Complete PCP: recently reviewed detailing the individual’s progress with the service to include all required signatures and the 3-page crisis plan.
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
4. Submission of applicable records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Up to a 60-day auth period per request.
2. No more than 3 months in a rolling year will be authorized.

Units:
1. One unit = 15 minutes
2. Up to 128 units for 60 calendar days. For those searching for stable housing and requiring permanent supportive housing interventions, up to 420 units for the initial authorization period. These additional units have a 3-month max limit per rolling year.

Age Group: Adults (age 18 and older)

Level of Care: ASAM Level 1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. CST must not be provided in conjunction with ACT; during the same auth period as any other service that contains duplicative service components (to include TMS or PSS); to individuals residing in Institutions for Mental Disease (IMD), and; Family individuals or LRPs of the individual may not provide this service.  
2. To help w/ transition, CST services may be provided for a max of 8 units for the first and last 30-day period for individuals who transitioning to or from: ACTT, SAIOP or SACOT.

Service Code
H2015 HT HN – State-Funded Community Support Team, QP, AP
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Community Support Team (State-Funded) – H2015 HT HO (Licensed Team Lead)

Authorization Guidelines:

Brief Service Description: Provides direct support to adults with a dx of MH, SU, or comorbid disorder and who have complex and extensive tx needs. This is an intensive community-based rehab team service that provides direct tx and restorative interventions as well as case management.  This service consists of community-based MH and SU services, and structured rehabilitative interventions intended to increase and restore a individuals ability to live successfully in the community. The team approach involves assistance in re-est. the individuals community roles related to the following life domains: emotional, behavioral, social, safety, housing, medical and health, educational, vocational, and legal.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable.
3. Complete PCP: Required, to include all required signatures and the 3-page crisis plan
4. Service Order: Required, signed by an MD/ DO, NP, PA, or a Licensed Psychologist.
5. Submission of applicable records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required
2. Complete PCP: recently reviewed detailing the individual’s progress with the service to include all required signatures and the 3-page crisis plan.
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
4. Submission of applicable records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Up to a 60-day auth period per request.
2. No more than 3 months in a rolling year will be authorized.

Units:
1. One unit = 15 minutes
2. Up to 128 units for 60 calendar days. For those searching for stable housing and requiring permanent supportive housing interventions, up to 420 units for the initial authorization period. These additional units have a 3-month max limit per rolling year.

Age Group: Adults (age 18 and older)

Level of Care: ASAM Level 1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. CST must not be provided in conjunction with ACT; during the same auth period as any other service that contains duplicative service components (to include TMS or PSS); to individuals residing in Institutions for Mental Disease (IMD), and; Family individuals or LRPs of the individual may not provide this service.  
2. To help w/ transition, CST services may be provided for a max of 8 units for the first and last 30-day period for individuals who transitioning to or from: ACTT, SAIOP or SACOT.

Service Code
H2015 HT HO – State-Funded Community Support Team, Licensed Team Lead
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Community Support Team (State-Funded) – H2015 HT U1 (NC Peer Support Specialist)

Authorization Guidelines:

Brief Service Description: Provides direct support to adults with a dx of MH, SU, or comorbid disorder and who have complex and extensive tx needs. This is an intensive community-based rehab team service that provides direct tx and restorative interventions as well as case management.  This service consists of community-based MH and SU services, and structured rehabilitative interventions intended to increase and restore a individuals ability to live successfully in the community. The team approach involves assistance in re-est. the individuals community roles related to the following life domains: emotional, behavioral, social, safety, housing, medical and health, educational, vocational, and legal.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable.
3. Complete PCP: Required, to include all required signatures and the 3-page crisis plan
4. Service Order: Required, signed by an MD/ DO, NP, PA, or a Licensed Psychologist.
5. Submission of applicable records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required
2. Complete PCP: recently reviewed detailing the individual’s progress with the service to include all required signatures and the 3-page crisis plan.
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
4. Submission of applicable records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Up to a 60-day auth period per request.
2. No more than 3 months in a rolling year will be authorized.

Units:
1. One unit = 15 minutes
2. Up to 128 units for 60 calendar days. For those searching for stable housing and requiring permanent supportive housing interventions, up to 420 units for the initial authorization period. These additional units have a 3-month max limit per rolling year.

Age Group: Adults (age 18 and older)

Level of Care: ASAM Level 1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. CST must not be provided in conjunction with ACT; during the same auth period as any other service that contains duplicative service components (to include TMS or PSS); to individuals residing in Institutions for Mental Disease (IMD), and; Family individuals or LRPs of the individual may not provide this service.  
2. To help w/ transition, CST services may be provided for a max of 8 units for the first and last 30-day period for individuals who transitioning to or from: ACTT, SAIOP or SACOT.

Service Code
H2015 HT U1 – State-Funded Community Support Team, NC Peer Support Specialist
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Community Transition (1915i MCD) – H0043 U4

Authorization Guidelines:

Brief Service Description: Community Transition provides funding for a one-time initial setup of expenses for a member transitioning from an institutional or other approved setting, into their own private residence where the member is responsible for their own living expenses. Community Transition can support a member being diverted from entry into ACHs or any institutional level of care due to preadmission, screening, and diversion efforts, provided that the member is moving to a living arrangement where they are directly responsible for their own living expenses.
 

Auth Submission Requirements
Initial Requests:
1. Prior approval required. The request must be submitted by TCM.
2. Independent Assessment: Required, completed by a TCM or the CIHA for Tribal members that indicates the Member would benefit from Community Transition
3. Independent Evaluation: Required, completed by DHB/ Carelon to determine eligibility for 1915(i) 
4. Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above).
5. Community Transition Checklist: Required
6. Submission of applicable records that support the member has met the medical necessity criteria
Reauthorization Requests: Not Applicable

Authorization Parameters
Length of Stay: Available up to 3 months in advance of a member’s move to an integrated living arrangement, and up to 90 consecutive days post move in date 
Units: One unit per episode  
Age Group: Adolescents & Adults (18 years of age and older)
Level of Care: A primary diagnosis of IDD, TBI, SMI, SPMI, or severe SUD as defined by the CCP is required.
Miscellaneous: 
1. Providers (non-TCMs/care coordinators) will be responsible for providing Community Transition services.
2. The TCM/care coordinator and the provider must work together to identify the Community Transition needs of the individuals
3. The TCM/care coordinator completes the care plan/ISP which indicates the request for Community Transition
4. The tx team then reviews the hours needed to support the individual to access Community Transition
5. The tx team works with the TCM/care coordinator to update the care plan/goals to address specific hours needed through the Community Living Supports service to support the individual.
 

Service Specifics, Limitations, & Exclusions (not all inclusive): 
 

  • Community Transition has a limit of $5,000 per individual during the five-year period.
  • Community Transition only covers the actual items purchased, not the time spent assisting the member to purchase them. Providers currently providing a community-based service like CST or ACT to a SMI/SUD members can bill the time spent helping members purchase these items.
  • An institutional or other approved setting can include a state developmental center, community Intermediate Care Facility, nursing facility, licensed group home, Alternative Family Living (AFL), foster home, adult care home, State Operated Healthcare Facility, or a Psychiatric Residential Treatment Facility (PRTF).
  • May be provided only in a private home or apartment with a lease in the individual’s/ legal guardian’s/ representative’s name or a home owned by the individual.
  • May not be provided by family members.
  • Services cannot duplicate items that are currently available from a roommate.
  • Furnished only to the extent that the member is unable to meet such expense, or when the support cannot be obtained from other sources or services.
  • May not be provided to members enrolled in the CAP/C or CAP/DA wavier.
  • May not be provided to a member residing in an Institution for Mental Disease (IMD) regardless of the facility type.
  • Medicaid will not cover: 1) Monthly rental or mortgage expenses; 2) Repairs to a property; 3) Regular or recurring utility bills or fees associated with lawn care, property facilities, homeowners’ associations, or recurring pest eradication; 4) Household appliances (exception: a microwave); 5) Recreational items such as televisions, gaming systems, cell phones, CD or DVD players and components; 6) Food or groceries; 7) Care management services or activities, and; 8) Maintenance contracts and extended warranties
Service Code
H0043 U4 – 1915i Community Transition
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Community Transition (INN) – T2038

Authorization Guidelines:

Brief Service Description: The purpose of Community Transition is to provide initial set-up expenses for adults to facilitate their transition from a Developmental Center (institution), community ICF-IID Group Home, nursing facility or another licensed living arrangement (group home, foster home, Psychiatric Residential Treatment Facility, alternative family living arrangement), a family home or one person AFL(Alternative Family Living) to a living arrangement where the individual is directly responsible for his or her own living expenses. This service may be provided only in a private home or apartment with a lease in the member’s, legal guardian’s, representative’s name or a home owned by the member.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Community Transition Checklist
7. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
These services are available only during the three-month period that commences one calendar month in advance of the member’s move to an integrated living arrangement.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The cost of Community Transition has a life of the waiver limit of $5,000.00 per member. Community Transition includes the actual cost of services and does not cover provider overhead charges.
2.    Community Transition does not cover monthly rental or mortgage expense; regular utility charges; and/or household appliances or diversional/recreational items such as televisions, streaming devices, VCR players and components and DVD players and components. Service and maintenance contracts and extended warranties are not covered. 
3.    Community Transition services can be accessed only one time from either the 1915b or 1915c waiver over the life of the waiver.
4.    In situations when a member lives with a roommate, Community Transition cannot duplicate items that are currently available.
5.    Community Transition expenses are furnished only to the extent that the member is unable to meet such expense or when the support cannot be obtained from other sources.
6.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
7.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2038
Diagnosis Group
Intellectual Development Disability
Age Group
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Crisis Consultation (INN) – T2025 U3

Authorization Guidelines:

Brief Service Description: Crisis consultation is for individuals that have significant, intensive, or challenging behaviors or medical conditions that have resulted or have the potential to result in a crisis. Consultation is provided by staff that meets the minimum staffing requirements of a Qualified Professional and who have crisis experience.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Following service auth, any needed modifications to the ISP and individual budget will occur within five working days of the date of verbal service authorization.
2. Out-of-Home Crisis services are authorized in increments of up to 30 calendar days.
3. Crisis Intervention & Stabilization Supports may be authorized for periods of up to 14 calendar day increments per event.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    This service may not duplicate services provided under Specialized Consultation Services.
2.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
3.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2025 U3
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Crisis Consultation (INN) – T2025 U3 GT (Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Crisis consultation is for individuals that have significant, intensive, or challenging behaviors or medical conditions that have resulted or have the potential to result in a crisis. Consultation is provided by staff that meets the minimum staffing requirements of a Qualified Professional and who have crisis experience.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Following service auth, any needed modifications to the ISP and individual budget will occur within five working days of the date of verbal service authorization.
2. Out-of-Home Crisis services are authorized in increments of up to 30 calendar days.
3. Crisis Intervention & Stabilization Supports may be authorized for periods of up to 14 calendar day increments per event.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    This service may not duplicate services provided under Specialized Consultation Services.
2.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
3.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2025 U3 GT – INN Crisis Consultation, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Crisis Intervention and Stabilization Supports - H2011 U1

Authorization Guidelines:

Brief Service Description: Crisis Supports provide intervention and stabilization for a member experiencing a crisis. Crisis Supports are for a member who experiences acute crises and who presents a threat to the member’s health and safety or the health and safety of others. These behaviors may result in the member losing his or her home, job, or access to activities and community involvement. Crisis Supports promote prevention of crises as well as assistance in stabilizing the member when a behavioral crisis occurs. Crisis Supports are an immediate intervention available 24 hours per day, 7 days per week, to support the individual.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Following service auth, any needed modifications to the ISP and individual budget will occur within five working days of the date of verbal service authorization.
2. Out-of-Home Crisis services are authorized in increments of up to 30 calendar days.
3. Crisis Intervention & Stabilization Supports may be authorized for periods of up to 14 calendar day increments per event.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    This service may not duplicate services provided under Specialized Consultation Services.
2.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
3.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
H2011 U1
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Day Supports (INN) – T2021

Authorization Guidelines:

Brief Service Description: Day Supports is a group, facility-based service that helps the member with acquisition, retention, or improvement in socialization and daily living skills and is one option for a meaningful day. Day Supports emphasizes inclusion and independence with a focus on enabling the individual to attain or maintain his/her maximum self-sufficiency, increase self-determination and enhance the person’s opportunity to have a meaningful day.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Day Supports is billed in 1-hour unit increments.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Day Supports is subject to the Limits on Sets of services.
2.    For individuals who are eligible for educational services under the Individuals with Disability Educational Act, Day Supports is the payer of last resort for Developmental Day.
3.    Day Supports are furnished in a non-residential setting, separate from the home or residential setting where the member resides.
4.    Transportation to/from the member’s home, the day supports facility and travel within the community is included in the payment rate. Transportation to and from the licensed day program is the responsibility of the Day Supports provider.
5.    This service may not duplicate services, nor can they be furnished or billed at the same time of day as services, provided under Community Networking, In-Home Intensive Supports, Community Living and Supports, Supported Living, Residential Supports, Supported Employment and/or one of the State Plan Medicaid Services that works directly with the member.
6.    Waiver funding is not available for vocational services delivered in facility based, sheltered work settings, or Adult Developmental Vocational Program.
7.    Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
8.    Each individual’s rights of privacy, dignity, respect and freedom from coercion and restraint are protected.
9.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices.
10.    Settings facilitate individual choice regarding services and support, and who provides these.
11.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
12.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2021 - Day Supports Individual
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Day Supports (INN) – T2021 GT (Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Day Supports is a group, facility-based service that helps the member with acquisition, retention, or improvement in socialization and daily living skills and is one option for a meaningful day. Day Supports emphasizes inclusion and independence with a focus on enabling the individual to attain or maintain his/her maximum self-sufficiency, increase self-determination and enhance the person’s opportunity to have a meaningful day.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Day Supports is billed in 1-hour unit increments.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Day Supports is subject to the Limits on Sets of services.
2.    For individuals who are eligible for educational services under the Individuals with Disability Educational Act, Day Supports is the payer of last resort for Developmental Day.
3.    Day Supports are furnished in a non-residential setting, separate from the home or residential setting where the member resides.
4.    Transportation to/from the member’s home, the day supports facility and travel within the community is included in the payment rate. Transportation to and from the licensed day program is the responsibility of the Day Supports provider.
5.    This service may not duplicate services, nor can they be furnished or billed at the same time of day as services, provided under Community Networking, In-Home Intensive Supports, Community Living and Supports, Supported Living, Residential Supports, Supported Employment and/or one of the State Plan Medicaid Services that works directly with the member.
6.    Waiver funding is not available for vocational services delivered in facility based, sheltered work settings, or Adult Developmental Vocational Program.
7.    Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
8.    Each individual’s rights of privacy, dignity, respect and freedom from coercion and restraint are protected.
9.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices.
10.    Settings facilitate individual choice regarding services and support, and who provides these.
11.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
12.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2021 GT – INN Day Supports, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Day Supports (INN) – T2021 HQ (Group)

Authorization Guidelines:

Brief Service Description: Day Supports is a group, facility-based service that helps the member with acquisition, retention, or improvement in socialization and daily living skills and is one option for a meaningful day. Day Supports emphasizes inclusion and independence with a focus on enabling the individual to attain or maintain his/her maximum self-sufficiency, increase self-determination and enhance the person’s opportunity to have a meaningful day.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Day Supports is billed in 1-hour unit increments.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Day Supports is subject to the Limits on Sets of services.
2.    For individuals who are eligible for educational services under the Individuals with Disability Educational Act, Day Supports is the payer of last resort for Developmental Day.
3.    Day Supports are furnished in a non-residential setting, separate from the home or residential setting where the member resides.
4.    Transportation to/from the member’s home, the day supports facility and travel within the community is included in the payment rate. Transportation to and from the licensed day program is the responsibility of the Day Supports provider.
5.    This service may not duplicate services, nor can they be furnished or billed at the same time of day as services, provided under Community Networking, In-Home Intensive Supports, Community Living and Supports, Supported Living, Residential Supports, Supported Employment and/or one of the State Plan Medicaid Services that works directly with the member.
6.    Waiver funding is not available for vocational services delivered in facility based, sheltered work settings, or Adult Developmental Vocational Program.
7.    Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
8.    Each individual’s rights of privacy, dignity, respect and freedom from coercion and restraint are protected.
9.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices.
10.    Settings facilitate individual choice regarding services and support, and who provides these.
11.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
12.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2021 HQ – Days Supports Group
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Day Supports (INN) – T2021 HQ GT (Group, Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Day Supports is a group, facility-based service that helps the member with acquisition, retention, or improvement in socialization and daily living skills and is one option for a meaningful day. Day Supports emphasizes inclusion and independence with a focus on enabling the individual to attain or maintain his/her maximum self-sufficiency, increase self-determination and enhance the person’s opportunity to have a meaningful day.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Day Supports is billed in 1-hour unit increments.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Day Supports is subject to the Limits on Sets of services.
2.    For individuals who are eligible for educational services under the Individuals with Disability Educational Act, Day Supports is the payer of last resort for Developmental Day.
3.    Day Supports are furnished in a non-residential setting, separate from the home or residential setting where the member resides.
4.    Transportation to/from the member’s home, the day supports facility and travel within the community is included in the payment rate. Transportation to and from the licensed day program is the responsibility of the Day Supports provider.
5.    This service may not duplicate services, nor can they be furnished or billed at the same time of day as services, provided under Community Networking, In-Home Intensive Supports, Community Living and Supports, Supported Living, Residential Supports, Supported Employment and/or one of the State Plan Medicaid Services that works directly with the member.
6.    Waiver funding is not available for vocational services delivered in facility based, sheltered work settings, or Adult Developmental Vocational Program.
7.    Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
8.    Each individual’s rights of privacy, dignity, respect and freedom from coercion and restraint are protected.
9.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices.
10.    Settings facilitate individual choice regarding services and support, and who provides these.
11.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
12.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2021 HQ GT – INN Day Supports, Group, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Day Supports (INN) – T2027 (Developmental Day)

Authorization Guidelines:

Brief Service Description: Day Supports is a group, facility-based service that helps the member with acquisition, retention, or improvement in socialization and daily living skills and is one option for a meaningful day. Day Supports emphasizes inclusion and independence with a focus on enabling the individual to attain or maintain his/her maximum self-sufficiency, increase self-determination and enhance the person’s opportunity to have a meaningful day.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Day Supports is billed in 1-hour unit increments.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Day Supports is subject to the Limits on Sets of services.
2.    For individuals who are eligible for educational services under the Individuals with Disability Educational Act, Day Supports is the payer of last resort for Developmental Day.
3.    Day Supports are furnished in a non-residential setting, separate from the home or residential setting where the member resides.
4.    Transportation to/from the member’s home, the day supports facility and travel within the community is included in the payment rate. Transportation to and from the licensed day program is the responsibility of the Day Supports provider.
5.    This service may not duplicate services, nor can they be furnished or billed at the same time of day as services, provided under Community Networking, In-Home Intensive Supports, Community Living and Supports, Supported Living, Residential Supports, Supported Employment and/or one of the State Plan Medicaid Services that works directly with the member.
6.    Waiver funding is not available for vocational services delivered in facility based, sheltered work settings, or Adult Developmental Vocational Program.
7.    Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
8.    Each individual’s rights of privacy, dignity, respect and freedom from coercion and restraint are protected.
9.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices.
10.    Settings facilitate individual choice regarding services and support, and who provides these.
11.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
12.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2027 - Day Supports Developmental Day
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Day Supports (State-Funded) – YM590 (Group)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Day Supports is a group service that provides assistance to recipients with acquisition, retention, or improvement in socialization and daily living skills and is one option for a meaningful day. This service has historically been a facility-based service. However, person centered practices should be utilized to determine the appropriate amount of time to be spent on site, verses out in the community. Day Supports emphasizes inclusion and independence with a focus on enabling the recipient to attain or maintain maximum self-sufficiency, increase self-determination and enhance the recipient’s opportunity to have a meaningful day.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization required
2. NC SNAP/ SIS: Required
3. Assessment: Psychological, neuropsych, or psychiatric assessment w/ the appropriate testing using validated tools showing the recipient has a developmental disability according to GS 122C-3 (12a) or TBI as defined in G.S. 122-C- 3(38a), including evidence of an IDD diagnosis prior to the age of 22.  For those w/ DD but no intellectual disability, a physician assessment w/ a definitive dx and assoc, functional limitations is acceptable.
4. PCP or ISP: Required, w/ an expressed desire to obtain this service. Prevoc interventions must have employment-related goal.
5. Service Order: Required, signed by a QP, physician, licensed psychologist, PA, or NP
6. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.
7. Submission of all records that support the recipient has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior authorization required
2. NC SNAP/ SIS: Required
3. Service Order: Required, valid for one calendar year based on date of original PCP/ISP service order.
4. PCP or ISP: recently reviewed detailing the recipient’s progress with the service.  If there is a need for increased service duration and frequency, clinical consideration must be given to other services with a more intense clinical component. Require an expressed desire to obtain or maintain this service. Prevocational interventions must have employment-related goal.
5. Evidence of IDD Eligibility: Meets IDD eligibility according to GS 122C-3 (12a), including evidence of an IDD dx before age of 22 or a TBI dx per G.S. 122C-3(38a).
6. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.
7. Submission of all records that support the recipient has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Initial & Reauth: Up to 30 hours (120 units) per week / 1560 hours (6240 units) per year
2. Max of 3 hrs/day (12 units) on school days for recipients 16 – 22 years of age who have not graduated from school, regardless of their enrollment status.

Units: One unit = 15 minutes
Age Group: Adolescents & Adults (age 16 or older)

Level of Care: SNAP: Overall Level of Eligible Support of 2 or higher OR SIS: Level C or higher OR TBI Assessment requiring minimum to low level of supervision and support in most settings.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. May not be provided to HCBS Waiver recipients or individuals receiving I/DD or TBI related (b)(3) meaningful day services (i.e., Individual Supports, Innovations look-alike services) or Medicaid In Lieu of Services (ILOS) with meaningful day component. 
2. Must not be duplicative of other state funded services
3. May not be provided in a residential setting. 
4. Payment does not include payments made directly to recipients of the individual’s immediate family.
5. CLS and ADVP can be auth’d at the same time as this service, but they cannot be provided at the same time of day.

Service Code
YM590
Diagnosis Group
Intellectual Development Disability
Age Group
16 and Older
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Developmental Testing (MCD) – 96110 (Limited)

Authorization Guidelines:

Brief Service Description: An in-depth look at a member’s development, usually done by a trained specialist, such as a developmental pediatrician, psychologist, speech-language pathologist, occupational therapist, or other specialist. The specialist may observe the member, give the member a structured test, ask the guardian questions, or ask them to fill out questionnaires.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.

Service Code
96110 – MCD Developmental Testing - Limited
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Developmental Testing (MCD) – 96110 GT (Limited, Telehealth)

Authorization Guidelines:

Brief Service Description: An in-depth look at a member’s development, usually done by a trained specialist, such as a developmental pediatrician, psychologist, speech-language pathologist, occupational therapist, or other specialist. The specialist may observe the member, give the member a structured test, ask the guardian questions, or ask them to fill out questionnaires.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.

Service Code
96110 – MCD Developmental Testing – Limited, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Developmental Testing (State-Funded) – 96110 (Limited)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: An in-depth look at a recipient’s development, usually done by a trained specialist, such as a developmental pediatrician, psychologist, speech-language pathologist, occupational therapist, or other specialist. The specialist may observe the recipient, give the recipient a structured test, ask the guardian questions, or ask them to fill out questionnaires.

Auth Submission Requirements
All Requests: TAR: required if the unmanaged units have been exhausted.  Providers may seek prior authorization if they are unsure the recipient has reached their unmanaged visit limit.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.

Authorization Parameters
Units: 
1. The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  
2. Up to 9 unmanaged units of 96110: Developmental Testing - Limited.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Funding will not cover Outpatient Behavioral Health Services when the service duplicates another service approved with another provider.
2. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
3. The provider shall communicate and coordinate care with others providing care. When the recipient is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.

Service Code
96110 – SF Developmental Testing– Limited
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Developmental Testing (State-Funded) – 96110 GT (Limited, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: An in-depth look at a recipient’s development, usually done by a trained specialist, such as a developmental pediatrician, psychologist, speech-language pathologist, occupational therapist, or other specialist. The specialist may observe the recipient, give the recipient a structured test, ask the guardian questions, or ask them to fill out questionnaires.

Auth Submission Requirements
All Requests: TAR: required if the unmanaged units have been exhausted.  Providers may seek prior authorization if they are unsure the recipient has reached their unmanaged visit limit.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.

Authorization Parameters
Units: 
1. The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  
2. Up to 9 unmanaged units of 96110: Developmental Testing - Limited.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Funding will not cover Outpatient Behavioral Health Services when the service duplicates another service approved with another provider.
2. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
3. The provider shall communicate and coordinate care with others providing care. When the recipient is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.

Service Code
96110 GT – SF Developmental Testing– Limited, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Developmental Testing Administrative (MCD) – 96112 (First Hour)

Authorization Guidelines:

Brief Service Description: An in-depth look at a member’s development, usually done by a trained specialist, such as a developmental pediatrician, psychologist, speech-language pathologist, occupational therapist, or other specialist. The specialist may observe the member, give the member a structured test, ask the guardian questions, or ask them to fill out questionnaires.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.

Service Code
96112 – MCD Developmental Testing Administrative – First Hour
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Developmental Testing Administrative (MCD) – 96113 (Each Add’l 30 Minutes)

Authorization Guidelines:

Brief Service Description: An in-depth look at a member’s development, usually done by a trained specialist, such as a developmental pediatrician, psychologist, speech-language pathologist, occupational therapist, or other specialist. The specialist may observe the member, give the member a structured test, ask the guardian questions, or ask them to fill out questionnaires.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.

Service Code
96113 – MCD Developmental Testing Administrative - Each Add’l 30 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Developmental Testing Administrative (State-Funded) – 96112 (First Hour)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: An in-depth look at a recipient’s development, usually done by a trained specialist, such as a developmental pediatrician, psychologist, speech-language pathologist, occupational therapist, or other specialist. The specialist may observe the recipient, give the recipient a structured test, ask the guardian questions, or ask them to fill out questionnaires.

Auth Submission Requirements
All Requests: TAR: required if the unmanaged units have been exhausted.  Providers may seek prior authorization if they are unsure the recipient has reached their unmanaged visit limit.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.

Authorization Parameters
Units: 
1. The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  
2. Up to 9 unmanaged units of 96110: Developmental Testing - Limited.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Funding will not cover Outpatient Behavioral Health Services when the service duplicates another service approved with another provider.
2. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
3. The provider shall communicate and coordinate care with others providing care. When the recipient is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.

Service Code
96112 - Administration of Developmental Test, First Hour
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Developmental Testing Administrative (State-Funded) – 96113 (Each Add’l 30 Minutes)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: An in-depth look at a recipient’s development, usually done by a trained specialist, such as a developmental pediatrician, psychologist, speech-language pathologist, occupational therapist, or other specialist. The specialist may observe the recipient, give the recipient a structured test, ask the guardian questions, or ask them to fill out questionnaires.

Auth Submission Requirements
All Requests: TAR: required if the unmanaged units have been exhausted.  Providers may seek prior authorization if they are unsure the recipient has reached their unmanaged visit limit.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.

Authorization Parameters
Units: 
1. The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  
2. Up to 9 unmanaged units of 96110: Developmental Testing - Limited.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Funding will not cover Outpatient Behavioral Health Services when the service duplicates another service approved with another provider.
2. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
3. The provider shall communicate and coordinate care with others providing care. When the recipient is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.

Service Code
96113 – SF Developmental Testing Administrative – Each Add’l 30 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Employer Supplies (INN) – T2025 U2

Authorization Guidelines:

Brief Service Description: Financial Support Services (FSS) is an umbrella service for the continuum of supports offered to NC Innovations individuals who elect the Individual and Family Directed Services Option, Employer of Record Model. Financial Support Services are provided to ensure that funds for self-directed services are managed and distributed as intended. The service also facilitates the employment of support staff by the Employer. A member who chooses to self-direct via the Employer of Record model may require equipment necessary to carry out duties of Employer of Record and may access this service.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Items not coverable by Employer Supplies (this is not an all-inclusive list): a) Wireless keyboards; b) Mouse (unless the EOR is purchasing a desktop and the desktop does not include a mouse); c) Computer Protective Cases (outside of one laptop bag for EORs who utilize a laptop); d) Additional Computer Screens (a desktop computer should include one monitor); e) IT help desk service for support to operate the equipment; f) Office/Desk Chair.
2.    The provider of financial support services may only additionally provide Community Navigator services. The financial support service may bill for the following services: community transition services, and individual goods and services under the NC Innovations waiver.
3.    The financial supports agency may be an Agency with Choice and provide Community Navigator. They may bill for community transition and individual goods and services to the same member. Community Transition Services and Individual Goods and Services are not directly provided by the FMS. 
4.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
5.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2025 U2
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Evaluation & Management (Medicaid) – 99202 (Expanded, New Patient)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99202 - E & M Expanded, New Patient
Diagnosis Group
Substance Abuse
Intellectual Development Disability
Mental Health
Age Group
Child
Adult
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99202 GT (Expanded, New Patient, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99202 GT – MCD Evaluation & Management - Expanded, New Patient, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99203 (Detailed, New Patient)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99203 - E & M Detailed, New Patient
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99203 (Detailed, New Patient, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99203 – MCD Evaluation & Management - Detailed, New Patient, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99204 (Moderate, New Patient)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99204 - E & M Moderate, New Patient
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99204 GT (Moderate, New Patient, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99204 GT – MCD Evaluation & Management - Moderate, New Patient, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99205 (High, New Patient)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99205 - E & M High, New Patient
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99205 GT (High, New Patient, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99205 GT – MCD Evaluation & Management - High, New Patient, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99211 (Minimum, Established Patient)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99211 - E&M Minimum, Estab Patient
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
Adult
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99211 GT (Minimum, Established Patient, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99211 GT – MCD Evaluation & Management - Minimum, Established Patient, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99212 (Expanded, Established Patient)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99212 - E & M Expanded, Estab Patient
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
Adult
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99212 GT (Expanded, Established Patient, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99212 GT – MCD Evaluation & Management - Expanded, Established Patient, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99213 (Detailed, Established Patient)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99213 - E & M Detailed, Estab Patient
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
Adult
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99213 GT (Detailed, Established Patient, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99213 GT – MCD Evaluation & Management - Detailed, Established Patient, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99214 (Moderate, Established Patient)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99214 - E & M Moderate, Estab Patient
Diagnosis Group
Substance Abuse
Intellectual Development Disability
Mental Health
Age Group
Child
Adult
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99214 GT (Moderate, Established Patient, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99214 GT – MCD Evaluation & Management - Moderate, Established Patient, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99215 (High, Established Patient)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99215 - E & M High Estab Patient
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99215 GT (High, Established Patient, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99215 GT – MCD Evaluation & Management - High, Established Patient, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99315 (Nursing Facility Discharge, Day Management - 30 minutes or less)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99315 - nursing facility discharge day management; 30 minutes or less
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99316 (Nursing Facility Discharge, Day Management - more than 30 minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99316 - nursing facility discharge day management; 30 minutes or less more than 30
Diagnosis Group
Substance Abuse
Mental Health
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99341 (New Patient Home Visit, 15 - 29 minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99341 - home visit for the evaluation and management of a new patient, which requires
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99342 (New Patient Home Visit, 30 or more minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99342 - home visit for the evaluation and management of a new patient, which requires
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
Adult
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99344 (New Patient Home Visit, 60 or more minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99344 - home visit for the evaluation and management of a new patient, which requires
Diagnosis Group
Substance Abuse
Mental Health
Intellectual Development Disability
Age Group
Adult
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99345 (New Patient Home Visit, 75 or more minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist/ MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99345 - home visit for the evaluation and management of a new patient, which requires
Diagnosis Group
Substance Abuse
Intellectual Development Disability
Mental Health
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99347 (Established Patient Home Visit, 20 or more minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist/ MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99347 - home visit for the evaluation and management of an established patient, which
Diagnosis Group
Intellectual Development Disability
Substance Abuse
Mental Health
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99347 GT (Established Patient Home Visit, 20 or more minutes, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist/ MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99347 GT – Medicaid Evaluation & Management - Established Patient Home Visit, 20 or more minutes, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99348 (Established Patient Home Visit, 30 or more minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist/ MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99348 - home visit for the evaluation and management of an established patient, which
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99348 GT (Established Patient Home Visit, 30 or more minutes, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist/ MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99348 GT – Medicaid Evaluation & Management - Established Patient Home Visit, 30 or more minutes, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99349 (Established Patient Home Visit, 40 or more minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist/ MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99349 - home visit for the evaluation and management of an established patient, which
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99349 GT (Established Patient Home Visit, 40 or more minutes, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist/ MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99349 GT – Medicaid Evaluation & Management - Established Patient Home Visit, 40 or more minutes, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99350 (Established Patient Home Visit, 60 or more minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist/ MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99350 - home visit for the evaluation and management of an established patient, which
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (Medicaid) – 99350 GT (Established Patient Home Visit, 60 or more minutes, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist/ MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99350 GT – Medicaid Evaluation & Management - Established Patient Home Visit, 60 or more minutes, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99202 (Expanded, New Patient)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99202 – SF Evaluation & Management - Expanded, New Patient
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99202 GT (Expanded, New Patient, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99202 GT – SF Evaluation & Management - Expanded, New Patient, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99203 (Detailed, New Patient)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99203 – SF Evaluation & Management - Detailed, New Patient
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99203 GT (Detailed, New Patient, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99203 GT – SF Evaluation & Management - Detailed, New Patient, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99204 (Moderate, New Patient)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99204 – SF Evaluation & Management - Moderate, New Patient
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99204 GT (Moderate, New Patient, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99204 GT – SF Evaluation & Management - Moderate, New Patient, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99205 (High, New Patient)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99205 – State-Funded Evaluation & Management - High, New Patient
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99205 GT (High, New Patient, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99205 GT – State-Funded Evaluation & Management - High, New Patient, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99211 (Minimum, Established Patient)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99211 – SF Evaluation & Management - Minimum, Established Patient
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99211 GT (Minimum, Established Patient, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99211 GT – SF Evaluation & Management - Minimum, Established Patient, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99212 (Expanded, Established Patient)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99212 – SF Evaluation & Management - Expanded, Established Patient
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99212 GT (Expanded, Established Patient, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99212 GT – SF Evaluation & Management - Expanded, Established Patient, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99213 (Detailed, Established Patient)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99213 – SF Evaluation & Management - Detailed, Established Patient
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99213 GT (Detailed, Established Patient, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99213 GT – SF Evaluation & Management - Detailed, Established Patient, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99214 (Moderate, Established Patient)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99214 – SF Evaluation & Management - Moderate, Established Patient
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99214 GT (Moderate, Established Patient, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99214 GT – SF Evaluation & Management - Moderate, Established Patient, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99215 (High, Established Patient)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99215 – SF Evaluation & Management - High, Established Patient
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99215 GT (High, Established Patient, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99215 GT – SF Evaluation & Management - High, Established Patient, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99315 (Nursing Facility Discharge, Day Management - 30 minutes or less)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99315 – SF Evaluation & Management, Daily - Nursing Facility Discharge, Day Management - 30 minutes or less
Diagnosis Group
Intellectual Development Disability
Substance Abuse
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99316 (Nursing Facility Discharge, Day Management - more than 30 minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99316 – SF Evaluation & Management, Daily - Nursing Facility Discharge, Day Management - more than 30 minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99341 (New Patient Home Visit, 15 - 29 minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99341 – SF Evaluation & Management, Daily - New Patient Home Visit, 15 - 29 minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99342 (New Patient Home Visit, 30 or more minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99342 – SF Evaluation & Management, Daily - New Patient Home Visit, 30 or more minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99344 (New Patient Home Visit, 60 or more minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99344 – SF Evaluation & Management, Daily - New Patient Home Visit, 60 or more minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99345 (New Patient Home Visit, 75 or more minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99345 – SF Evaluation & Management, Daily - New Patient Home Visit, 75 or more minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99347 (Established Patient Home Visit, 20 or more minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99347 – SF Evaluation & Management - Established Patient Home Visit, 20 or more minutes"
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99347 GT (Established Patient Home Visit, 20 or more minutes, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99347 GT – SF Evaluation & Management - Established Patient Home Visit, 20 or more minutes, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99348 (Established Patient Home Visit, 30 or more minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99348 – SF Evaluation & Management - Established Patient Home Visit, 30 or more minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99348 GT (Established Patient Home Visit, 30 or more minutes, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99348 GT – SF Evaluation & Management - Established Patient Home Visit, 30 or more minutes, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99349 (Established Patient Home Visit, 40 or more minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99349 – SF Evaluation & Management - Established Patient Home Visit, 40 or more minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Adult
18-20
Child
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99349 GT (Established Patient Home Visit, 40 or more minutes, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99349 GT – SF Evaluation & Management - Established Patient Home Visit, 40 or more minutes, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99350 (Established Patient Home Visit, 60 or more minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99350 – SF Evaluation & Management - Established Patient Home Visit, 60 or more minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management (State-Funded) – 99350 GT (Established Patient Home Visit, 60 or more minutes, Telehealth)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99350 GT – SF Evaluation & Management - Established Patient Home Visit, 60 or more minutes, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management, Daily (Medicaid) – 99305 (Nursing Facility Care - Initial, Typically 35 Minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99305 - initial nursing facility care, per day, for the evaluation and management of
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management, Daily (Medicaid) – 99306 (Nursing Facility Care - Initial, Typically 45 Minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99306 - initial nursing facility care, per day, for the evaluation and management of a
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management, Daily (Medicaid) – 99307 (Nursing Facility Care - Subsequent, Typically 10 Minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99307 - subsequent nursing facility care, per day, for the evaluation and management of
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management, Daily (Medicaid) – 99308 (Nursing Facility Care - Subsequent, Typically 15 Minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99308 - subsequent nursing facility care, per day, for the evaluation and management of
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Adult
18-20
Child
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management, Daily (Medicaid) – 99309 (Nursing Facility Care - Subsequent, Typically 25 Minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99309 - subsequent nursing facility care, per day, for the evaluation and management of
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
Adult
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management, Daily (Medicaid) – 99310 (Nursing Facility Care - Subsequent, Typically 35 Minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management provided by a Psychiatrist / MD/ DO or a Psych NP/PA.

Auth Submission Requirements
Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior authorization.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
3. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
4. The provider will communicate and coordinate care with other professionals providing care to the member.

Service Code
99310 - subsequent nursing facility care, per day, for the evaluation and management of
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
Adult
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation & Management, Daily (State-Funded) – 99305 (Nursing Facility Care - Initial, Typically 35 Minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99305 – SF Evaluation & Management, Daily - Nursing Facility Care - Initial, Typically 35 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management, Daily (State-Funded) – 99306 (Nursing Facility Care - Initial, Typically 45 Minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99306 – SF Evaluation & Management, Daily - Nursing Facility Care - Initial, Typically 45 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management, Daily (State-Funded) – 99307 (Nursing Facility Care - Subsequent, Typically 10 Minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99307 – SF Evaluation & Management, Daily - Nursing Facility Care - Subsequent, Typically 10 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management, Daily (State-Funded) – 99308 (Nursing Facility Care - Subsequent, Typically 15 Minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99308 – SF Evaluation & Management, Daily - Nursing Facility Care - Subsequent, Typically 15 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management, Daily (State-Funded) – 99309 (Nursing Facility Care - Subsequent, Typically 25 Minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99309 – SF Evaluation & Management, Daily - Nursing Facility Care - Subsequent, Typically 25 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation & Management, Daily (State-Funded) – 99310 (Nursing Facility Care - Subsequent, Typically 35 Minutes)

Authorization Guidelines:

Brief Service Description: Evaluation and Management services provided by a Psychiatrist / MD or a Psych NP/PA.

Auth Submission Requirements
1. Prior authorization is not required for this service. E/M codes are not specific to mental health and are not subject to prior approval.
2. Medicaid Application: Individuals must apply for Medicaid.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One CPT code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
2. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
3. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
4. Physicians billing E/M codes with psychotherapy add-on codes must have documentation supporting that the E/M service was separate and distinct from the psychotherapy service.
5. The provider will communicate and coordinate care with other professionals providing care to the recipient.
6. Telehealth, Virtual Communication, and Hybrid Telehealth services must follow the guidelines and requirements detailed in the State-Funded Telehealth and Virtual Services service definition.

Service Code
99310 – SF Evaluation & Management, Daily - Nursing Facility Care - Subsequent, Typically 35 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation of Psychological Testing (MCD) – 96130 (First Hour)

Authorization Guidelines:

Brief Service Description: Psychological testing involves the culturally and linguistically appropriate administration of standardized tests to assess a member’s psychological or cognitive functioning. Testing results must inform treatment selection and treatment planning.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A. For substance use disorders, clinical across the six ASAM criteria assessment dimensions is required.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychological Testing does not cover testing for the purpose of educational testing; if requested by the school or legal system, unless MN exists for the psychological testing; if the proposed psychological testing measures have no standardized norms or documented validity, or; if the focus of assessment is not the symptoms of the current diagnosis. 
2. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
3. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
4. Testing must include all elements detailed in the CCP.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.

Service Code
96130 - Evaluation of Psychological Test, First Hour
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation of Psychological Testing (MCD) – 96130 GT (First Hour, Telehealth)

Authorization Guidelines:

Brief Service Description: Psychological testing involves the culturally and linguistically appropriate administration of standardized tests to assess a member’s psychological or cognitive functioning. Testing results must inform treatment selection and treatment planning.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A. For substance use disorders, clinical across the six ASAM criteria assessment dimensions is required.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychological Testing does not cover testing for the purpose of educational testing; if requested by the school or legal system, unless MN exists for the psychological testing; if the proposed psychological testing measures have no standardized norms or documented validity, or; if the focus of assessment is not the symptoms of the current diagnosis. 
2. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
3. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
4. Testing must include all elements detailed in the CCP.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.

Service Code
96130 GT – MCD Evaluation of Psychological Testing, First Hour, Telehealth
Diagnosis Group
Mental Health
Substance Abuse
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation of Psychological Testing (MCD) – 96131 (Each Add’l Hour)

Authorization Guidelines:

Brief Service Description: Psychological testing involves the culturally and linguistically appropriate administration of standardized tests to assess a member’s psychological or cognitive functioning. Testing results must inform treatment selection and treatment planning.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A. For substance use disorders, clinical across the six ASAM criteria assessment dimensions is required.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychological Testing does not cover testing for the purpose of educational testing; if requested by the school or legal system, unless MN exists for the psychological testing; if the proposed psychological testing measures have no standardized norms or documented validity, or; if the focus of assessment is not the symptoms of the current diagnosis. 
2. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
3. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
4. Testing must include all elements detailed in the CCP.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.

Service Code
96131 - Evaluation of Psychological Test, Each Additional Hour
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation of Psychological Testing (MCD) – 96131 GT (Each Add’l Hour, Telehealth)

Authorization Guidelines:

Brief Service Description: Psychological testing involves the culturally and linguistically appropriate administration of standardized tests to assess a member’s psychological or cognitive functioning. Testing results must inform treatment selection and treatment planning.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A. For substance use disorders, clinical across the six ASAM criteria assessment dimensions is required.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychological Testing does not cover testing for the purpose of educational testing; if requested by the school or legal system, unless MN exists for the psychological testing; if the proposed psychological testing measures have no standardized norms or documented validity, or; if the focus of assessment is not the symptoms of the current diagnosis. 
2. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
3. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
4. Testing must include all elements detailed in the CCP.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.

Service Code
96131 GT – MCD Evaluation of Psychological Testing, Each Add’l Hour, Telehealth
Diagnosis Group
Mental Health
Substance Abuse
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Evaluation of Psychological Testing (State-Funded) – 96130 (First Hour)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Psychological testing involves the culturally and linguistically appropriate administration of standardized tests to assess a recipient’s psychological or cognitive functioning. Testing results must inform treatment selection and treatment planning.

Auth Submission Requirements
All Requests:
1. TAR: required if the unmanaged units have been exhausted.  Providers may seek prior approval if they are unsure the recipient has reached their unmanaged visit limit.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.
2. Psychological Evaluation: A copy of the previous evaluation is required if the unmanaged units have been exhausted.
3. Service Order: required if the unmanaged units have been exhausted.

Authorization Parameters
Units: 
1. The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
2. Up to 9 unmanaged units of testing administration.  

Age Group: Children/ Adolescents & Adults

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Testing for the following is not covered: a) for the purpose of educational testing; b) if requested by the school or legal system, unless MN exists for the psych testing; c) if the proposed psych testing measures have no standardized norms or documented validity, OR; d) if the focus is not the symptoms of the DSM-5 diagnosis. 
2. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
3. A Psychiatric Diagnostic Interview is not allowed on the same day as Psychological Testing when provided by the same provider.
4. May only be performed by licensed psychologists, licensed psychological associates, and qualified physicians.
5. Testing must include all 9 elements detailed in the CCP.
6. The provider will communicate and coordinate care with other professionals providing care to the recipient.

Service Code
96130 – State-Funded Neuropsychological/ Neurobehavioral Evaluation of Testing, First Hour
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation of Psychological Testing (State-Funded) – 96130 GT (First Hour, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Psychological testing involves the culturally and linguistically appropriate administration of standardized tests to assess a recipient’s psychological or cognitive functioning. Testing results must inform treatment selection and treatment planning.

Auth Submission Requirements
All Requests:
1. TAR: required if the unmanaged units have been exhausted.  Providers may seek prior approval if they are unsure the recipient has reached their unmanaged visit limit.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.
2. Psychological Evaluation: A copy of the previous evaluation is required if the unmanaged units have been exhausted.
3. Service Order: required if the unmanaged units have been exhausted.

Authorization Parameters
Units: 
1. The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
2. Up to 9 unmanaged units of testing administration.  

Age Group: Children/ Adolescents & Adults

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Testing for the following is not covered: a) for the purpose of educational testing; b) if requested by the school or legal system, unless MN exists for the psych testing; c) if the proposed psych testing measures have no standardized norms or documented validity, OR; d) if the focus is not the symptoms of the DSM-5 diagnosis. 
2. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
3. A Psychiatric Diagnostic Interview is not allowed on the same day as Psychological Testing when provided by the same provider.
4. May only be performed by licensed psychologists, licensed psychological associates, and qualified physicians.
5. Testing must include all 9 elements detailed in the CCP.
6. The provider will communicate and coordinate care with other professionals providing care to the recipient.

Service Code
96130 GT – State-Funded Neuropsychological/ Neurobehavioral Evaluation of Testing, First Hour, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation of Psychological Testing (State-Funded) – 96131 (Each Add’l Hour)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Psychological testing involves the culturally and linguistically appropriate administration of standardized tests to assess a recipient’s psychological or cognitive functioning. Testing results must inform treatment selection and treatment planning.

Auth Submission Requirements
All Requests:
1. TAR: required if the unmanaged units have been exhausted.  Providers may seek prior approval if they are unsure the recipient has reached their unmanaged visit limit.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.
2. Psychological Evaluation: A copy of the previous evaluation is required if the unmanaged units have been exhausted.
3. Service Order: required if the unmanaged units have been exhausted.

Authorization Parameters
Units: 
1. The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
2. Up to 9 unmanaged units of testing administration.  

Age Group: Children/ Adolescents & Adults

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Testing for the following is not covered: a) for the purpose of educational testing; b) if requested by the school or legal system, unless MN exists for the psych testing; c) if the proposed psych testing measures have no standardized norms or documented validity, OR; d) if the focus is not the symptoms of the DSM-5 diagnosis. 
2. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
3. A Psychiatric Diagnostic Interview is not allowed on the same day as Psychological Testing when provided by the same provider.
4. May only be performed by licensed psychologists, licensed psychological associates, and qualified physicians.
5. Testing must include all 9 elements detailed in the CCP.
6. The provider will communicate and coordinate care with other professionals providing care to the recipient.

Service Code
96131– State-Funded Neuropsychological/ Neurobehavioral Evaluation of Testing, Each Add’l Hour
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Evaluation of Psychological Testing (State-Funded) – 96131 GT (Each Add’l Hour, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Psychological testing involves the culturally and linguistically appropriate administration of standardized tests to assess a recipient’s psychological or cognitive functioning. Testing results must inform treatment selection and treatment planning.

Auth Submission Requirements
All Requests:
1. TAR: required if the unmanaged units have been exhausted.  Providers may seek prior approval if they are unsure the recipient has reached their unmanaged visit limit.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.
2. Psychological Evaluation: A copy of the previous evaluation is required if the unmanaged units have been exhausted.
3. Service Order: required if the unmanaged units have been exhausted.

Authorization Parameters
Units: 
1. The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
2. Up to 9 unmanaged units of testing administration.  

Age Group: Children/ Adolescents & Adults

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Testing for the following is not covered: a) for the purpose of educational testing; b) if requested by the school or legal system, unless MN exists for the psych testing; c) if the proposed psych testing measures have no standardized norms or documented validity, OR; d) if the focus is not the symptoms of the DSM-5 diagnosis. 
2. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
3. A Psychiatric Diagnostic Interview is not allowed on the same day as Psychological Testing when provided by the same provider.
4. May only be performed by licensed psychologists, licensed psychological associates, and qualified physicians.
5. Testing must include all 9 elements detailed in the CCP.
6. The provider will communicate and coordinate care with other professionals providing care to the recipient.

Service Code
96131 GT – State-Funded Neuropsychological/ Neurobehavioral Evaluation of Testing, Each Add’l Hour, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Facility-Based Crisis Service for Children and Adolescents (MCD) – S9484HA

Authorization Guidelines:

Brief Service Description: This is a service that provides an alternative to hospitalization for an eligible member who presents with escalated behavior due to a mental health, intellectual or development disability or substance use disorder and requires treatment in a 24-hour residential facility. Under the direction of a psychiatrist, this service provides assessment and short-term therapeutic interventions designed to prevent hospitalization by de-escalating and stabilizing acute responses to crisis situations..

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. Service Order: Required, signed by an MD/ DO, PA, NP, or licensed psychologist.
2. Pre-Admission Nurse Screening: Required, conducted by an RN or LPN under the supervision of an RN to determine medical appropriateness for this LOC and to rule out acute or severe chronic comorbidities that could require complex medical intervention in a higher LOC
3. Clinical Assessment: A full CCA must be completed prior to DC.
4. Nursing Assessment: Required within 24 hours of admission
5. Psychiatric Evaluation: Required within 24 hours of admission
6. Tx plan: Required to direct tx and interventions during the stay. Must include the goal(s), objectives, tx interventions and the individual responsible for carrying out the intervention.
7. Care Coordination Referral: If not already linked with a care coordinator, a referral should be made for care coordination within 24 hours of admission.
8. Discharge/ Aftercare Plan: to include: a) the date, time and location of first follow up appointment; b) the behavioral health services to be provided; c) living and educational or vocational arrangements; d) the members current treatment and care coordination needs; and. e) diagnosis and discharge medications
9. Crisis Plan: to includes interventions to prevent readmission into a crisis setting
10. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units:  One unit = 1 hour  

Level of Care: If SU applies, ASAM Level 3.7

Age Group: Children (ages 6-17).  Members 18 to 21 are eligible for FBC Services for Adults.

Place of Service: Licensed crisis settings

Service Specifics, Limitations/ Exclusions (not all inclusive): 
1. Within 24-hrs of admission, provider must contact the MCO to determine if the member is enrolled with another service provider or if the member is receiving care coordination. If the member is not already linked with a care coordinator, a referral must be made.
2. MCD will not cover Facility-Based Crisis Service delivered to a child or adolescent stepping down from an inpatient level of care.
3. IDD Exclusion Rules apply [see NCGS 122C-261(f), 122C-262(d), and 122C 263(d)(2)]

Service Code
S9484HA – MCD Facility-Based Crisis Service for Children and Adolescents
Diagnosis Group
Substance Abuse
Mental Health
Intellectual Development Disability
Age Group
Child
Benefit Plan
Medicaid
Prior Authorization Required
No

Family Centered Treatment (MCD) – H2022 U5 U1 (Case Rate)

Authorization Guidelines:

Brief Service Description: This is a comprehensive evidence-based model of intensive in-home tx for at risk youth and their families. Designed to promote permanency goals, FCT treats the youth and his/her family through individualized therapeutic interventions. All phases of FCT involve the family intensively in tx. FCT therapists are to be available 24/7 to support the youth and family when needed. The objective is to provide an alternative to out-of-home placements, minimize the length of stay in out-of-home placements, and reduce the risk of additional out-of-home placements by improving child/youth and family functioning.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: No prior authorization required for the initial 6 calendar months of tx.

Initial Requests (after pass-through):
1. TAR: Prior authorization is required beyond the unmanaged limit.
2. CCA: Required
3. PCP: Required
4. Service Order: Required, signed by a physician, LP, PA, or nurse QP.
5. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required. 
2. Complete PCP: recently reviewed detailing the member’s progress with the service
3. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. National target standards are 6 months.
2. Expected Outcomes Include: Decrease in crisis episodes and inpatient stays, decrease the length of stay in crisis and inpatient facilities, and a decrease in Emergency Room Visits.

Units: 
1. FCT Service: 1 unit = 30 days
2. Post Discharge Outcome Payment: 1 unit = 1 outcome

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. FCT services cannot be provided during the same auth period as: IIH; MST; Intercept; Individual, Group and Family therapy.
2. Eligibility for Outcome Payments dependent upon the following:
a) Enrolled in FCT for at least 60 days
b) No inpatient admissions
c) No residential Level II or higher from discharge (planned or unplanned)
d) No return to FCT, admission to IIH or MST.

Service Code
H2022 U5 U1 FCT- Case Rate
Diagnosis Group
Mental Health
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Family Centered Treatment (MCD) – H2022 U5 U2 (3 Month Outcome)

Authorization Guidelines:

Brief Service Description: This is a comprehensive evidence-based model of intensive in-home tx for at risk youth and their families. Designed to promote permanency goals, FCT treats the youth and his/her family through individualized therapeutic interventions. All phases of FCT involve the family intensively in tx. FCT therapists are to be available 24/7 to support the youth and family when needed. The objective is to provide an alternative to out-of-home placements, minimize the length of stay in out-of-home placements, and reduce the risk of additional out-of-home placements by improving child/youth and family functioning.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: No prior authorization required for the initial 6 calendar months of tx.

Initial Requests (after pass-through):
1. TAR: Prior authorization is required beyond the unmanaged limit.
2. CCA: Required
3. PCP: Required
4. Service Order: Required, signed by a physician, LP, PA, or nurse QP.
5. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required. 
2. Complete PCP: recently reviewed detailing the member’s progress with the service
3. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. National target standards are 6 months.
2. Expected Outcomes Include: Decrease in crisis episodes and inpatient stays, decrease the length of stay in crisis and inpatient facilities, and a decrease in Emergency Room Visits.

Units: 
1. FCT Service: 1 unit = 30 days
2. Post Discharge Outcome Payment: 1 unit = 1 outcome

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. FCT services cannot be provided during the same auth period as: IIH; MST; Intercept; Individual, Group and Family therapy.
2. Eligibility for Outcome Payments dependent upon the following:
a) Enrolled in FCT for at least 60 days
b) No inpatient admissions
c) No residential Level II or higher from discharge (planned or unplanned)
d) No return to FCT, admission to IIH or MST.

Service Code
H2022 U5 U2 FCT
Diagnosis Group
Mental Health
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Family Centered Treatment (MCD) – H2022 U5 U3 (6 Month Outcome)

Authorization Guidelines:

Brief Service Description: This is a comprehensive evidence-based model of intensive in-home tx for at risk youth and their families. Designed to promote permanency goals, FCT treats the youth and his/her family through individualized therapeutic interventions. All phases of FCT involve the family intensively in tx. FCT therapists are to be available 24/7 to support the youth and family when needed. The objective is to provide an alternative to out-of-home placements, minimize the length of stay in out-of-home placements, and reduce the risk of additional out-of-home placements by improving child/youth and family functioning.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: No prior authorization required for the initial 6 calendar months of tx.

Initial Requests (after pass-through):
1. TAR: Prior authorization is required beyond the unmanaged limit.
2. CCA: Required
3. PCP: Required
4. Service Order: Required, signed by a physician, LP, PA, or nurse QP.
5. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required. 
2. Complete PCP: recently reviewed detailing the member’s progress with the service
3. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. National target standards are 6 months.
2. Expected Outcomes Include: Decrease in crisis episodes and inpatient stays, decrease the length of stay in crisis and inpatient facilities, and a decrease in Emergency Room Visits.

Units: 
1. FCT Service: 1 unit = 30 days
2. Post Discharge Outcome Payment: 1 unit = 1 outcome

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. FCT services cannot be provided during the same auth period as: IIH; MST; Intercept; Individual, Group and Family therapy.
2. Eligibility for Outcome Payments dependent upon the following:
a) Enrolled in FCT for at least 60 days
b) No inpatient admissions
c) No residential Level II or higher from discharge (planned or unplanned)
d) No return to FCT, admission to IIH or MST.

Service Code
H2022 U5 U1 FCT
Diagnosis Group
Mental Health
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Family Living (State-Funded) – YP740 (Low Intensity)

Authorization Guidelines:

Brief Service Description: Low Intensity: A residential service which includes room and board and provides "family style" supervision and monitoring of daily activities. Individuals live with a family who act as providers of supportive services. The service providers are supported by the professional staff of the area program or the contract agency with ongoing consultation and education to the service providers in their own homes.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable..
3. NC SNAP or SIS: Required, if applicable
4. Service/ Tx Plan: Required

Reauthorization Requests:
1. TAR: prior approval required
2. Service/ Tx Plan: recently reviewed detailing the recipient’s progress with the service.
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.

Authorization Parameters
Length of Stay:  Request length of stay can be for up to one fiscal year or the end of the PCP (whichever comes first).

Units: One unit = 1 day

Age Group: Adults (age 18 and older)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. No new admissions effective 10/5/2023.  

Service Code
YP740 – State-Funded Family Living, Low Intensity
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Family Living (State-Funded) – YP750 (Moderate Intensity)

Authorization Guidelines:

Brief Service Description: Moderate Intensity: A 24-hour service (including room and board) which provides professionally trained parent-substitutes who work intensively with individuals in providing for their basic living, socialization, therapeutic, and skill-learning needs. The parent-substitutes receive substantial training and receive close supervision and support from the area program or its contract agencies. Recipients receiving this service may utilize periodic or day program services from the area program; but such services should be accounted for and reported separately.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable..
3. NC SNAP or SIS: Required, if applicable
4. Service/ Tx Plan: Required

Reauthorization Requests:
1. TAR: prior approval required
2. Service/ Tx Plan: recently reviewed detailing the recipient’s progress with the service.
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.

Authorization Parameters
Length of Stay:  Request length of stay can be for up to one fiscal year or the end of the PCP (whichever comes first).

Units: One unit = 1 day

Age Group: Adults (age 18 and older)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. No new admissions effective 10/5/2023.  

Service Code
YP750 – State-Funded Family Living, Moderate Intensity
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Family Navigator (MCD) – T2041 U5

Authorization Guidelines:

Brief Service Description: Medicaid beneficiaries and their families often have a difficult time accessing or navigating healthcare and other systems because they are not designed to best support this population’s unique needs. Family Navigators can assist members and families to navigate these challenging times and to understand the changes in systems through lived experience. Family Navigator is a way of working with children, adolescents and/or adults with an I/DD or TBI diagnosis and who are experiencing challenges navigating the systems that can provide support for the health and well-being of this population. NC already offers this for adults who experience Mental Health and Substance use disorders using a Peer support model. Family Navigator is the equivalent for Medicaid beneficiaries who experience I/DD or TBI. It is designed as a short-term outreach and engagement service targeted to populations or specific member circumstances that prevent the individual from fully participating in needed care for intellectual or developmental disability or traumatic brain injury.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA/ SIS/ Support Needs Matrix: Required
2. Meets ICF/IID criteria for IDD services, including evidence of an IDD dx before age of 22 or TBI.
3. Complete PCP or ISP: Required

Authorization Parameters
Length of Stay: 
1. Up to 60 days for the initial request
2. This service is limited to 40 units per month.

Units: One unit = 15 minutes  

Age Group: Children/ Adolescents & Adults

Level of Care: Individuals with I/DD and/or TBI with significant risk of placement in an ICF-IID or state facilities due to complex needs and a lack of Medicaid funding services.

Setting: Individual or Group

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Members cannot be on the Innovations Waiver and cannot receive Community Guide or Community Navigator at the same time as Family Navigator.
2. Family Navigator cannot duplicate the roles of Tailored Care Management.
3. Members cannot currently reside in an ICF/ IDD.
4. Family Navigator provider cannot work for the same agency/organization from whom the member is currently receiving care/services and cannot provide services to self, their child(ren) and/or a family member.
5. This service is episodic in nature to provide support navigation related to specific identified needs. This service is not intended to be ongoing.
6. The creation and the facilitation of the ISP or PCP is the responsibility of the Care Coordinator on the Care Team.  The Care Team role includes the development of the ISP, completing or gathering evaluations inclusive of the re-evaluation of the LOC, monitoring the implementation of the ISP, choosing service providers, coordination of benefits and monitoring the health and safety of the beneficiary. This is not a part of the Family Navigator role.

Service Code
T2041 U5
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Family Navigator (MCD) – T2041 U5 GT (Telehealth)

Authorization Guidelines:

Brief Service Description: Medicaid beneficiaries and their families often have a difficult time accessing or navigating healthcare and other systems because they are not designed to best support this population’s unique needs. Family Navigators can assist members and families to navigate these challenging times and to understand the changes in systems through lived experience. Family Navigator is a way of working with children, adolescents and/or adults with an I/DD or TBI diagnosis and who are experiencing challenges navigating the systems that can provide support for the health and well-being of this population. NC already offers this for adults who experience Mental Health and Substance use disorders using a Peer support model. Family Navigator is the equivalent for Medicaid beneficiaries who experience I/DD or TBI. It is designed as a short-term outreach and engagement service targeted to populations or specific member circumstances that prevent the individual from fully participating in needed care for intellectual or developmental disability or traumatic brain injury.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA/ SIS/ Support Needs Matrix: Required
2. Meets ICF/IID criteria for IDD services, including evidence of an IDD dx before age of 22 or TBI.
3. Complete PCP or ISP: Required

Authorization Parameters
Length of Stay: 
1. Up to 60 days for the initial request
2. This service is limited to 40 units per month.

Units: One unit = 15 minutes  

Age Group: Children/ Adolescents & Adults

Level of Care: Individuals with I/DD and/or TBI with significant risk of placement in an ICF-IID or state facilities due to complex needs and a lack of Medicaid funding services.

Setting: Individual or Group

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Members cannot be on the Innovations Waiver and cannot receive Community Guide or Community Navigator at the same time as Family Navigator.
2. Family Navigator cannot duplicate the roles of Tailored Care Management.
3. Members cannot currently reside in an ICF/ IDD.
4. Family Navigator provider cannot work for the same agency/organization from whom the member is currently receiving care/services and cannot provide services to self, their child(ren) and/or a family member.
5. This service is episodic in nature to provide support navigation related to specific identified needs. This service is not intended to be ongoing.
6. The creation and the facilitation of the ISP or PCP is the responsibility of the Care Coordinator on the Care Team.  The Care Team role includes the development of the ISP, completing or gathering evaluations inclusive of the re-evaluation of the LOC, monitoring the implementation of the ISP, choosing service providers, coordination of benefits and monitoring the health and safety of the beneficiary. This is not a part of the Family Navigator role.

Service Code
T2041 U5 GT – MCD Family Navigator, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Family Navigator (MCD) – T2041 U5 KX (Telephonic)

Authorization Guidelines:

Brief Service Description: Medicaid beneficiaries and their families often have a difficult time accessing or navigating healthcare and other systems because they are not designed to best support this population’s unique needs. Family Navigators can assist members and families to navigate these challenging times and to understand the changes in systems through lived experience. Family Navigator is a way of working with children, adolescents and/or adults with an I/DD or TBI diagnosis and who are experiencing challenges navigating the systems that can provide support for the health and well-being of this population. NC already offers this for adults who experience Mental Health and Substance use disorders using a Peer support model. Family Navigator is the equivalent for Medicaid beneficiaries who experience I/DD or TBI. It is designed as a short-term outreach and engagement service targeted to populations or specific member circumstances that prevent the individual from fully participating in needed care for intellectual or developmental disability or traumatic brain injury.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA/ SIS/ Support Needs Matrix: Required
2. Meets ICF/IID criteria for IDD services, including evidence of an IDD dx before age of 22 or TBI.
3. Complete PCP or ISP: Required

Authorization Parameters
Length of Stay: 
1. Up to 60 days for the initial request
2. This service is limited to 40 units per month.

Units: One unit = 15 minutes  

Age Group: Children/ Adolescents & Adults

Level of Care: Individuals with I/DD and/or TBI with significant risk of placement in an ICF-IID or state facilities due to complex needs and a lack of Medicaid funding services.

Setting: Individual or Group

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Members cannot be on the Innovations Waiver and cannot receive Community Guide or Community Navigator at the same time as Family Navigator.
2. Family Navigator cannot duplicate the roles of Tailored Care Management.
3. Members cannot currently reside in an ICF/ IDD.
4. Family Navigator provider cannot work for the same agency/organization from whom the member is currently receiving care/services and cannot provide services to self, their child(ren) and/or a family member.
5. This service is episodic in nature to provide support navigation related to specific identified needs. This service is not intended to be ongoing.
6. The creation and the facilitation of the ISP or PCP is the responsibility of the Care Coordinator on the Care Team.  The Care Team role includes the development of the ISP, completing or gathering evaluations inclusive of the re-evaluation of the LOC, monitoring the implementation of the ISP, choosing service providers, coordination of benefits and monitoring the health and safety of the beneficiary. This is not a part of the Family Navigator role.

Service Code
T2041 U5 KX – MCD Family Navigator, Telephonic
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Family Therapy (MCD) – 90846 (w/o Member)

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
6. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90846 – MCD Family Therapy - w/o Member
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Family Therapy (MCD) – 90846 GT (w/o Member, Telehealth)

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
6. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90846GT – MCD Family Therapy without Member - Outpatient Therapy, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Family Therapy (MCD) – 90846 KX (w/o Member, Telephonic)

Authorization Guidelines:

Telephonic Services (KX) are reserved for when physical or BH status or access issues (transportation, telehealth technology) prevent the member from participating in-person or telehealth services.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
6. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90846 KX – MCD Family Therapy without Member - Outpatient Therapy, Telephonic
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Family Therapy (MCD) – 90847 (with Member)

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
6. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90847 - Family Therapy w/ client
Diagnosis Group
Intellectual Development Disability
Intellectual Development Disability
Mental Health
Age Group
Child
Adult
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Family Therapy (MCD) – 90847 GT (with Member, Telehealth)

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
6. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90847 GT – MCD Family Therapy with Member - Outpatient Therapy, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Family Therapy (MCD) – 90847 KX (with Member, Telephonic)

Authorization Guidelines:

TELEPHONIC SERVICES (KX) ARE RESERVED FOR WHEN PHYSICAL OR BH STATUS OR ACCESS ISSUES (TRANSPORTATION, TELEHEALTH TECHNOLOGY) PREVENT THE MEMBER FROM PARTICIPATING IN-PERSON OR TELEHEALTH SERVICES

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
6. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90847 KX – MCD Family Therapy with Member - Outpatient Therapy, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Family Therapy with Member (State-Funded) – 90847 (Outpatient Therapy)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Family therapy must be billed once per date of service for the identified family recipient only. No separate billing for participating recipient(s) of the therapy session is permissible.
3. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
4. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
5. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
6. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
7. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
8. The provider will communicate and coordinate care with other professionals providing care to the recipient.
9. Provider must verify individual’s eligibility each time a service is rendered
10. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
11. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90847 – SF Family Therapy with Member - Outpatient Therapy
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Family Therapy with Member (State-Funded) – 90847 GT (Outpatient Therapy, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Family therapy must be billed once per date of service for the identified family recipient only. No separate billing for participating recipient(s) of the therapy session is permissible.
3. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
4. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
5. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
6. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
7. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
8. The provider will communicate and coordinate care with other professionals providing care to the recipient.
9. Provider must verify individual’s eligibility each time a service is rendered
10. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
11. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90847 GT– SF Family Therapy with Member - Outpatient Therapy, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Family Therapy with Member (State-Funded) – 90847 KX (Outpatient Therapy, Telephonic)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Family therapy must be billed once per date of service for the identified family recipient only. No separate billing for participating recipient(s) of the therapy session is permissible.
3. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
4. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
5. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
6. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
7. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
8. The provider will communicate and coordinate care with other professionals providing care to the recipient.
9. Provider must verify individual’s eligibility each time a service is rendered
10. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
11. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90847 KX – SF Family Therapy with Member - Outpatient Therapy, Telephonic
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Family Therapy without Member (State-Funded) – 90846 (Outpatient Therapy)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Family therapy must be billed once per date of service for the identified family recipient only. No separate billing for participating recipient(s) of the therapy session is permissible.
3. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
4. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
5. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
6. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
7. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
8. The provider will communicate and coordinate care with other professionals providing care to the recipient.
9. Provider must verify individual’s eligibility each time a service is rendered
10. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
11. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90846 – SF Family Therapy with Member - Outpatient Therapy
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Family Therapy without Member (State-Funded) – 90846 GT (Outpatient Therapy, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Family therapy must be billed once per date of service for the identified family recipient only. No separate billing for participating recipient(s) of the therapy session is permissible.
3. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
4. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
5. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
6. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
7. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
8. The provider will communicate and coordinate care with other professionals providing care to the recipient.
9. Provider must verify individual’s eligibility each time a service is rendered
10. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
11. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90846 GT – SF Family Therapy with Member - Outpatient Therapy, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Family Therapy without Member (State-Funded) – 90846 KX (Outpatient Therapy, Telephonic)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Family therapy must be billed once per date of service for the identified family recipient only. No separate billing for participating recipient(s) of the therapy session is permissible.
3. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
4. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
5. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
6. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
7. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
8. The provider will communicate and coordinate care with other professionals providing care to the recipient.
9. Provider must verify individual’s eligibility each time a service is rendered
10. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
11. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90846 GT – SF Family Therapy with Member - Outpatient Therapy, Telephonic
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Financial Support Services (INN) – T2025 U1

Authorization Guidelines:

Brief Service Description: Financial Support Services (FSS) is an umbrella service for the continuum of supports offered to NC Innovations individuals who elect the Individual and Family Directed Services Option, Employer of Record Model. Financial Support Services are provided to ensure that funds for self-directed services are managed and distributed as intended. The service also facilitates the employment of support staff by the Employer. A member who chooses to self-direct via the Employer of Record model may require equipment necessary to carry out duties of Employer of Record and may access this service.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Items not coverable by Employer Supplies (this is not an all-inclusive list): a) Wireless keyboards; b) Mouse (unless the EOR is purchasing a desktop and the desktop does not include a mouse); c) Computer Protective Cases (outside of one laptop bag for EORs who utilize a laptop); d) Additional Computer Screens (a desktop computer should include one monitor); e) IT help desk service for support to operate the equipment; f) Office/Desk Chair.
2.    The provider of financial support services may only additionally provide Community Navigator services. The financial support service may bill for the following services: community transition services, and individual goods and services under the NC Innovations waiver.
3.    The financial supports agency may be an Agency with Choice and provide Community Navigator. They may bill for community transition and individual goods and services to the same member. Community Transition Services and Individual Goods and Services are not directly provided by the FMS. 
4.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
5.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2025 U1
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Group Living (State-Funded) – YP760 (Low Intensity)

Authorization Guidelines:

Brief Service Description: The determining factor as to whether a particular group living arrangement is to be considered low-moderate-high is the intensity of the individual tx/ habilitation provided and the integration between day and 24-hour tx/ habilitation programming. Low Intensity: Care (room & board included) provided in a home-like environment to 5 or more individuals. Supervision and therapeutic intervention are limited to sleeping time, home living skills and leisure time activities. Primary tx and rehab services are provided off-site and are accounted for where appropriate (i.e., Outpatient Treatment/ Habilitation, ADVP). Group Living-Low Intensity must be provided in a licensed facility..

Auth Submission Requirements/ Documentation Requirements
Pass-Through:
No prior authorization is required for those admitted to PORT’s Adolescent SU Tx Program or those admitted to the Robeson Village Perinatal Program. (some contract variations).

Initial Requests:
1. TAR: Prior authorization required
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable.
3. Service/ Tx Plan: Required
4. NC SNAP/ SIS: Required, if applicable

Reauthorization Requests:
1. TAR: Prior authorization required
2. Service/ Tx Plan: recently reviewed detailing the individual’s progress with the service
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.

Authorization Parameters
Length of Stay: Up to a 6-month auth period per request.

Units: One unit = 1 day, to be counted in a midnight occupied bed count. Allowance will be made for Therapeutic Leave.

Age Group: Adults (age 18 and older)

Level of Care: NC SNAP OR Supports Intensity Scale OR ASAM Level 3.1 (for Low Intensity), ASAM Level 3.5 (for Moderate Intensity, and ASAM Level 3.7 (for High Intensity). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. No new admissions effective 10/5/23
2. When available, new admissions are only open to individuals stepping down from long term care (2 yrs or more) in a state operated facility.

Service Code
YP760 – State-Funded Group Living, Low Intensity
Diagnosis Group
Mental Health
Substance Abuse
Intellectual Development Disability
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Group Living (State-Funded) – YP770 (Moderate Intensity)

Authorization Guidelines:

Brief Service Description: The determining factor as to whether a particular group living arrangement is to be considered low-moderate-high is the intensity of the individual tx/ habilitation provided and the integration between day and 24-hour tx/ habilitation programming. Moderate Intensity: A 24-Hour service that includes a greater degree of supervision and therapeutic intervention for the residents because of the degree of their dependence or the severity of their disability. The care (including room and board), that is provided, includes individualized therapeutic or rehabilitative programming designed to supplement day tx services which are provided in another setting. This level of group living is often provided because the individual's removal from his/her regular living arrangement is necessary in order to facilitate tx.

Auth Submission Requirements/ Documentation Requirements
Pass-Through:
No prior authorization is required for those admitted to PORT’s Adolescent SU Tx Program or those admitted to the Robeson Village Perinatal Program. (some contract variations).

Initial Requests:
1. TAR: Prior authorization required
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable.
3. Service/ Tx Plan: Required
4. NC SNAP/ SIS: Required, if applicable

Reauthorization Requests:
1. TAR: Prior authorization required
2. Service/ Tx Plan: recently reviewed detailing the individual’s progress with the service
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.

Authorization Parameters
Length of Stay: Up to a 6-month auth period per request.

Units: One unit = 1 day, to be counted in a midnight occupied bed count. Allowance will be made for Therapeutic Leave.

Age Group: Adults (age 18 and older)

Level of Care: NC SNAP OR Supports Intensity Scale OR ASAM Level 3.1 (for Low Intensity), ASAM Level 3.5 (for Moderate Intensity, and ASAM Level 3.7 (for High Intensity). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. No new admissions effective 10/5/23
2. When available, new admissions are only open to individuals stepping down from long term care (2 yrs or more) in a state operated facility.

Service Code
YP770 – State-Funded Group Living, Moderate Intensity
Diagnosis Group
Substance Abuse
Mental Health
Intellectual Development Disability
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Group Living (State-Funded) – YP780 (High Intensity)

Authorization Guidelines:

Brief Service Description: The determining factor as to whether a particular group living arrangement is to be considered low-moderate-high is the intensity of the individual tx/ habilitation provided and the integration between day and 24-hour tx/ habilitation programming. High Intensity: A 24-Hour service (including room and board) that includes a significant amount of individualized therapeutic or rehabilitative programming as a part of the residential placement. The individuals can receive day treatment services either on-site or off-site; but the day and residential programming is highly integrated. The individuals who receive this level of 24-Hour care are significantly disabled and dependent and would need to be served in an institutional setting. Staff are trained and receive regular professional support and supervision. The costs related to day programming are often a part of the day rate for this service. If the day service cost is reported separately, Group Living-Moderate Intensity should be considered as an alternative for this type of service.

Auth Submission Requirements/ Documentation Requirements
Pass-Through:
No prior authorization is required for those admitted to PORT’s Adolescent SU Tx Program or those admitted to the Robeson Village Perinatal Program. (some contract variations).

Initial Requests:
1. TAR: Prior authorization required
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable.
3. Service/ Tx Plan: Required
4. NC SNAP/ SIS: Required, if applicable

Reauthorization Requests:
1. TAR: Prior authorization required
2. Service/ Tx Plan: recently reviewed detailing the individual’s progress with the service
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.

Authorization Parameters
Length of Stay: Up to a 6-month auth period per request.

Units: One unit = 1 day, to be counted in a midnight occupied bed count. Allowance will be made for Therapeutic Leave.

Age Group: Adults (age 18 and older)

Level of Care: NC SNAP OR Supports Intensity Scale OR ASAM Level 3.1 (for Low Intensity), ASAM Level 3.5 (for Moderate Intensity, and ASAM Level 3.7 (for High Intensity). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. No new admissions effective 10/5/23
2. When available, new admissions are only open to individuals stepping down from long term care (2 yrs or more) in a state operated facility.

Service Code
YP780 – State-Funded Group Living, High Intensity
Diagnosis Group
Mental Health
Substance Abuse
Intellectual Development Disability
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Group Therapy (MCD) – 90849 (Multi-family)

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
4. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
5. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.

Service Code
90849 – MCD Group Therapy - Outpatient Therapy, Multi-Family
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Group Therapy (MCD) – 90849 GT (Multi-family, Telehealth)

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
4. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
5. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.

Service Code
90849 GT – MCD Group Therapy - Outpatient Therapy, Multi-Family, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Group Therapy (MCD) – 90849 KX (Multi-family, Telephonic)

Authorization Guidelines:

Telephonic Services (KX) are reserved for when physical or BH status or access issues (transportation, telehealth technology) prevent the member from participating in-person or telehealth services.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
4. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
5. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.

Service Code
90849 KX – MCD Group Therapy - Outpatient Therapy, Multi-Family, Telephonic
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Group Therapy (MCD) – 90853

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
4. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
5. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.

Service Code
90853 - Group Therapy
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Group Therapy (MCD) – 90853 GT (Telehealth)

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
4. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
5. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.

Service Code
90853 GT – MCD Group Therapy - Outpatient Therapy, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Group Therapy (MCD) – 90853 KX (Telephonic)

Authorization Guidelines:

Telephonic Services (KX) are reserved for when physical or BH status or access issues (transportation, telehealth technology) prevent the member from participating in-person or telehealth services.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
4. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
5. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.

Service Code
90853 KX – MCD Group Therapy - Outpatient Therapy, Telephonic
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Group Therapy (State-Funded) – 90849 (Outpatient Therapy, Multi-Family)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6 For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90849 – SF Group Therapy - Outpatient Therapy, Multi-Family
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Group Therapy (State-Funded) – 90849 GT (Outpatient Therapy, Multi-Family, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6 For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90849 GT – SF Group Therapy - Outpatient Therapy, Multi-Family, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Group Therapy (State-Funded) – 90849 KX (Outpatient Therapy, Multi-Family, Telephonic)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6 For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90849 KX – SF Group Therapy - Outpatient Therapy, Multi-Family, Telephonic
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Group Therapy (State-Funded) – 90853 (Outpatient Therapy)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6 For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90853 – SF Group Therapy - Outpatient Therapy
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Group Therapy (State-Funded) – 90853 GT (Outpatient Therapy, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6 For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90853 GT – SF Group Therapy - Outpatient Therapy, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Group Therapy (State-Funded) – 90853 KX (Outpatient Therapy, Telephonic)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6 For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90853 KX – SF Group Therapy - Outpatient Therapy, Telephonic
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

High Fidelity Wraparound (MCD) – H0032 U5

Authorization Guidelines:

Brief Service Description: High Fidelity Wraparound (HFW) is an intensive, team-based, person-centered service that provides coordinated, integrated, family-driven care to meet the complex needs of youth/young adults who are involved with multiple systems (e.g. mental health, child welfare, juvenile/criminal justice, special education), who are experiencing serious emotional or behavioral difficulties, have dual diagnosis (MH and/or SUD, and IDD) with complex needs, and are at risk of placement in therapeutic residential settings, or other institutional settings, or have experienced multiple crisis events.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: No prior authorization (NPA) is required for the first 12 months of treatment.  Prior authorization is required for any services provided after the initial 12-month NPA period.

Initial Requests (after pass-through):
1. TAR: Prior authorization is required 
2. CCA: Required
3. Complete PCP or the Wraparound Plan of Care: Required. Due to the complex nature and urgency of admission, a PCP within 30 days of initial authorization is permitted. When receiving another enhanced service, the PCP must include HFW.
4. Service Order: Required
5. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required
2. Complete PCP: recently reviewed detailing the member’s progress with the service.
3. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Targeted Length of service is up to 12 months.  Maximum of 18 months.
2. It is expected that Phase 1 (Engagement/ Team Prep) and Phase 2 (Plan Development) will be completed, and Plan Implementation (Phase 3) will be initiated within 90 days.
3. The initial request following the NPA period may be for up to 6 months.

Units:  One unit = 1 month

Age Group: Children & Adolescents (ages 3 – 20) with Serious Emotional Disturbance (SED) or Serious Mental Illness (SMI)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. The following cannot be provided during the same auth period as HFW: CST; ACT; TCM; TFC, and; Substance Abuse residential services. 
2. When provided with another tx service that includes case management functions, the HFW service plan must delineate roles and responsibilities of each service to ensure there is not duplication of service delivery.
3. HFW activities are grouped into four phases: 1) Engagement and Team Prep (2-4 weeks); 2) Plan Dev (1-2 weeks); 3) Plan Implementation (2-12 months), and; 4) Transition (typically 1 month).

Service Code
H0032 U5
Diagnosis Group
Mental Health
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Home Delivered Prepared Meals (INN) – S5170

Authorization Guidelines:

Brief Service Description: Up to seven home delivered meals per week.

Auth Submission Requirements/ Documentation Requirements
Prior approval is not required. Service should be included on the ISP, to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Up to seven meals per week/one per day
2.    Not available to individuals receiving a per diem residential service.
3.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
4.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
S5170 – INN Home Delivered Prepared Meals
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Home Modifications (INN) – S5165

Authorization Guidelines:

Brief Service Description: Home Modifications are physical modifications to a private residence that are necessary to ensure the health, welfare, and safety of the member or to enhance the individual’s level of independence. Home Modifications are intended to increase the member’s capability to access his/her environment and are of direct or remedial benefit to the member or in some way related to the member’s disability. This service covers purchases, installation, maintenance, and as necessary, the repair of home modifications required to enable individuals to increase, maintain or improve their functional capacity to perform daily life tasks that would not be possible otherwise.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required 
2. SIS
3. Individual Budget: to include itemized shipping costs
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) Long-range outcomes related to training needs associated with the adaptations, e required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Letter of MN or Written Assessment/ Recommendation: by an MD/ DO, PA, NP, or appropriate professional, outlining MN for every item provided. If the MD/ DO, PA, or NP complete the Letter, as separate prescription is not required.
7. Certificate of MN/Prescription: completed and signed by an MD/ DO, PA, or NP. MN must be documented for every item requested.
8. Training Plan: how the person and family will be trained on the use of the equipment
9. Two quotes for the requested item(s)
10. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. A private residence is a home owned by the individual or his/her family (natural, adoptive, or foster family). 
2. All Home Mods requiring a building permit must meet county code to pass inspection. 
3. All services must be provided in accordance with applicable State or local building codes and other regulations. 
4. All items must meet applicable standards of manufacture, design, and installation.
5. When an assessment is completed by another professional recommending the MN of specific items, then an MD/ DO, PA, or NP must write a letter of MN OR sign off on the letter of MN prepared by professional AND write a prescription.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The service is limited to expenditures of $50,000 of supports (ATES, Home Modifications) over the duration of the waiver.
2.    A member who receives Residential Supports may not receive this service.
3.    Adaptations that add to the total square footage of the home are excluded from this benefit except when necessary to complete an adaptation.
4.    Central air conditioning; general plumbing; swimming pools; Jacuzzis; fences; service and maintenance contracts and extended warranties are not covered.
5.    Locks that are used to restrict an individual’s rights are not a covered modification.
6.    Equipment or supplies purchased for exclusive use at the school/home school are not covered.
7.    Waiver funding will not be used to replace equipment that has not been reasonably cared for and maintained.
8.    Home Modifications do not cover new construction, costs associated with building a new home, financing of a new home, and/or down payment of a new home.
9.    Items that would normally be available to any child, and are ordinarily provided by the family, are not covered.
10.    Home Modifications exclude adaptations, improvements or repairs to the residence which are of general utility and are not of direct or remedial benefit to the individual or in some way related to the individual’s disability.
11.    Items that are portable may be purchased for use by a member who lives in a residence rented by the member or his/her family.
12.    Items that are not of direct or remedial benefit to the member are excluded from this service. 
13.    Repair of equipment is covered for items purchased through the waiver or purchased prior to waiver participation, as long as the item is identified within this service definition and the cost of the repair does not exceed the cost of purchasing a replacement piece of equipment. The member or his/her family must own any equipment that is repaired.
14.    If an approved Modification is in the process of being completed, and additional issues are discovered that would prevent the approved Modification from being completed in a safe manner or from passing inspection; a plan revision must be submitted to request the necessary materials and labor to complete the modification in a safe manner.
15.    Incidental issues that are discovered during the home modification process, that do not impact safety; and are not necessary for the approved home modification to be able to be completed; and do not impact the modification passing inspection, are the responsibility of the homeowner.
16.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
17.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
S5165
Diagnosis Group
Intellectual Development Disability
Age Group
Child
Adult
18-20
Benefit Plan
Innovations
Prior Authorization Required
Yes

Individual and Transitional Support (1915i MCD) – T1019 U4 (subject to EVV)

Authorization Guidelines:

Brief Service Description: Individual and Transitional Support is a direct, one-on-one service that provides structured, scheduled interventions to improve a member’s ability to manage IADLs and promote independent functioning in the community and recovery. This service provides support in acquiring, retaining, and improving self-help, socialization, and adaptive skills necessary to be successful in employment, education, community life, maintaining housing, and residing successfully in the community. A paraprofessional assists the person in learning new skills and/or supports the person in activities that are individualized and aligned with the person’s preferences.


Auth Submission Requirements
Pass-Through Period: Prior authorization is not required for this service.
Maintained in the Record (not all inclusive):
1. Independent Assessment: Required, completed by a TCM or the CIHA for Tribal members that indicates the Member would benefit from ITS
2. Independent Evaluation: Required, completed by DHB/ Carelon to determine eligibility for 1915(i) 
3. Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above). Progress made toward goals must be outlined in the care plan.
4. Service Order: Required, completed by QP, Licensed BH clinician, Licensed Psychologist, MD/ DO, NP, PA
5. Submission of applicable records that support the member has met the medical necessity criteria
All services are subject to post-payment review.
 

Authorization Parameters
Length of Stay: The duration and frequency must be based on MN and progress made by the member toward goals outlined in the care plan. It is expected that the service intensity titrates down as the member demonstrates improvement. 
Units: One unit = 15 minutes  
Age Group: Adolescents & Adults (16 years of age and older)
Level of Care: A diagnosis of SED, SMI, SPMI, or severe SUD as defined by the CCP is required.
Place of Service: Member’s private primary residence, in a shelter, licensed group home, adult care home, mental health and SUD residential setting, the community or in an office setting.
 

Service Specifics, Limitations, & Exclusions (not all inclusive): 

  • Cannot be provided during the same authorization period as Assertive Community Treatment (ACT), Community Support Team (CST), Intensive In-Home (IIH), Multi-Systemic Therapy (MST), Psychosocial Rehabilitation (PSR), IMD, or to members aged 16 to 21 who reside in a Medicaid funded group residential treatment facility or any other duplicative service.
  • Family members or LRP are not eligible to provide this service.
  • Cannot be provided if the service is otherwise available under the Rehabilitation Act of 1973 or under the Individuals with Disabilities Education Act.
  • Transportation, childcare services, and room & board are not covered.
  • Medicaid will not cover services provided to teach academic subjects.
  • A member transitioning from a MH or SUD residential setting or an adult care home into independent housing may receive this service up to 90 days prior to their discharge.
  • May not be provided in the residence of provider staff.
  • Cannot be provided during the same time as another direct support Medicaid service.
  • This service may not be provided in a group.
Service Code
T1019 U4 – 1915i Individual and Transitional Support- subject to EVV
Diagnosis Group
Mental Health
Substance Abuse
Age Group
16 and Older
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Individual and Transitional Support (1915i MCD) – T1019 U4 TS (in the community, non-EVV)

Authorization Guidelines:

Brief Service Description: Individual and Transitional Support is a direct, one-on-one service that provides structured, scheduled interventions to improve a member’s ability to manage IADLs and promote independent functioning in the community and recovery. This service provides support in acquiring, retaining, and improving self-help, socialization, and adaptive skills necessary to be successful in employment, education, community life, maintaining housing, and residing successfully in the community. A paraprofessional assists the person in learning new skills and/or supports the person in activities that are individualized and aligned with the person’s preferences.


Auth Submission Requirements
Pass-Through Period: Prior authorization is not required for this service.
Maintained in the Record (not all inclusive):
1. Independent Assessment: Required, completed by a TCM or the CIHA for Tribal members that indicates the Member would benefit from ITS
2. Independent Evaluation: Required, completed by DHB/ Carelon to determine eligibility for 1915(i) 
3. Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above). Progress made toward goals must be outlined in the care plan.
4. Service Order: Required, completed by QP, Licensed BH clinician, Licensed Psychologist, MD/ DO, NP, PA
5. Submission of applicable records that support the member has met the medical necessity criteria
All services are subject to post-payment review.
 

Authorization Parameters
Length of Stay: The duration and frequency must be based on MN and progress made by the member toward goals outlined in the care plan. It is expected that the service intensity titrates down as the member demonstrates improvement. 
Units: One unit = 15 minutes  
Age Group: Adolescents & Adults (16 years of age and older)
Level of Care: A diagnosis of SED, SMI, SPMI, or severe SUD as defined by the CCP is required.
Place of Service: Member’s private primary residence, in a shelter, licensed group home, adult care home, mental health and SUD residential setting, the community or in an office setting.
 

Service Specifics, Limitations, & Exclusions (not all inclusive): 

  • Cannot be provided during the same authorization period as Assertive Community Treatment (ACT), Community Support Team (CST), Intensive In-Home (IIH), Multi-Systemic Therapy (MST), Psychosocial Rehabilitation (PSR), IMD, or to members aged 16 to 21 who reside in a Medicaid funded group residential treatment facility or any other duplicative service.
  • Family members or LRP are not eligible to provide this service.
  • Cannot be provided if the service is otherwise available under the Rehabilitation Act of 1973 or under the Individuals with Disabilities Education Act.
  • Transportation, childcare services, and room & board are not covered.
  • Medicaid will not cover services provided to teach academic subjects.
  • A member transitioning from a MH or SUD residential setting or an adult care home into independent housing may receive this service up to 90 days prior to their discharge.
  • May not be provided in the residence of provider staff.
  • Cannot be provided during the same time as another direct support Medicaid service.
  • This service may not be provided in a group.
Service Code
T1019 U4 TS – 1915i Individual and Transitional Support- in the community, non-EVV
Diagnosis Group
Mental Health
Substance Abuse
Age Group
16 and Older
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Individual Goods and Services (INN) – T1999

Authorization Guidelines:

Brief Service Description: Individual Goods and Services are services, equipment or supplies not otherwise provided through this waiver or through the Medicaid State Plan that address an identified need in the Individual Support Plan (including improving and maintaining the member’s opportunities for full membership in the community) and meet the following requirements: a) the item or service would decrease the need for other Medicaid services, OR; b) promote inclusion in the community, OR; c) increase the member’s safety in the home environment, AND; d) the member does not have the funds to purchase the item or service.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) how each of the applicable requirements are met, e) that the member does not have the funds to purchase the item or service, f) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The cost of individual directed goods and services for each member cannot exceed $2,000.00 per member plan year annually.
2.    Individual Goods and Services do not include experimental goods and services inclusive of items which may be defined as restrictive under NC G.S. 122C-60.
3.    This service is available only to members who self-direct at least one of their services. The purchase, rental, or leasing of cars/ vans/ trucks is not permissible.
4.    The purchase of animals, food, nutritional supplements, alcohol, and tobacco are not covered.
5.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
6.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T1999
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Individual Placement & Support for Mental Health & Substance Use (1915i MCD) – H2023 U4

Authorization Guidelines:

Brief Service Description: IPS is a person-centered behavioral health service with a focus on employment and education. IPS assists in choosing, acquiring, and maintaining competitive paid employment in the community for a member 16 years and older, with significant behavioral health needs, for whom employment has not been achieved or employment has been interrupted or intermittent. IPS assists Members in securing competitive employment in the community that fits their particular needs, interests, and skills while enabling workplace success. These jobs can be part-time or full-time and can include self-employment

Auth Submission Requirements
Pass-Through Period: Prior authorization is not required for this service.
Maintained in the Record (not all inclusive):
1. Independent Assessment: Required, completed by a TCM or the CIHA for Tribal members that indicates the Member would benefit from IPS.
2. Independent Evaluation: Required, completed by DHB/ Carelon to determine eligibility for 1915(i) 
3. Career Profile: Required.  Frequency and intensity of services must be documented in the Career Profile.
4. Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above). Must include an expressed the desire to work at the time of entrance into the program. If the member receives an enhanced service, employment and other services received must be identified by the clinical home on the integrated PCP with an attached in-depth Career Profile.
5. Service Order: Required, completed by QP, Licensed BH clinician, Licensed Psychologist, MD/ DO, NP, PA
6. Proof of Division of Vocational Rehabilitation Services (DVRS) Referral: IPS providers must refer a member to DVRS for eligibility determination of employment services. A referral must be made at the initiation of IPS.
 

All services are subject to post-payment review.

Authorization Parameters
Length of Stay: 
1. Service does not have a hard limit.
2. The duration and frequency at which IPS is provided must be based on medical necessity and progress made by the member toward goals outlined in the Career Profile.
3. Services are based on the level of intensity required to acquire stable employment or interventions required for continued employment.
Units: One unit = 15 minutes  
Age Group: Adolescents & Adults (16 years of age and older)
Level of Care: The member must meet the criteria for SED, SMI, SPMI, or severe SUD as defined by the CCP.
Place of Service: Member’s private primary residence, in a shelter, licensed group home, adult care home, the community or in an office setting.
Miscellaneous: Providers will now designate milestone indicators through the REF*P4 segment on the 837P or the field locator 19 on the CMS 1500 instead of the previous Z-modifier combinations.  This change is retroactively effective back to Date of Service 7/1/2024.  Submitted IPS Core claims for dates of service 7/1/2024-9/30/2024 require a replacement claim for the milestone payment using the new approach. These and all future claims should no longer include the ‘Z’ modifiers.
 

Service Specifics, Limitations, & Exclusions (not all inclusive): 

  • Services must occur in integrated environments with nondisabled individuals or in a business owned by the member. Services do not occur in licensed community day programs.
  • It is required that any provider delivering IPS align service delivery to the fidelity model.
  • IPS programs should not receive referrals for members that are receiving care management within their agency.
    Services must not be provided during the same auth period as ACT.
  • 1915(i) SE and CLS may not exceed a combined limit of 40 hrs per week.
  • IPS teams shall have a zero-exclusion criterion, meaning that a member is not disqualified from engaging in employment because of readiness factors. 
  • Members cannot be required to participate in pre-vocational training or other job readiness models.
  • Medicaid funds will only reimburse for services not covered by DVRS or in an employment milestone funded by DVRS.
  • Medicaid will not cover: 1) Services provided to teach academic subjects; 2) Services that support members in set-aside jobs for people with disabilities, enclaves, mobile work crews, or transitional employment positions, and; 3) Services provided under the Rehabilitation Act of 1973 or special education provided under the Individuals with Disabilities Education Act (IDEA).
  • Federal financial participation (FFP) cannot be claimed for incentive payments, subsidies, or unrelated vocational training expenses.
  • Subsidized provision of this service is not allowed. The following indicate subsidies: 1) The position would not exist if the provider agency was not being paid to provide the service; 2) The position would end if the member chose a different provider agency to provide the service; 3) The hours of employment have a one-to-one correlation with the amount of service hours authorized.
     
Service Code
H2023 U4 – 1915i Individual Placement & Support for MH & SU- in the community, non-EVV
Diagnosis Group
Mental Health
Substance Abuse
Age Group
16 and Older
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Individual Placement and Support for Adult Mental Health/Adult Substance Use (State-Funded) - H2023 Z1 (Milestone 1)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A BH service with a focus on employment that provides assistance in choosing, acquiring, and maintaining competitive paid employment in the community for individuals 16 years and older for whom employment has not been achieved or employment has been interrupted or intermittent. This service is co-located with an agency’s BH tx services to ensure consistent BH integration. If a provider of IPS does not also provide BH services, the provider must partner with one or two BH agencies. The IPS model requires ongoing BH Integration.

Auth Submission Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required, to include current diagnosis, level of functioning, and an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
2. Career Profile or Complete PCP: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.
3. Service Order: Required
4. VR Documentation: Evidence of on-going Voc Rehab collaboration.  IPS providers must refer individuals to DVRS for eligibility determination of employment services when initiating services. If determined eligible for VR services, the provider and DVRS will collaborate on employment services.
5.  Updated PCP, Service Plan or Career Profile: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.

Authorization Parameters
Length of Stay: The duration and frequency at which IPS is provided must be based on MN and progress made by the individual toward goals outlined in the Career Profile

Units: One unit= 15 minutes

Age Group: Adults & Adolescents (age 16 years and older) with: 
1. A serious mental illness (SMI) that includes severe and persistent mental illness (SPMI); OR
2. A serious emotional disturbance (SED); OR
3. A severe substance use disorder (SUD)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. IPS services shall not be provided during the same auth period as ACT.
2. Individuals may not be disqualified from engaging in employment because of perceived readiness factors, such as active substance use, criminal background issues, active MH symptoms, or personal presentation. The individual’s assessment and the Career Profile must be submitted within the first 30 calendar days of service initiation.
3. State funds will not cover:
a. Services provided to teach academics, to include special education provided under the Individuals with Disabilities Education Act (IDEA)
b. Pre-vocational classes and/or group employment searches or classes
c. Supports or services to help with volunteering
d. Set-aside jobs for people with disabilities, such as enclaves, and will not cover group employment/work crews.  
e. Services to acquire, retain, and improve the self-help, socialization, and adaptive skills necessary to reside successfully in community settings, to include time spent attending or participating in recreational activities
f. Childcare services
g. Service provided under the Rehabilitation Act of 1973
h. IPS services can only be billed when providing employment services and support directly to the individual or on behalf of the beneficiary and cannot be billed for meetings, paperwork, documentation, or travel time.
4. State funds will only reimburse for services not covered in a DVR milestone. IPS providers will bill DVRS for milestone payments for services provided by the Employment Support Professional (ESP). A individual may receive peer services and benefits counseling during the vocational rehabilitation milestones. IPS providers should bill H2023U4 for services provided by the Employment Peer Mentor (EPM) and the Benefits Counselor (BC).

Service Code
H2023 Z1 – IPS for AMH/ASU - Milestone 1
Diagnosis Group
Mental Health
Substance Abuse
Age Group
16 and Older
Adult
Benefit Plan
State
Prior Authorization Required
No

Individual Placement and Support for Adult Mental Health/Adult Substance Use (State-Funded) - H2023 Z2 (Milestone 2)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A BH service with a focus on employment that provides assistance in choosing, acquiring, and maintaining competitive paid employment in the community for individuals 16 years and older for whom employment has not been achieved or employment has been interrupted or intermittent. This service is co-located with an agency’s BH tx services to ensure consistent BH integration. If a provider of IPS does not also provide BH services, the provider must partner with one or two BH agencies. The IPS model requires ongoing BH Integration.

Auth Submission Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required, to include current diagnosis, level of functioning, and an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
2. Career Profile or Complete PCP: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.
3. Service Order: Required
4. VR Documentation: Evidence of on-going Voc Rehab collaboration.  IPS providers must refer individuals to DVRS for eligibility determination of employment services when initiating services. If determined eligible for VR services, the provider and DVRS will collaborate on employment services.
5.  Updated PCP, Service Plan or Career Profile: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.

Authorization Parameters
Length of Stay: The duration and frequency at which IPS is provided must be based on MN and progress made by the individual toward goals outlined in the Career Profile

Units: One unit= 15 minutes

Age Group: Adults & Adolescents (age 16 years and older) with: 
1. A serious mental illness (SMI) that includes severe and persistent mental illness (SPMI); OR
2. A serious emotional disturbance (SED); OR
3. A severe substance use disorder (SUD)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. IPS services shall not be provided during the same auth period as ACT.
2. Individuals may not be disqualified from engaging in employment because of perceived readiness factors, such as active substance use, criminal background issues, active MH symptoms, or personal presentation. The individual’s assessment and the Career Profile must be submitted within the first 30 calendar days of service initiation.
3. State funds will not cover:
a. Services provided to teach academics, to include special education provided under the Individuals with Disabilities Education Act (IDEA)
b. Pre-vocational classes and/or group employment searches or classes
c. Supports or services to help with volunteering
d. Set-aside jobs for people with disabilities, such as enclaves, and will not cover group employment/work crews.  
e. Services to acquire, retain, and improve the self-help, socialization, and adaptive skills necessary to reside successfully in community settings, to include time spent attending or participating in recreational activities
f. Childcare services
g. Service provided under the Rehabilitation Act of 1973
h. IPS services can only be billed when providing employment services and support directly to the individual or on behalf of the beneficiary and cannot be billed for meetings, paperwork, documentation, or travel time.
4. State funds will only reimburse for services not covered in a DVR milestone. IPS providers will bill DVRS for milestone payments for services provided by the Employment Support Professional (ESP). A individual may receive peer services and benefits counseling during the vocational rehabilitation milestones. IPS providers should bill H2023U4 for services provided by the Employment Peer Mentor (EPM) and the Benefits Counselor (BC).

Service Code
H2023 Z2 – IPS for AMH/ASU - Milestone 2
Diagnosis Group
Mental Health
Substance Abuse
Age Group
16 and Older
Benefit Plan
State
Prior Authorization Required
No

Individual Placement and Support for Adult Mental Health/Adult Substance Use (State-Funded) - H2023 Z3 (Milestone 3)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A BH service with a focus on employment that provides assistance in choosing, acquiring, and maintaining competitive paid employment in the community for individuals 16 years and older for whom employment has not been achieved or employment has been interrupted or intermittent. This service is co-located with an agency’s BH tx services to ensure consistent BH integration. If a provider of IPS does not also provide BH services, the provider must partner with one or two BH agencies. The IPS model requires ongoing BH Integration.

Auth Submission Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required, to include current diagnosis, level of functioning, and an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
2. Career Profile or Complete PCP: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.
3. Service Order: Required
4. VR Documentation: Evidence of on-going Voc Rehab collaboration.  IPS providers must refer individuals to DVRS for eligibility determination of employment services when initiating services. If determined eligible for VR services, the provider and DVRS will collaborate on employment services.
5.  Updated PCP, Service Plan or Career Profile: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.

Authorization Parameters
Length of Stay: The duration and frequency at which IPS is provided must be based on MN and progress made by the individual toward goals outlined in the Career Profile

Units: One unit= 15 minutes

Age Group: Adults & Adolescents (age 16 years and older) with: 
1. A serious mental illness (SMI) that includes severe and persistent mental illness (SPMI); OR
2. A serious emotional disturbance (SED); OR
3. A severe substance use disorder (SUD)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. IPS services shall not be provided during the same auth period as ACT.
2. Individuals may not be disqualified from engaging in employment because of perceived readiness factors, such as active substance use, criminal background issues, active MH symptoms, or personal presentation. The individual’s assessment and the Career Profile must be submitted within the first 30 calendar days of service initiation.
3. State funds will not cover:
a. Services provided to teach academics, to include special education provided under the Individuals with Disabilities Education Act (IDEA)
b. Pre-vocational classes and/or group employment searches or classes
c. Supports or services to help with volunteering
d. Set-aside jobs for people with disabilities, such as enclaves, and will not cover group employment/work crews.  
e. Services to acquire, retain, and improve the self-help, socialization, and adaptive skills necessary to reside successfully in community settings, to include time spent attending or participating in recreational activities
f. Childcare services
g. Service provided under the Rehabilitation Act of 1973
h. IPS services can only be billed when providing employment services and support directly to the individual or on behalf of the beneficiary and cannot be billed for meetings, paperwork, documentation, or travel time.
4. State funds will only reimburse for services not covered in a DVR milestone. IPS providers will bill DVRS for milestone payments for services provided by the Employment Support Professional (ESP). A individual may receive peer services and benefits counseling during the vocational rehabilitation milestones. IPS providers should bill H2023U4 for services provided by the Employment Peer Mentor (EPM) and the Benefits Counselor (BC).

Service Code
H2023 Z3 – IPS for AMH/ASU - Milestone 3
Diagnosis Group
Mental Health
Substance Abuse
Age Group
16 and Older
Benefit Plan
State
Prior Authorization Required
No

Individual Placement and Support for Adult Mental Health/Adult Substance Use (State-Funded) - H2023 Z4 (Milestone 4)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A BH service with a focus on employment that provides assistance in choosing, acquiring, and maintaining competitive paid employment in the community for individuals 16 years and older for whom employment has not been achieved or employment has been interrupted or intermittent. This service is co-located with an agency’s BH tx services to ensure consistent BH integration. If a provider of IPS does not also provide BH services, the provider must partner with one or two BH agencies. The IPS model requires ongoing BH Integration.

Auth Submission Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required, to include current diagnosis, level of functioning, and an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
2. Career Profile or Complete PCP: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.
3. Service Order: Required
4. VR Documentation: Evidence of on-going Voc Rehab collaboration.  IPS providers must refer individuals to DVRS for eligibility determination of employment services when initiating services. If determined eligible for VR services, the provider and DVRS will collaborate on employment services.
5.  Updated PCP, Service Plan or Career Profile: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.

Authorization Parameters
Length of Stay: The duration and frequency at which IPS is provided must be based on MN and progress made by the individual toward goals outlined in the Career Profile

Units: One unit= 15 minutes

Age Group: Adults & Adolescents (age 16 years and older) with: 
1. A serious mental illness (SMI) that includes severe and persistent mental illness (SPMI); OR
2. A serious emotional disturbance (SED); OR
3. A severe substance use disorder (SUD)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. IPS services shall not be provided during the same auth period as ACT.
2. Individuals may not be disqualified from engaging in employment because of perceived readiness factors, such as active substance use, criminal background issues, active MH symptoms, or personal presentation. The individual’s assessment and the Career Profile must be submitted within the first 30 calendar days of service initiation.
3. State funds will not cover:
a. Services provided to teach academics, to include special education provided under the Individuals with Disabilities Education Act (IDEA)
b. Pre-vocational classes and/or group employment searches or classes
c. Supports or services to help with volunteering
d. Set-aside jobs for people with disabilities, such as enclaves, and will not cover group employment/work crews.  
e. Services to acquire, retain, and improve the self-help, socialization, and adaptive skills necessary to reside successfully in community settings, to include time spent attending or participating in recreational activities
f. Childcare services
g. Service provided under the Rehabilitation Act of 1973
h. IPS services can only be billed when providing employment services and support directly to the individual or on behalf of the beneficiary and cannot be billed for meetings, paperwork, documentation, or travel time.
4. State funds will only reimburse for services not covered in a DVR milestone. IPS providers will bill DVRS for milestone payments for services provided by the Employment Support Professional (ESP). A individual may receive peer services and benefits counseling during the vocational rehabilitation milestones. IPS providers should bill H2023U4 for services provided by the Employment Peer Mentor (EPM) and the Benefits Counselor (BC).

Service Code
H2023 Z4 – IPS for AMH/ASU - Milestone 4
Diagnosis Group
Mental Health
Substance Abuse
Age Group
16 and Older
Benefit Plan
State
Prior Authorization Required
No

Individual Placement and Support for Adult Mental Health/Adult Substance Use (State-Funded) - H2023 Z5 (Successful IPS)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A BH service with a focus on employment that provides assistance in choosing, acquiring, and maintaining competitive paid employment in the community for individuals 16 years and older for whom employment has not been achieved or employment has been interrupted or intermittent. This service is co-located with an agency’s BH tx services to ensure consistent BH integration. If a provider of IPS does not also provide BH services, the provider must partner with one or two BH agencies. The IPS model requires ongoing BH Integration.

Auth Submission Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required, to include current diagnosis, level of functioning, and an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
2. Career Profile or Complete PCP: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.
3. Service Order: Required
4. VR Documentation: Evidence of on-going Voc Rehab collaboration.  IPS providers must refer individuals to DVRS for eligibility determination of employment services when initiating services. If determined eligible for VR services, the provider and DVRS will collaborate on employment services.
5.  Updated PCP, Service Plan or Career Profile: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.

Authorization Parameters
Length of Stay: The duration and frequency at which IPS is provided must be based on MN and progress made by the individual toward goals outlined in the Career Profile

Units: One unit= 15 minutes

Age Group: Adults & Adolescents (age 16 years and older) with: 
1. A serious mental illness (SMI) that includes severe and persistent mental illness (SPMI); OR
2. A serious emotional disturbance (SED); OR
3. A severe substance use disorder (SUD)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. IPS services shall not be provided during the same auth period as ACT.
2. Individuals may not be disqualified from engaging in employment because of perceived readiness factors, such as active substance use, criminal background issues, active MH symptoms, or personal presentation. The individual’s assessment and the Career Profile must be submitted within the first 30 calendar days of service initiation.
3. State funds will not cover:
a. Services provided to teach academics, to include special education provided under the Individuals with Disabilities Education Act (IDEA)
b. Pre-vocational classes and/or group employment searches or classes
c. Supports or services to help with volunteering
d. Set-aside jobs for people with disabilities, such as enclaves, and will not cover group employment/work crews.  
e. Services to acquire, retain, and improve the self-help, socialization, and adaptive skills necessary to reside successfully in community settings, to include time spent attending or participating in recreational activities
f. Childcare services
g. Service provided under the Rehabilitation Act of 1973
h. IPS services can only be billed when providing employment services and support directly to the individual or on behalf of the beneficiary and cannot be billed for meetings, paperwork, documentation, or travel time.
4. State funds will only reimburse for services not covered in a DVR milestone. IPS providers will bill DVRS for milestone payments for services provided by the Employment Support Professional (ESP). A individual may receive peer services and benefits counseling during the vocational rehabilitation milestones. IPS providers should bill H2023U4 for services provided by the Employment Peer Mentor (EPM) and the Benefits Counselor (BC).

Service Code
H2023 Z5 – IPS for AMH/ASU - Successful IPS
Diagnosis Group
Mental Health
Substance Abuse
Age Group
16 and Older
Adult
Benefit Plan
State
Prior Authorization Required
No

Individual Placement and Support for Adult Mental Health/Adult Substance Use (State-Funded) - H2023 Z6 (Milestone 5)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A BH service with a focus on employment that provides assistance in choosing, acquiring, and maintaining competitive paid employment in the community for individuals 16 years and older for whom employment has not been achieved or employment has been interrupted or intermittent. This service is co-located with an agency’s BH tx services to ensure consistent BH integration. If a provider of IPS does not also provide BH services, the provider must partner with one or two BH agencies. The IPS model requires ongoing BH Integration.

Auth Submission Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required, to include current diagnosis, level of functioning, and an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
2. Career Profile or Complete PCP: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.
3. Service Order: Required
4. VR Documentation: Evidence of on-going Voc Rehab collaboration.  IPS providers must refer individuals to DVRS for eligibility determination of employment services when initiating services. If determined eligible for VR services, the provider and DVRS will collaborate on employment services.
5.  Updated PCP, Service Plan or Career Profile: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.

Authorization Parameters
Length of Stay: The duration and frequency at which IPS is provided must be based on MN and progress made by the individual toward goals outlined in the Career Profile

Units: One unit= 15 minutes

Age Group: Adults & Adolescents (age 16 years and older) with: 
1. A serious mental illness (SMI) that includes severe and persistent mental illness (SPMI); OR
2. A serious emotional disturbance (SED); OR
3. A severe substance use disorder (SUD)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. IPS services shall not be provided during the same auth period as ACT.
2. Individuals may not be disqualified from engaging in employment because of perceived readiness factors, such as active substance use, criminal background issues, active MH symptoms, or personal presentation. The individual’s assessment and the Career Profile must be submitted within the first 30 calendar days of service initiation.
3. State funds will not cover:
a. Services provided to teach academics, to include special education provided under the Individuals with Disabilities Education Act (IDEA)
b. Pre-vocational classes and/or group employment searches or classes
c. Supports or services to help with volunteering
d. Set-aside jobs for people with disabilities, such as enclaves, and will not cover group employment/work crews.  
e. Services to acquire, retain, and improve the self-help, socialization, and adaptive skills necessary to reside successfully in community settings, to include time spent attending or participating in recreational activities
f. Childcare services
g. Service provided under the Rehabilitation Act of 1973
h. IPS services can only be billed when providing employment services and support directly to the individual or on behalf of the beneficiary and cannot be billed for meetings, paperwork, documentation, or travel time.
4. State funds will only reimburse for services not covered in a DVR milestone. IPS providers will bill DVRS for milestone payments for services provided by the Employment Support Professional (ESP). A individual may receive peer services and benefits counseling during the vocational rehabilitation milestones. IPS providers should bill H2023U4 for services provided by the Employment Peer Mentor (EPM) and the Benefits Counselor (BC).

Service Code
H2023 Z6 – IPS for AMH/ASU - Milestone 5
Diagnosis Group
Mental Health
Substance Abuse
Age Group
16 and Older
Benefit Plan
State
Prior Authorization Required
No

Individual Placement and Support for Adult Mental Health/Adult Substance Use (State-Funded) - H2023 Z7 (Milestone 6)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A BH service with a focus on employment that provides assistance in choosing, acquiring, and maintaining competitive paid employment in the community for individuals 16 years and older for whom employment has not been achieved or employment has been interrupted or intermittent. This service is co-located with an agency’s BH tx services to ensure consistent BH integration. If a provider of IPS does not also provide BH services, the provider must partner with one or two BH agencies. The IPS model requires ongoing BH Integration.

Auth Submission Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required, to include current diagnosis, level of functioning, and an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
2. Career Profile or Complete PCP: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.
3. Service Order: Required
4. VR Documentation: Evidence of on-going Voc Rehab collaboration.  IPS providers must refer individuals to DVRS for eligibility determination of employment services when initiating services. If determined eligible for VR services, the provider and DVRS will collaborate on employment services.
5.  Updated PCP, Service Plan or Career Profile: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.

Authorization Parameters
Length of Stay: The duration and frequency at which IPS is provided must be based on MN and progress made by the individual toward goals outlined in the Career Profile

Units: One unit= 15 minutes

Age Group: Adults & Adolescents (age 16 years and older) with: 
1. A serious mental illness (SMI) that includes severe and persistent mental illness (SPMI); OR
2. A serious emotional disturbance (SED); OR
3. A severe substance use disorder (SUD)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. IPS services shall not be provided during the same auth period as ACT.
2. Individuals may not be disqualified from engaging in employment because of perceived readiness factors, such as active substance use, criminal background issues, active MH symptoms, or personal presentation. The individual’s assessment and the Career Profile must be submitted within the first 30 calendar days of service initiation.
3. State funds will not cover:
a. Services provided to teach academics, to include special education provided under the Individuals with Disabilities Education Act (IDEA)
b. Pre-vocational classes and/or group employment searches or classes
c. Supports or services to help with volunteering
d. Set-aside jobs for people with disabilities, such as enclaves, and will not cover group employment/work crews.  
e. Services to acquire, retain, and improve the self-help, socialization, and adaptive skills necessary to reside successfully in community settings, to include time spent attending or participating in recreational activities
f. Childcare services
g. Service provided under the Rehabilitation Act of 1973
h. IPS services can only be billed when providing employment services and support directly to the individual or on behalf of the beneficiary and cannot be billed for meetings, paperwork, documentation, or travel time.
4. State funds will only reimburse for services not covered in a DVR milestone. IPS providers will bill DVRS for milestone payments for services provided by the Employment Support Professional (ESP). A individual may receive peer services and benefits counseling during the vocational rehabilitation milestones. IPS providers should bill H2023U4 for services provided by the Employment Peer Mentor (EPM) and the Benefits Counselor (BC).

Service Code
H2023 Z7 – IPS for AMH/ASU - Milestone 6
Diagnosis Group
Mental Health
Substance Abuse
Age Group
16 and Older
Benefit Plan
State
Prior Authorization Required
No

Individual Placement and Support for Adult Mental Health/Adult Substance Use (State-Funded) - H2023 Z8 (Milestone 7a)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A BH service with a focus on employment that provides assistance in choosing, acquiring, and maintaining competitive paid employment in the community for individuals 16 years and older for whom employment has not been achieved or employment has been interrupted or intermittent. This service is co-located with an agency’s BH tx services to ensure consistent BH integration. If a provider of IPS does not also provide BH services, the provider must partner with one or two BH agencies. The IPS model requires ongoing BH Integration.

Auth Submission Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required, to include current diagnosis, level of functioning, and an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
2. Career Profile or Complete PCP: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.
3. Service Order: Required
4. VR Documentation: Evidence of on-going Voc Rehab collaboration.  IPS providers must refer individuals to DVRS for eligibility determination of employment services when initiating services. If determined eligible for VR services, the provider and DVRS will collaborate on employment services.
5.  Updated PCP, Service Plan or Career Profile: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.

Authorization Parameters
Length of Stay: The duration and frequency at which IPS is provided must be based on MN and progress made by the individual toward goals outlined in the Career Profile

Units: One unit= 15 minutes

Age Group: Adults & Adolescents (age 16 years and older) with: 
1. A serious mental illness (SMI) that includes severe and persistent mental illness (SPMI); OR
2. A serious emotional disturbance (SED); OR
3. A severe substance use disorder (SUD)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. IPS services shall not be provided during the same auth period as ACT.
2. Individuals may not be disqualified from engaging in employment because of perceived readiness factors, such as active substance use, criminal background issues, active MH symptoms, or personal presentation. The individual’s assessment and the Career Profile must be submitted within the first 30 calendar days of service initiation.
3. State funds will not cover:
a. Services provided to teach academics, to include special education provided under the Individuals with Disabilities Education Act (IDEA)
b. Pre-vocational classes and/or group employment searches or classes
c. Supports or services to help with volunteering
d. Set-aside jobs for people with disabilities, such as enclaves, and will not cover group employment/work crews.  
e. Services to acquire, retain, and improve the self-help, socialization, and adaptive skills necessary to reside successfully in community settings, to include time spent attending or participating in recreational activities
f. Childcare services
g. Service provided under the Rehabilitation Act of 1973
h. IPS services can only be billed when providing employment services and support directly to the individual or on behalf of the beneficiary and cannot be billed for meetings, paperwork, documentation, or travel time.
4. State funds will only reimburse for services not covered in a DVR milestone. IPS providers will bill DVRS for milestone payments for services provided by the Employment Support Professional (ESP). A individual may receive peer services and benefits counseling during the vocational rehabilitation milestones. IPS providers should bill H2023U4 for services provided by the Employment Peer Mentor (EPM) and the Benefits Counselor (BC).

Service Code
H2023 Z8 – IPS for AMH/ASU - Milestone 7a
Diagnosis Group
Mental Health
Substance Abuse
Age Group
16 and Older
Benefit Plan
State
Prior Authorization Required
No

Individual Placement and Support for Adult Mental Health/Adult Substance Use (State-Funded) - H2023 Z9 (Milestone 7b)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A BH service with a focus on employment that provides assistance in choosing, acquiring, and maintaining competitive paid employment in the community for individuals 16 years and older for whom employment has not been achieved or employment has been interrupted or intermittent. This service is co-located with an agency’s BH tx services to ensure consistent BH integration. If a provider of IPS does not also provide BH services, the provider must partner with one or two BH agencies. The IPS model requires ongoing BH Integration.

Auth Submission Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required, to include current diagnosis, level of functioning, and an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
2. Career Profile or Complete PCP: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.
3. Service Order: Required
4. VR Documentation: Evidence of on-going Voc Rehab collaboration.  IPS providers must refer individuals to DVRS for eligibility determination of employment services when initiating services. If determined eligible for VR services, the provider and DVRS will collaborate on employment services.
5.  Updated PCP, Service Plan or Career Profile: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.

Authorization Parameters
Length of Stay: The duration and frequency at which IPS is provided must be based on MN and progress made by the individual toward goals outlined in the Career Profile

Units: One unit= 15 minutes

Age Group: Adults & Adolescents (age 16 years and older) with: 
1. A serious mental illness (SMI) that includes severe and persistent mental illness (SPMI); OR
2. A serious emotional disturbance (SED); OR
3. A severe substance use disorder (SUD)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. IPS services shall not be provided during the same auth period as ACT.
2. Individuals may not be disqualified from engaging in employment because of perceived readiness factors, such as active substance use, criminal background issues, active MH symptoms, or personal presentation. The individual’s assessment and the Career Profile must be submitted within the first 30 calendar days of service initiation.
3. State funds will not cover:
a. Services provided to teach academics, to include special education provided under the Individuals with Disabilities Education Act (IDEA)
b. Pre-vocational classes and/or group employment searches or classes
c. Supports or services to help with volunteering
d. Set-aside jobs for people with disabilities, such as enclaves, and will not cover group employment/work crews.  
e. Services to acquire, retain, and improve the self-help, socialization, and adaptive skills necessary to reside successfully in community settings, to include time spent attending or participating in recreational activities
f. Childcare services
g. Service provided under the Rehabilitation Act of 1973
h. IPS services can only be billed when providing employment services and support directly to the individual or on behalf of the beneficiary and cannot be billed for meetings, paperwork, documentation, or travel time.
4. State funds will only reimburse for services not covered in a DVR milestone. IPS providers will bill DVRS for milestone payments for services provided by the Employment Support Professional (ESP). A individual may receive peer services and benefits counseling during the vocational rehabilitation milestones. IPS providers should bill H2023U4 for services provided by the Employment Peer Mentor (EPM) and the Benefits Counselor (BC).

Service Code
H2023 Z9 – IPS for AMH/ASU - Milestone 7b
Diagnosis Group
Mental Health
Substance Abuse
Age Group
16 and Older
Adult
Benefit Plan
State
Prior Authorization Required
No

Individual Placement and Support for Adult Mental Health/Adult Substance Use (State-Funded) – YP630 (For Non-Milestone Providers)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A BH service with a focus on employment that provides assistance in choosing, acquiring, and maintaining competitive paid employment in the community for individuals 16 years and older for whom employment has not been achieved or employment has been interrupted or intermittent. This service is co-located with an agency’s BH tx services to ensure consistent BH integration. If a provider of IPS does not also provide BH services, the provider must partner with one or two BH agencies. The IPS model requires ongoing BH Integration.

Auth Submission Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required, to include current diagnosis, level of functioning, and an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
2. Career Profile or Complete PCP: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.
3. Service Order: Required
4. VR Documentation: Evidence of on-going Voc Rehab collaboration.  IPS providers must refer individuals to DVRS for eligibility determination of employment services when initiating services. If determined eligible for VR services, the provider and DVRS will collaborate on employment services.
5.  Updated PCP, Service Plan or Career Profile: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.

Authorization Parameters
Length of Stay: The duration and frequency at which IPS is provided must be based on MN and progress made by the individual toward goals outlined in the Career Profile

Units: One unit= 15 minutes

Age Group: Adults & Adolescents (age 16 years and older) with: 
1. A serious mental illness (SMI) that includes severe and persistent mental illness (SPMI); OR
2. A serious emotional disturbance (SED); OR
3. A severe substance use disorder (SUD)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. IPS services shall not be provided during the same auth period as ACT.
2. Individuals may not be disqualified from engaging in employment because of perceived readiness factors, such as active substance use, criminal background issues, active MH symptoms, or personal presentation. The individual’s assessment and the Career Profile must be submitted within the first 30 calendar days of service initiation.
3. State funds will not cover:
a. Services provided to teach academics, to include special education provided under the Individuals with Disabilities Education Act (IDEA)
b. Pre-vocational classes and/or group employment searches or classes
c. Supports or services to help with volunteering
d. Set-aside jobs for people with disabilities, such as enclaves, and will not cover group employment/work crews.  
e. Services to acquire, retain, and improve the self-help, socialization, and adaptive skills necessary to reside successfully in community settings, to include time spent attending or participating in recreational activities
f. Childcare services
g. Service provided under the Rehabilitation Act of 1973
h. IPS services can only be billed when providing employment services and support directly to the individual or on behalf of the beneficiary and cannot be billed for meetings, paperwork, documentation, or travel time.
4. State funds will only reimburse for services not covered in a DVR milestone. IPS providers will bill DVRS for milestone payments for services provided by the Employment Support Professional (ESP). A individual may receive peer services and benefits counseling during the vocational rehabilitation milestones. IPS providers should bill H2023U4 for services provided by the Employment Peer Mentor (EPM) and the Benefits Counselor (BC).

Service Code
YP630 – IPS for AMH/ASU - Non-Milestone Providers
Diagnosis Group
Mental Health
Substance Abuse
Age Group
16 and Older
Adult
Benefit Plan
State
Prior Authorization Required
No

Individual Placement and Support for Adult Mental Health/Adult Substance Use (State-Funded) – YP630 U6 (For Transition to Community Living)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A BH service with a focus on employment that provides assistance in choosing, acquiring, and maintaining competitive paid employment in the community for individuals 16 years and older for whom employment has not been achieved or employment has been interrupted or intermittent. This service is co-located with an agency’s BH tx services to ensure consistent BH integration. If a provider of IPS does not also provide BH services, the provider must partner with one or two BH agencies. The IPS model requires ongoing BH Integration.

Auth Submission Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required, to include current diagnosis, level of functioning, and an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
2. Career Profile or Complete PCP: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.
3. Service Order: Required
4. VR Documentation: Evidence of on-going Voc Rehab collaboration.  IPS providers must refer individuals to DVRS for eligibility determination of employment services when initiating services. If determined eligible for VR services, the provider and DVRS will collaborate on employment services.
5.  Updated PCP, Service Plan or Career Profile: Required. If the individual receives an enhanced service, employment and other services must be identified on an integrated PCP with an attached in-depth Career Profile. Frequency and intensity of services must be documented in the Career Profile and must be individualized.

Authorization Parameters
Length of Stay: The duration and frequency at which IPS is provided must be based on MN and progress made by the individual toward goals outlined in the Career Profile

Units: One unit= 15 minutes

Age Group: Adults & Adolescents (age 16 years and older) with: 
1. A serious mental illness (SMI) that includes severe and persistent mental illness (SPMI); OR
2. A serious emotional disturbance (SED); OR
3. A severe substance use disorder (SUD)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. IPS services shall not be provided during the same auth period as ACT.
2. Individuals may not be disqualified from engaging in employment because of perceived readiness factors, such as active substance use, criminal background issues, active MH symptoms, or personal presentation. The individual’s assessment and the Career Profile must be submitted within the first 30 calendar days of service initiation.
3. State funds will not cover:
a. Services provided to teach academics, to include special education provided under the Individuals with Disabilities Education Act (IDEA)
b. Pre-vocational classes and/or group employment searches or classes
c. Supports or services to help with volunteering
d. Set-aside jobs for people with disabilities, such as enclaves, and will not cover group employment/work crews.  
e. Services to acquire, retain, and improve the self-help, socialization, and adaptive skills necessary to reside successfully in community settings, to include time spent attending or participating in recreational activities
f. Childcare services
g. Service provided under the Rehabilitation Act of 1973
h. IPS services can only be billed when providing employment services and support directly to the individual or on behalf of the beneficiary and cannot be billed for meetings, paperwork, documentation, or travel time.
4. State funds will only reimburse for services not covered in a DVR milestone. IPS providers will bill DVRS for milestone payments for services provided by the Employment Support Professional (ESP). A individual may receive peer services and benefits counseling during the vocational rehabilitation milestones. IPS providers should bill H2023U4 for services provided by the Employment Peer Mentor (EPM) and the Benefits Counselor (BC).

Service Code
YP630 U6 – IPS for AMH/ASU - TCL
Diagnosis Group
Mental Health
Substance Abuse
Age Group
16 and Older
Adult
Benefit Plan
State
Prior Authorization Required
No

Individual Therapy (MCD) – 90832 (30 Minutes)

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
5. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
6. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
 

Service Code
90832 – MCD Individual Therapy - Outpatient Therapy
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Individual Therapy (MCD) – 90832 GT (30 Minutes, Telehealth)

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
5. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
6. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
 

Service Code
90832 GT – MCD Individual Therapy - Outpatient Therapy, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Individual Therapy (MCD) – 90832 KX (30 Minutes, Telephonic)

Authorization Guidelines:

Telephonic Services (KX) are reserved for when physical or BH status or access issues (transportation, telehealth technology) prevent the member from participating in-person or telehealth services.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
5. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
6. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
 

Service Code
90832 KX – MCD Individual Therapy - Outpatient Therapy, Telephonic
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Individual Therapy (MCD) – 90833 (30 Minute Add-on)

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
5. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
6. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.

Service Code
90833 - Psychotherapy - 30 Minutes with E/M service
Diagnosis Group
Intellectual Development Disability
Substance Abuse
Mental Health
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Individual Therapy (MCD) – 90833 GT (30 Minute Add-on, Telehealth)

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
5. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
6. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.

Service Code
90833 GT – MCD Individual Therapy - Outpatient Therapy, 30 Minute add on to E&M, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Individual Therapy (MCD) – 90834 (45 Minutes)

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
5. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
6. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.

Service Code
90834 – MCD Individual Therapy, 45 Minutes
Diagnosis Group
Intellectual Development Disability
Substance Abuse
Mental Health
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Individual Therapy (MCD) – 90834 GT (45 Minutes, Telehealth)

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
5. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
6. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.

Service Code
90834 GT – MCD Individual Therapy - Outpatient Therapy, 45 Minutes, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Individual Therapy (MCD) – 90834 KX (45 Minutes, Telephonic)

Authorization Guidelines:

Telephonic Services (KX) are reserved for when physical or BH status or access issues (transportation, telehealth technology) prevent the member from participating in-person or telehealth services.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
5. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
6. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.

Service Code
90834 KX – MCD Individual Therapy - Outpatient Therapy, 45 Minutes, Telephonic
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Individual Therapy (MCD) – 90836 (45 Minutes Add-on)

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
5. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
6. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.

Service Code
90836- Psychotherapy – 45 Minutes with E/M Service
Diagnosis Group
Intellectual Development Disability
Substance Abuse
Mental Health
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Individual Therapy (MCD) – 90836 GT (45 Minutes Add-on, Telehealth)

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
5. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
6. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.

Service Code
90836 GT – MCD Individual Therapy - Outpatient Therapy, 45 Minute add on to E&M, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Individual Therapy (MCD) – 90837 (60 Minutes)

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
5. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
6. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.

Service Code
90837 - Psychotherapy - 60 Minutes
Diagnosis Group
Intellectual Development Disability
Substance Abuse
Mental Health
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Individual Therapy (MCD) – 90837 GT (60 Minutes, Telehealth)

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
5. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
6. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.

Service Code
90837 GT – MCD Individual Therapy - Outpatient Therapy, 60 Minutes, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Individual Therapy (MCD) – 90837 KX (60 Minutes, Telephonic)

Authorization Guidelines:

Telephonic Services (KX) are reserved for when physical or BH status or access issues (transportation, telehealth technology) prevent the member from participating in-person or telehealth services.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
5. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
6. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.

Service Code
90837 KX – MCD Individual Therapy - Outpatient Therapy, 60 Minutes, Telephonic
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Individual Therapy (MCD) – 90838 (60 Minutes Add-on)

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
5. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
6. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.

Service Code
90838- Psychotherapy – 60 Minutes with E/M Service
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Individual Therapy (MCD) – 90838 GT (60 Minutes Add-on, Telehealth)

Authorization Guidelines:

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the member’s functioning in familial, social, educational, or occupational life domains.  The member’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SA.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis. 
2. Individual, Group, or Family Outpatient services cannot be billed while a member is auth’d for: ACT, IIH, MST, Day Treatment, SAIOP, SACOT. Outpatient Med Management and Outpatient Psychiatric Services cannot be billed while a member is auth’d to receive ACT.
3. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
4. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
5. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
6. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.

Service Code
90838 GT – MCD Individual Therapy - Outpatient Therapy, 60 Minute add on to E&M, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Individual Therapy (State-Funded) – 90832 (Outpatient Therapy, 30 Minutes)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90832 – SF Individual Therapy - Outpatient Therapy, 30 Minute
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Individual Therapy (State-Funded) – 90832 GT (Outpatient Therapy, 30 Minutes, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90832 GT – SF Individual Therapy - Outpatient Therapy, 30 Minute, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Individual Therapy (State-Funded) – 90832 KX (Outpatient Therapy, 30 Minutes, Telephonic)

Authorization Guidelines:

Telephonic Services (KX) are reserved for when physical or BH status or access issues (transportation, telehealth technology) prevent the member from participating in-person or telehealth services.

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90832 KX – SF Individual Therapy - Outpatient Therapy, 30 Minute, Telephonic
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Individual Therapy (State-Funded) – 90833 (Outpatient Therapy, 30 Minute add on to E&M)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90833 – SF Individual Therapy - Outpatient Therapy, 30 Minute add on to E&M
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Individual Therapy (State-Funded) – 90833 GT (Outpatient Therapy, 30 Minute add on to E&M, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90833 GT – SF Individual Therapy - Outpatient Therapy, 30 Minute add on to E&M, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Individual Therapy (State-Funded) – 90834 (Outpatient Therapy, 45 Minutes)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90834 – SF Individual Therapy - Outpatient Therapy, 45 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Individual Therapy (State-Funded) – 90834 GT (Outpatient Therapy, 45 Minutes, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90834 GT – SF Individual Therapy - Outpatient Therapy, 45 Minutes, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Individual Therapy (State-Funded) – 90834 KX (Outpatient Therapy, 45 Minutes, Telephonic)

Authorization Guidelines:

Telephonic Services (KX) are reserved for when physical or BH status or access issues (transportation, telehealth technology) prevent the member from participating in-person or telehealth services.

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90834 KX – SF Individual Therapy - Outpatient Therapy, 45 Minutes, Telephonic
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Individual Therapy (State-Funded) – 90836 (Outpatient Therapy, 45 Minute add on to E&M)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90836 – SF Individual Therapy - Outpatient Therapy, 45 Minute add on to E&M
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Individual Therapy (State-Funded) – 90836 GT (Outpatient Therapy, 45 Minute add on to E&M, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90836 GT – SF Individual Therapy - Outpatient Therapy, 45 Minute add on to E&M, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Individual Therapy (State-Funded) – 90837 (Outpatient Therapy, 60 Minutes)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90837 – SF Individual Therapy - Outpatient Therapy, 60 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Individual Therapy (State-Funded) – 90837 GT (Outpatient Therapy, 60 Minutes, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90837 GT – SF Individual Therapy - Outpatient Therapy, 60 Minutes, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Individual Therapy (State-Funded) – 90837 KX (Outpatient Therapy, 60 Minutes, Telephonic)

Authorization Guidelines:

Telephonic Services (KX) are reserved for when physical or BH status or access issues (transportation, telehealth technology) prevent the member from participating in-person or telehealth services.

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90837 KX – SF Individual Therapy - Outpatient Therapy, 60 Minutes, Telephonic
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Individual Therapy (State-Funded) – 90838 (Outpatient Therapy, 60 Minute add on to E&M)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90838 – SF Individual Therapy - Outpatient Therapy, 60 Minute add on to E&M
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Individual Therapy (State-Funded) – 90838 GT (Outpatient Therapy, 60 Minute add on to E&M, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Service is focused on reducing psychiatric and behavioral symptoms to improve the recipient’s functioning in familial, social, educational, or occupational life domains.  The recipient’s needs and preferences determine the treatment goals, frequency, and duration of services, as well as measurable and desirable outcomes.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. Service cannot be billed while an individual is authorized to receive ACT, IIH, MST, Day Treatment, SAIOP, or SACOT
3. Outpatient BH does not cover: a) sleep therapy for psychiatric disorders; b) medical, cognitive, intellectual or development issue that would not benefit from outpatient treatment services, OR; c) when the focus of treatment does not address the symptoms of the diagnosis.
4. State funds will not cover the same services provided by the same or different attending provider on the same day for the same individual
5. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. Provider must verify individual’s eligibility each time a service is rendered
9. If a higher LOC is indicated but unavailable or the individual is refusing the service, outpatient services can be provided until the appropriate level of care is available or to support the individual to participate in that higher LOC
10. Enrolled providers must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90838 GT – SF Individual Therapy - Outpatient Therapy, 60 Minute add on to E&M, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Inpatient Behavioral Health Services: Behavioral Health Treatment Milieu Therapy (MCD) – Y2343 (Criterion 5 in an Inpatient Psychiatric Facility)

Authorization Guidelines:

Brief Service Description: In the event that not all of the criteria for continued acute state in an inpatient psychiatric facility are met, reimbursement may be provided for members through the age of 17 for continued stay in an inpatient psychiatric facility at a post-acute level of care to be paid at a residential rate established by NC Medicaid if the facility and program services are appropriate for the member’s treatment needs.

Auth Submission Requirements/ Documentation Requirements
All Requests:
1. TAR: prior authorization required.  
2. Care Coordination Referral: On-going (at least weekly) coordination between the facility and the MCO satisfies this requirement.
3. Attending Physician Documentation: A) Documentation of the member’s history of sudden decompensation or measurable regression, and B) That the member currently experiences weakness in their environmental support system which is likely to trigger a decomp or regression
4. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Initial requests: Up to 7 units per auth 
2. Reauthorization requests: Up to 7 units per auth. Reauth requests must be submitted prior to the end of the current auth. A late submission resulting in unauthorized days requires splitting the stay for claims payment purposes.

Units: Per diem based on the midnight bed count

Age Group: Children through age 17

Place of Service: This service may be provided at a psychiatric hospital or on an inpatient psychiatric unit within a licensed hospital licensed as inpatient psychiatric hospital beds or in State operated facilities.

Service Specifics, Limitations/ Exclusions (not all inclusive):  
1. The case management component of IIH, MST, CST, ACT, SAIOP, SACOT & CADT can be provided to those admitted to or discharged from this service. Support provided should be delivered in coordination with the Inpatient facility.
2. Medicaid eligibility must be verified each time a service is rendered.
3. Service is EPSDT eligible, but this does not eliminate the requirement for prior approval.
4. Discharge Planning shall begin upon admission to this service.
5. Medicaid shall not cover services in a freestanding psychiatric hospital for members over 21 or less than 65 years of age for mental health disorders.
6. Out-of-State emergency admissions do not require prior approval. The provider must contact Trillium within one business day of the emergency service or emergency admission. 

Service Code
Y2343 – MCD Inpatient Behavioral Health Services: Behavioral Health Treatment Milieu Therapy, Criterion 5 in an Inpatient Psychiatric Facility
Diagnosis Group
Mental Health
Substance Abuse
Age Group
Child
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Inpatient Behavioral Health Services: Inpatient Hospital Psychiatric Treatment (MCD) – 100 (Mental Health)

Authorization Guidelines:

Brief Service Description: This is an organized service that provides intensive evaluation and treatment delivered in an acute care inpatient setting by medical and nursing professionals under the supervision of a psychiatrist. This service is designed to provide continuous treatment for members with acute psychiatric problems. This service focuses on reducing acute psychiatric symptoms through in-person, structured group and individual treatment.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for the first 72 hours of service.

Initial Requests (after pass-through):
1. TAR: prior authorization required within the first 72 hours of service initiation.  
2. Certificate of Need (CON): Required at admission to a freestanding psych hospital or within 14 calendar days of an emergency admission for members under 21.
3. CCA or DA: Required. An H&P/ Initial Psychiatric Evaluation may satisfy this requirement.
4. Service Order: Required, signed by a physician, LP, PA, or NP. A signed H&P/ Initial Psychiatric Eval meets this requirement.
5. Service Plan: Required
6. Submission of all records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required. 
2. Updated Tx Plan/ PCP: Required
3. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Reauth requests must be submitted prior to the end of the current auth. A late submission resulting in unauthorized days requires splitting the stay for claims payment purposes.  Retrospective auths due to late submissions is not permitted. 
2. For state psychiatric hospitals, the initial auth will be for a minimum of 10 days (including the pass-through days).
Units: Per diem based on the midnight bed count
Age Group: Children, Adolescents & Adults
Place of Service: This service may be provided at a psychiatric hospital or on an inpatient psychiatric unit within a licensed hospital licensed as inpatient psychiatric hospital beds or in State operated facilities.

Service Specifics, Limitations/ Exclusions (not all inclusive):  
1. The case management component of IIH, MST, CST, ACT, SAIOP, SACOT & CADT can be provided to those admitted to or discharged from this service. Support provided should be delivered in coordination with the Inpatient facility.
2. Medicaid eligibility must be verified each time a service is rendered.
3. Service is EPSDT eligible, but this does not eliminate the requirement for prior approval.
4. Discharge Planning shall begin upon admission to this service.
5. Medicaid shall not cover services in a freestanding psychiatric hospital for members over 21 or less than 65 years of age for mental health disorders.
6. Prior authorization is not required for MCD BH Services rendered to Medicare/Medicaid dual eligible members or members with 3rd-party insurance because MCD is the payer of last resort.  When MCD becomes the primary payer, a primary payer auth denial/ exhaustion of benefits letter is submitted with the MCD TAR.
7. Out-of-State emergency admissions do not require prior approval. The provider must contact Trillium within one business day of the emergency service or emergency admission.

Service Code
100 – MCD Inpatient Behavioral Health Services: Inpatient Hospital Psychiatric Treatment, Mental Health
Diagnosis Group
Mental Health
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Inpatient Behavioral Health Services: Inpatient Hospital Psychiatric Treatment (State-Funded) – 100 (MH, including Three Way Contracts)

Authorization Guidelines:

Brief Service Description: This is an organized service that provides intensive evaluation and treatment delivered in an acute care inpatient setting by medical and nursing professionals under the supervision of a psychiatrist. This service is designed to provide continuous treatment for individuals with acute psychiatric problems. This service offers physical health psychiatric and therapeutic interventions including such treatment modalities as medication management, psychotherapy, group therapy, dual diagnosis treatment for comorbid psychiatric and substance use disorders and milieu treatment; medical care and treatment as needed; and supportive services including room and board.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for the first 72 hours of service.

Initial Requests (after pass-through):
1. TAR: prior authorization required within the first 72 hours of service initiation. 
2. Certificate of Need (CON): Must be obtained by the admitting hospital for persons under age 21.
3. CCA or DA: Required. An H&P/ Initial Psychiatric Evaluation may meet this requirement.
4. Service Order: Required, signed by a physician, LP, PA, or NP. A signed H&P/ Initial Psychiatric Eval meets this requirement.
5. Service Plan: Required
6. Submission of all records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior approval required
2. Updated Service Plan/ Treatment Plan/ PCP: recently reviewed detailing the individual’s progress with the service.
3. Submission of all records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Initial (after the pass-through) & Reauthorization requests: Up to 7 days/ units per auth.
2. Concurrent requests must be submitted prior to the end of the current auth. A late submission resulting in unauth’d days requires splitting the stay for claims payment purposes.

Units: Per diem based on the midnight bed count. Physician and other professional time not included in the daily rate is billed separately.

Age Group: Children, Adolescents & Adults

Population Served: Primary Mental Health Diagnosis only

Place of Service: This service may be provided at a psychiatric hospital or on an inpatient psychiatric unit within a licensed hospital licensed as inpatient psychiatric hospital beds or in State operated facilities. A psychiatric hospital or an inpatient program in a hospital shall be accredited in accordance with 42 CFR 441.151(a)(2), unless provided by an IHS or compact operated by a Federally Recognized Tribe as allowed in 25 USC 1621t and 1647a, or provided by a State or Federally operated facility as allowed by §122C-22.(a)(3).

Service Specifics, Limitations/ Exclusions (not all inclusive):
1. The case management component of IIH, MST, CST, ACT, SAIOP, SACOT & CADT can be provided to those admitted to or discharged from this service. Support provided should be delivered in coordination with the Inpatient facility.
2. Provider must verify eligibility each time a service is rendered.
3. Discharge planning shall begin upon admission to the service.
4. Three-Way Contracts includes ASAM Levels 3.1 or higher, if applicable.

Service Code
100 – State-Funded Inpatient Behavioral Health Services: Inpatient Hospital Psychiatric Treatment, MH, including Three Way Contracts
Diagnosis Group
Mental Health
Age Group
18-20
Adult
Child
Benefit Plan
State
Prior Authorization Required
No

Inpatient Behavioral Health Services: Inpatient Hospital Psychiatric Treatment (State-Funded) – 100 (MH, Public-Private Partnership: PPP)

Authorization Guidelines:

Brief Service Description: This is an organized service that provides intensive evaluation and treatment delivered in an acute care inpatient setting by medical and nursing professionals under the supervision of a psychiatrist. This service is designed to provide continuous treatment for individuals with acute psychiatric problems. This service offers physical health psychiatric and therapeutic interventions including such treatment modalities as medication management, psychotherapy, group therapy, dual diagnosis treatment for comorbid psychiatric and substance use disorders and milieu treatment; medical care and treatment as needed; and supportive services including room and board.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: prior authorization required within the first 72 hours of service initiation. 
2. Certificate of Need (CON): Must be obtained by the admitting hospital for persons under age 21.
3. CCA or DA: Required. An H&P/ Initial Psychiatric Evaluation may meet this requirement.
4. Service Order: Required, signed by a physician, LP, PA, or NP. A signed H&P/ Initial Psychiatric Eval meets this requirement.
5. Service Plan: Required
6. Submission of all records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior approval required
2. Updated Service Plan/ Treatment Plan/ PCP: recently reviewed detailing the individual’s progress with the service.
3. Submission of all records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Initial requests: Up to 5 units per auth 
2. Reauthorization requests: Up to 3 units per auth 
3. Maximum of 8 days/ units per service episode. 
4. Reauth requests must be submitted prior to the end of the current auth. A late submission resulting in unauth’d days requires splitting the stay for claims payment purposes.

Units: Per diem based on the midnight bed count. Physician and other professional time not included in the daily rate is billed separately.

Age Group: Children, Adolescents & Adults

Population Served: Primary Mental Health Diagnosis only

Place of Service: This service may be provided at a psychiatric hospital or on an inpatient psychiatric unit within a licensed hospital licensed as inpatient psychiatric hospital beds or in State operated facilities. A psychiatric hospital or an inpatient program in a hospital shall be accredited in accordance with 42 CFR 441.151(a)(2), unless provided by an IHS or compact operated by a Federally Recognized Tribe as allowed in 25 USC 1621t and 1647a, or provided by a State or Federally operated facility as allowed by §122C-22.(a)(3).

Service Specifics, Limitations/ Exclusions (not all inclusive):
1. The case management component of IIH, MST, CST, ACT, SAIOP, SACOT & CADT can be provided to those admitted to or discharged from this service. Support provided should be delivered in coordination with the Inpatient facility.
2. Provider must verify eligibility each time a service is rendered.
3. Discharge planning shall begin upon admission to the service.
4. Includes ASAM Levels 3.1, 3.3, 3.5, 3.7, and 4.

Service Code
100 – State-Funded Inpatient Behavioral Health Services: Inpatient Hospital Psychiatric Treatment, MH, Public-Private Partnership: PPP
Diagnosis Group
Mental Health
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Inpatient Behavioral Health Services: Medically Managed Intensive Inpatient Service (State-Funded) – 100

Authorization Guidelines:

Brief Service Description: This is an ASAM Level 4 for adolescents and adults whose acute biomedical, emotional, behavioral and cognitive problems are so severe that they require primary medical and nursing care. The outcome of this level of care is stabilization of acute signs and symptoms of substance use, and a primary focus of the treatment plan should be coordination of care to ensure a smooth transition to the next clinically appropriate level of care.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for the first 72 hours of service.

Initial Requests (after pass-through):
1. TAR: prior authorization required within the first 72 hours of service initiation. 
2. Certificate of Need (CON): Must be obtained by the admitting hospital for persons under age 21.
3. CCA or DA: Required. An initial assessment must be completed within 72 hours of admission and updated prior to discharge to determine the next clinically appropriate level of care. See Service Definition Section 7.4 for specific requirements. 
4. Service Order: Required, signed by a physician, LP, PA, or NP. A signed H&P/ Initial Psychiatric Eval meets this requirement.
5. Service Plan: Required
6. Submission of all records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior approval required
2. Updated Service Plan/ Treatment Plan/ PCP: recently reviewed detailing the individual’s progress with the service.
3. Submission of all records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Initial (after the pass-through)/ Reauthorization requests: Up to 7 days/ units per auth.
2. Concurrent requests must be submitted prior to the end of the current auth. A late submission resulting in unauth’d days requires splitting the stay for claims payment purposes.

Units: Per diem based on the midnight bed count. Physician and other professional time are included in the daily rate and cannot be billed separately.

Age Group: Adolescents & Adults
Population Served: Primary Substance Use Diagnosis only

Place of Service: Services provided in a licensed 24-hour inpatient setting. This service may be provided in a licensed community hospital or a facility licensed under 10A NCAC 27G .6000, unless provided by an IHS or compact operated by a Federally Recognized Tribe as allowed in 25 USC 1621t and 1647a.

Service Specifics, Limitations/ Exclusions (not all inclusive):
1. The case management component of IIH, MST, CST, ACT, SAIOP, SACOT & CADT can be provided to those admitted to or discharged from this service. Support provided should be delivered in coordination with the Inpatient facility.
2. Provider must verify eligibility each time a service is rendered.
3. This level of care must be capable of initiating or continuing any MAT that supports the individual in their recovery from substance use.
4. Discharge planning shall begin upon admission to the service.

Service Code
100 – State-Funded Inpatient Behavioral Health Services: Medically Managed Intensive Inpatient Service
Diagnosis Group
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Inpatient Behavioral Health Services: Medically Managed Intensive Inpatient Services (MCD) – 100 (Using DRG)

Authorization Guidelines:

Brief Service Description: This is an ASAM Level 4 for adolescent and adult members whose acute biomedical, emotional, behavioral and cognitive problems are so severe that they require primary medical and nursing care. The outcome of this level of care is stabilization of acute signs and symptoms of substance use, and a primary focus of the treatment plan should be coordination of care to ensure a smooth transition to the next clinically appropriate level of care.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for the first 72 hours of service.

Initial Requests (after pass-through):
1. TAR: prior authorization required within the first 72 hours of service initiation.
2. CCA or DA: Required, an initial assessment must be completed within 72 hours of admission and updated prior to discharge to determine the next clinically appropriate level of care. See CCP Section 7.5 for specific requirements.
3. Certificate of Need (CON): Required at admission to a freestanding psych hospital or within 14 calendar days of an emergency admission for members under 21.
4. Service Order: Required, signed by a physician, LP, PA, or NP. A signed H&P/ Initial Psychiatric Eval meets this requirement.
5. Service Plan/ Plan of Care/ Tx Plan: Required
6. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required. 
2. Updated Tx Plan/ PCP: Required
3. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Initial & Reauthorization requests (after the pass-through): must be submitted prior to the end of the current auth. A late submission resulting in unauthorized days requires splitting the stay for claims payment purposes.
2. Retrospective auths due to late submissions is not permitted.

Units: Per diem based on the midnight bed count
Age Group: Adolescent and Adult
Place of Service: This service may be provided in a licensed community hospital or a facility licensed under 10A NCAC 27G .6000, unless provided by an IHS or compact operated by a Federally Recognized Tribe as allowed in 25 USC 1621t and 1647a, or provided by a State or Federally operated facility as allowed by §122C-22. (a)(3). This substance use disorder service may be provided in an IMD.

Service Specifics, Limitations/ Exclusions (not all inclusive):  
1. The case management component of IIH, MST, CST, ACT, SAIOP, SACOT & CADT can be provided to those admitted to or discharged from this service. Support provided should be delivered in coordination with the Inpatient facility.
2. Discharge planning shall begin upon admission to the service.
3. This level of care must be capable of initiating or continuing any MAT that supports the member in their recovery from substance use.
4. Prior authorization is not required for MCD BH Services rendered to Medicare/Medicaid dual eligible members or members with 3rd-party insurance because MCD is the payer of last resort.  When MCD becomes the primary payer, a primary payer auth denial/ exhaustion of benefits letter is submitted with the MCD TAR.
5. For ADATCs: For members under the age of 21, admission authorization shall be requested by the facility the next business day following admission if the individual presents directly to the facility, by submitting a completed Non-Covered State Medicaid Plan Services Request Form to the Health Plan. To request re-authorization, the ADATC shall submit a completed Electronic Authorization Request to the Health Plan prior to the expiration of the admission authorization.  The form shall be submitted by the ADATC on the last covered day of the existing authorization (or the previous business day if the last covered day occurs on a weekend or holiday).

Service Code
100 – MCD Inpatient Behavioral Health Services: Medically Managed Intensive Inpatient Services, Using DRG
Diagnosis Group
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Inpatient Behavioral Health Services: Medically Managed Intensive Inpatient Services (MCD) – 160 (Using DRG, Services in an IMD)

Authorization Guidelines:

Brief Service Description: This is an ASAM Level 4 for adolescent and adult members whose acute biomedical, emotional, behavioral and cognitive problems are so severe that they require primary medical and nursing care. The outcome of this level of care is stabilization of acute signs and symptoms of substance use, and a primary focus of the treatment plan should be coordination of care to ensure a smooth transition to the next clinically appropriate level of care.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period:
Prior authorization is not required for the first 72 hours of service.

Initial Requests (after pass-through):
1. TAR: prior authorization required within the first 72 hours of service initiation.
2. CCA or DA: Required, an initial assessment must be completed within 72 hours of admission and updated prior to discharge to determine the next clinically appropriate level of care. See CCP Section 7.5 for specific requirements.
3. Certificate of Need (CON): Required at admission to a freestanding psych hospital or within 14 calendar days of an emergency admission for members under 21.
4. Service Order: Required, signed by a physician, LP, PA, or NP. A signed H&P/ Initial Psychiatric Eval meets this requirement.
5. Service Plan/ Plan of Care/ Tx Plan: Required
6. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required. 
2. Updated Tx Plan/ PCP: Required
3. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Initial & Reauthorization requests (after the pass-through): must be submitted prior to the end of the current auth. A late submission resulting in unauthorized days requires splitting the stay for claims payment purposes.
2. Retrospective auths due to late submissions is not permitted.

Units: Per diem based on the midnight bed count
Age Group: Adolescent and Adult
Place of Service: This service may be provided in a licensed community hospital or a facility licensed under 10A NCAC 27G .6000, unless provided by an IHS or compact operated by a Federally Recognized Tribe as allowed in 25 USC 1621t and 1647a, or provided by a State or Federally operated facility as allowed by §122C-22. (a)(3). This substance use disorder service may be provided in an IMD.

Service Specifics, Limitations/ Exclusions (not all inclusive):  
1. The case management component of IIH, MST, CST, ACT, SAIOP, SACOT & CADT can be provided to those admitted to or discharged from this service. Support provided should be delivered in coordination with the Inpatient facility.
2. Discharge planning shall begin upon admission to the service.
3. This level of care must be capable of initiating or continuing any MAT that supports the member in their recovery from substance use.
4. Prior authorization is not required for MCD BH Services rendered to Medicare/Medicaid dual eligible members or members with 3rd-party insurance because MCD is the payer of last resort.  When MCD becomes the primary payer, a primary payer auth denial/ exhaustion of benefits letter is submitted with the MCD TAR.
5. For ADATCs: For members under the age of 21, admission authorization shall be requested by the facility the next business day following admission if the individual presents directly to the facility, by submitting a completed Non-Covered State Medicaid Plan Services Request Form to the Health Plan. To request re-authorization, the ADATC shall submit a completed Electronic Authorization Request to the Health Plan prior to the expiration of the admission authorization.  The form shall be submitted by the ADATC on the last covered day of the existing authorization (or the previous business day if the last covered day occurs on a weekend or holiday).

Service Code
160 – MCD Inpatient Behavioral Health Services: Medically Managed Intensive Inpatient Services, Using DRG, Services in an IMD
Diagnosis Group
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Inpatient Behavioral Health Services: Medically Managed Intensive Inpatient Withdrawal Management Service (State-Funded) – 100

Authorization Guidelines:

Brief Service Description: This is an ASAM Level 4-WM for adults whose withdrawal signs and symptoms are sufficiently severe to require primary medical and nursing care, 24-hour observation, monitoring, and withdrawal management services in a medically monitored inpatient setting. The intended outcome of this level of care is to sufficiently resolve the signs and symptoms of withdrawal so the individual can be safely managed at a less intensive level of care.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for the first 72 hours of service.

Initial Requests (after pass-through):
1. TAR: prior authorization required within the first 72 hours of service initiation. 
2. Certificate of Need (CON): Must be obtained by the admitting hospital for persons under age 21.
3. CCA or DA: Required. An initial assessment must be completed within 72 hours of admission and updated prior to discharge to determine the next clinically appropriate level of care. See Service Definition Section 7.4 for specific requirements. 
4. Service Order: Required, signed by a physician, LP, PA, or NP. A signed H&P/ Initial Psychiatric Eval meets this requirement.
5. Service Plan: Required
6. Submission of all records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior approval required
2. Updated Service Plan/ Treatment Plan/ PCP: recently reviewed detailing the individual’s progress with the service.
3. Submission of all records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Initial (after the pass-through)/ Reauthorization requests: Up to 7 days/ units per auth
2. Concurrent requests must be submitted prior to the end of the current auth. A late submission resulting in unauth’d days requires splitting the stay for claims payment purposes.

Units: Per diem based on the midnight bed count. Physician and other professional time are included in the daily rate and cannot be billed separately.

Age Group: Aged 18 and older

Population Served: Primary Substance Use Diagnosis only

Place of Service: Services shall be provided in a licensed 24-hour inpatient setting. This service may be provided in a licensed community hospital or a facility licensed under 10A NCAC 27G .6000 unless provided by an IHS or compact operated by a Federally Recognized Tribe as allowed in 25 USC 1621t and 1647a. This substance use disorder service may be provided in an IMD.

Service Specifics, Limitations/ Exclusions (not all inclusive):
1. The case management component of IIH, MST, CST, ACT, SAIOP, & SACOT can be provided to those admitted to or discharged from this service. Support provided should be delivered in coordination with the Inpatient facility.
2. Provider must verify eligibility each time a service is rendered.
3. This level of care must be capable of initiating or continuing any MAT that supports the individual in their recovery from substance use.
4. Discharge planning shall begin upon admission to the service.

Service Code
100 – State-Funded Inpatient Behavioral Health Services: Medically Managed Intensive Inpatient Withdrawal Management Service
Diagnosis Group
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Inpatient Behavioral Health Services: Medically Managed Intensive Inpatient Withdrawal Management Services (MCD) – 100 (Using DRG)

Authorization Guidelines:

Brief Service Description: This is an ASAM Level 4-WM for adult members whose withdrawal signs and symptoms are sufficiently severe to require primary medical and nursing care, 24-hour observation, monitoring, and withdrawal management services in a medically monitored inpatient setting. The intended outcome of this level of care is to sufficiently resolve the signs and symptoms of withdrawal so the member can be safely managed at a less intensive level of care.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for the first 72 hours of service.

Initial Requests (after pass-through):
1. TAR: prior authorization required within the first 72 hours of service initiation.
2. CCA or DA: Required, an initial assessment must be completed within 72 hours of admission and updated prior to discharge to determine the next clinically appropriate level of care. See CCP Section 7.5 for specific requirements.
3. Certificate of Need (CON): Required at admission to a freestanding psych hospital or within 14 calendar days of an emergency admission for members under 21.
4. Service Order: Required, signed by a physician, LP, PA, or NP. A signed H&P/ Initial Psychiatric Eval meets this requirement.
5. Service Plan/ Plan of Care/ Tx Plan: Required
6. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required. 
2. Updated Tx Plan/ PCP: Required
3. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Length of Stay:  
1. Initial & Reauthorization requests (after the pass-through): must be submitted prior to the end of the current auth. A late submission resulting in unauthorized days requires splitting the stay for claims payment purposes.
2. Retrospective auths due to late submissions is not permitted.

Units: Per diem based on the midnight bed count

Age Group: 18 and older

Place of Service: May be provided in a licensed community hospital or a facility licensed under 10A NCAC 27G .6000 unless provided by an IHS or compact operated by a Federally Recognized Tribe as allowed in 25 USC 1621t and 1647a, or provided by a State or Federally operated facility as allowed by §122C-22.(a)(3). This substance use disorder service may be provided in an IMD.

Service Specifics, Limitations/ Exclusions (not all inclusive):  
1. The case management component of IIH, MST, CST, ACT, SAIOP, & SACOT can be provided to those admitted to or discharged from this service. Support provided should be delivered in coordination with the Inpatient facility.
2. Discharge planning shall begin upon admission to the service.
3. This level of care must be capable of initiating or continuing any MAT that supports the member in their recovery from substance use.
4. Prior authorization is not required for MCD BH Services rendered to Medicare/Medicaid dual eligible members or members with 3rd-party insurance because MCD is the payer of last resort.  When MCD becomes the primary payer, a primary payer auth denial/ exhaustion of benefits letter is submitted with the MCD TAR.
5. For ADATCs: For members under the age of 21, admission authorization shall be requested by the facility the next business day following admission if the individual presents directly to the facility, by submitting a completed Non-Covered State Medicaid Plan Services Request Form to the Health Plan. To request re-authorization, the ADATC shall submit a completed Electronic Authorization Request to the Health Plan prior to the expiration of the admission authorization.  The form shall be submitted by the ADATC on the last covered day of the existing authorization (or the previous business day if the last covered day occurs on a weekend or holiday).

Service Code
100 – MCD Inpatient Behavioral Health Services: Medically Managed Intensive Inpatient Withdrawal Management Services, Using DRG
Diagnosis Group
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Inpatient Behavioral Health Services: Medically Managed Intensive Inpatient Withdrawal Management Services (MCD) – 160 (Using DRG, Services in an IMD)

Authorization Guidelines:

Brief Service Description: This is an ASAM Level 4-WM for adult members whose withdrawal signs and symptoms are sufficiently severe to require primary medical and nursing care, 24-hour observation, monitoring, and withdrawal management services in a medically monitored inpatient setting. The intended outcome of this level of care is to sufficiently resolve the signs and symptoms of withdrawal so the member can be safely managed at a less intensive level of care.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for the first 72 hours of service.

Initial Requests (after pass-through):
1. TAR: prior authorization required within the first 72 hours of service initiation.
2. CCA or DA: Required, an initial assessment must be completed within 72 hours of admission and updated prior to discharge to determine the next clinically appropriate level of care. See CCP Section 7.5 for specific requirements.
3. Certificate of Need (CON): Required at admission to a freestanding psych hospital or within 14 calendar days of an emergency admission for members under 21.
4. Service Order: Required, signed by a physician, LP, PA, or NP. A signed H&P/ Initial Psychiatric Eval meets this requirement.
5. Service Plan/ Plan of Care/ Tx Plan: Required
6. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required. 
2. Updated Tx Plan/ PCP: Required
3. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Length of Stay:  
1. Initial & Reauthorization requests (after the pass-through): must be submitted prior to the end of the current auth. A late submission resulting in unauthorized days requires splitting the stay for claims payment purposes.
2. Retrospective auths due to late submissions is not permitted.

Units: Per diem based on the midnight bed count

Age Group: 18 and older

Place of Service: May be provided in a licensed community hospital or a facility licensed under 10A NCAC 27G .6000 unless provided by an IHS or compact operated by a Federally Recognized Tribe as allowed in 25 USC 1621t and 1647a, or provided by a State or Federally operated facility as allowed by §122C-22.(a)(3). This substance use disorder service may be provided in an IMD.

Service Specifics, Limitations/ Exclusions (not all inclusive):  
1. The case management component of IIH, MST, CST, ACT, SAIOP, & SACOT can be provided to those admitted to or discharged from this service. Support provided should be delivered in coordination with the Inpatient facility.
2. Discharge planning shall begin upon admission to the service.
3. This level of care must be capable of initiating or continuing any MAT that supports the member in their recovery from substance use.
4. Prior authorization is not required for MCD BH Services rendered to Medicare/Medicaid dual eligible members or members with 3rd-party insurance because MCD is the payer of last resort.  When MCD becomes the primary payer, a primary payer auth denial/ exhaustion of benefits letter is submitted with the MCD TAR.
5. For ADATCs: For members under the age of 21, admission authorization shall be requested by the facility the next business day following admission if the individual presents directly to the facility, by submitting a completed Non-Covered State Medicaid Plan Services Request Form to the Health Plan. To request re-authorization, the ADATC shall submit a completed Electronic Authorization Request to the Health Plan prior to the expiration of the admission authorization.  The form shall be submitted by the ADATC on the last covered day of the existing authorization (or the previous business day if the last covered day occurs on a weekend or holiday).

Service Code
160 – MCD Inpatient Behavioral Health Services: Medically Managed Intensive Inpatient Withdrawal Management Services, Using DRG, Services in an IMD
Diagnosis Group
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Intensive In-Home (MCD) – H2022

Authorization Guidelines:

Brief Service Description: Intensive In-Home (IIH) service is a team approach designed to address the identified needs of children and adolescents who, due to serious and chronic symptoms of an emotional, behavioral, or substance use disorder, are unable to remain stable in the community without intensive interventions.  This is a time-limited, intensive child and family intervention based on the clinical needs of the member. Services are authorized for one individual child in the family and the parent or caregiver must be an active participant in the treatment.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive): 
1. CCA: Required
2. Complete PCP: Required
3. Service Order: Required, signed by MD, DO, NP, PA, or a Licensed Psychologist.
4. Child/Adolescent Discharge/ Transition Plan
5. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Length of Stay: It is expected that service frequency shall decrease over time: at least 12 face-to-face contacts are required in the 1st month, and at least 6 face-to face contacts per month are required in the 2nd & 3rd months.

Units: One unit = 1 event. One event = a contact of at least 2 hours.

Age Group: Children & Adolescents

Level of Care: ASAM Level 2.1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. IIH services cannot be provided during the same auth period as: a) MST; b) CADT; c) Individual, Group and Family therapy; d) SAIOP; e) Child Residential Tx: Level II Program Type through Level IV; f) PRTF; or g) Substance Abuse Residential Services

Service Code
H2022
Diagnosis Group
Mental Health
Substance Abuse
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Intensive In-Home Services (State-Funded) – H2022

Authorization Guidelines:

Brief Service Description: Service is a team approach designed to address the identified needs of children and adolescents who, due to serious and chronic symptoms of an emotional, behavioral, or SU disorder, are unable to remain stable in the community without intensive interventions. This is a time-limited, intensive child and family intervention based on the clinical needs of the individual. IIH services are auth’d for one individual child in the family. The parent or caregiver must be an active participant in the tx. Services are generally more intensive at the beginning of tx and decrease over time as the individual’s skills develop.  This service is not delivered in a group setting.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required  
2. CCA: Required, w/ IIH indicated and outpatient tx services considered or previously attempted but were found to be inappropriate or not effective. The CANS is required for recipients over 3 but under 7 years old. Must include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
3. Complete PCP: Required
4. Service Order: Required
5. Submission of all records that support the recipient has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior authorization is required
2. Complete PCP: recently reviewed detailing the individual’s progress with the service. 
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
4. Submission of all records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Up to 60 days per authorization.
2. It is expected that service frequency will be titrated down after the initial auth. At least 12 face-to-face contacts are required in the first month, and at least 6 face-to-face contacts per month are required in the second and third months of IIH services.
3. No more than 6 months per calendar year.

Units:
1. One unit = 1 episode. This service is billed per diem, with a 2-hour minimum. When the total contact time per date of service meets or exceeds 2 hours, it is a billable event.
2. Typically 16 units per month for the initial auth, with reauthorizations titrating downward.

Age Group: Children & Adolescents (Ages 3 through 17)

Level of Care: ASAM Level of 2.1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. IIH services may not be provided during the same authorization period as: MST; CADT; individual, group and family therapy; SAIOP; child residential treatment services Level II Program Type through Level IV; PRTF; or substance abuse residential services. 
2. No more than one individual in the home may receive IIH services during any active auth period.  

Service Code
H2022 – State-Funded Intensive In-Home Services
Diagnosis Group
Mental Health
Substance Abuse
Age Group
Age 3 - 17
Benefit Plan
State
Prior Authorization Required
Yes

Intermediate Care Facilities for Individuals with Intellectual Disabilities (MCD) – 100

Authorization Guidelines:

Brief Service Description: An Intermediate Care Facility for Individuals with Intellectual Disabilities is an institution that functions primarily for the diagnosis, treatment or rehabilitation of individuals with intellectual disabilities or persons with a related condition and provides ongoing evaluation, planning, 24-hour supervision, coordination, and integration of health or rehabilitative services to help each individual function at his or her greatest ability.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: prior approval required
2. LOC Eligibility Determination Tool and Med Eval Attachment: Required, signed by the physician w/in the last 30 days.
3. Meets ICF/IID criteria for IDD services, including evidence of an IDD dx before age of 22 or TBI.
4. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior approval required
2. LOC Eligibility Determination Tool and Med Eval Attachment: Required, updated w/in the last 180 days.
3. Meets ICF/IID criteria for IDD services, including evidence of an IDD dx before age of 22 or TBI.
4. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Up to 366 days for all requests
2. LOC forms must still be submitted every 180 days from the doctor’s signature even when there is an authorization in place. 
3. LOCs are uploaded in Provider Direct, in the IDD LOC Module.  
4. If unable to submit through the IDD Module, email to UM@Trilliumnc.org.

Units: One day = 1 unit  

Age Group: Children/ Adolescents & Adults

Level of Care: Eligibility for ICF/IID level of care is based on each member’s need for the service and not merely on the dx.  Attachment B of the CCP details the functional limitations as defined by the developmental disabilities’ assistance and bill of rights act of 2000.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. MCD will not cover this service to maintain generally independent members who are able to function with little supervision or in the absence of a continuous active treatment program.
2. The date of admission is counted as the 1st day the member occupies a bed at the midnight census. The date of discharge is counted as the last day the member occupies a bed at the midnight census.
3. The discharge date is not considered a day of patient care and is not billable to Medicaid.  
4. Reimbursement is at a per diem rate that is all inclusive except for medical and dental services.
5. Rubicon Process: RUBICON members must follow the process outlined by RUBICON. For Rubicon members, do not send LOCs directly to Trillium, please forward them to RUBICON Management. Rubicon will upload LOCs and notify UM by email only when unable to upload in IDD LOC Module.

Service Code
100
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Medically Monitored Inpatient Withdrawal Management Service (MCD) – H0010

Authorization Guidelines:

Brief Service Description: This is an organized facility-based service that is delivered by medical and nursing professionals who provide 24-hour medically directed observation, evaluation, monitoring, and withdrawal management in a licensed facility. This is for a beneficiary whose withdrawal signs and symptoms are sufficiently severe to require 24-hour observation, monitoring, and treatment in a medically monitored inpatient setting. A beneficiary at this level of care does not need the full resources of an acute care general hospital or a medically managed intensive inpatient treatment program.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: completed within three calendar days of the admission
2. Service Plan: Required, regularly reviewed detailing the members’ progress with the service
3. Service Order: Required, signed by a physician, PA, or NP.
4. Discharge Planning: Step-down discharge ASAM LOC must be determined as part of the CCA
5. Clinical Institute Withdrawal Assessment of Alcohol Scale, Revised (CIWA-Ar) score(s): Required
6. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 1 day

Age Group: Adolescents and Adults (aged 18 and older)

Level of Care: ASAM Level 3.7 WM. The ASAM Score must be supported with detailed clinical documentation on each of the six ASAM dimensions.

Service Specifics, Limitations/ Exclusions (not all inclusive):  
1. Provider shall verify each Medicaid beneficiary’s eligibility each time a service is rendered.
2. Clinical and administrative supervision is covered as an indirect cost and part of the rate
3. Service must not be billed on the same day (except day of admission or discharge) as: Residential levels of care; Other withdrawal management services; Outpatient treatment services; SAIOP; SACOT; ACT; CST; Supported Employment; Psychiatric Rehabilitation; Peer Support Services; Mobile Crisis Management; Partial Hospitalization; Facility Based Crisis (Adult)

Service Code
H0010 – MCD Medically Monitored Inpatient Withdrawal Management Service
Diagnosis Group
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Mobile Crisis Management (MCD) – H2011

Authorization Guidelines:

Brief Service Description: Mobile Crisis Management (MCM) involves all support, services and treatments necessary to provide integrated crisis response, crisis stabilization interventions, and crisis prevention activities. This service is designed to rapidly assess crisis situations and a member’s clinical condition, to triage the severity of the crisis, and to provide immediate, focused crisis intervention services which are mobilized based on the type and severity of crisis.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive): 
1. Service Note(s): Required
2. ASAM: If applicable, the ASAM Score must be supported with detailed clinical documentation on each of the six ASAM dimensions.
3. Person Centered Plan (PCP) Revision Recommendations: Required for those already receiving services, Mobile Crisis Management (MCM) must recommend revisions to existing crisis plan components in PCPs.
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: 1 unit = 15 minutes  

Age Group: Children, Adolescents & Adults

Place of Service: Community settings

Service Specifics, Limitations/ Exclusions (not all inclusive): 
1. The crisis management provider must contact the MCO to determine if the member is enrolled with a provider that should be involved with the response.  Medicaid shall not cover services when the service unnecessarily duplicates another provider’s authorized service.
2. Service shall be used to divert members from inpatient psychiatric and detoxification services.
3. Priority should be given to a member with a history of multiple crisis episodes or who are at substantial risk of future crises.
4. May not be provided concurrently w/: ACT, CST, IIH, MST, MCSART, NMCSART, Withdrawal services, Inpatient services, PRTF (Except on the day of admission for Inpatient & PRTF).

Service Code
H2011 – MCD Mobile Crisis Management
Diagnosis Group
Intellectual Development Disability
Substance Abuse
Mental Health
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Mobile Crisis Management (State-Funded) – H2011

Authorization Guidelines:

Brief Service Description: Involves all support, services, and tx necessary to provide integrated crisis response, crisis stabilization interventions, and crisis prevention activities. Services are always available, 24 hours a day, seven days a week, 365 days a year. Crisis response provides an immediate evaluation, triage and access to acute MH, IDD, or SU services, tx, and supports to effect symptom reduction, harm reduction, or to safely transition persons in acute crises to appropriate crisis stabilization and detox supports or services. Services will be used to divert individuals from inpatient psychiatric and detox services. These services are not used as “step down” services from inpatient hospitalization. Service is telehealth eligible (GT modifier not required).

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for the first 32 units of crisis services per episode.

Initial (after pass-through) & Reauthorization Requests: 
1. TAR: prior authorization required within 48 hours of exhausting unmanaged units. 
Note: Clinical docs are only required if more than 8 additional units are requested.
2. Service Note(s): Required
3. ASAM: If applicable, the ASAM Score must be supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
4. Person Centered Plan (PCP): Required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SU services.
5. Submission of applicable records that support the individual has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 15 minutes
Age Group: Children, Adolescents & Adults
Population Served: Mental Health, Substance Use and Intellectual/ Developmental Disability

Service Specifics, Limitations/ Exclusions (not all inclusive): 
1. Priority should be given to individuals with a history of multiple crisis episodes or who are at substantial risk of future crises.
2. Mobile Crisis Management must develop a Crisis Plan before discharge for individuals new to the public system.
3. Services related to this policy are not covered when the service duplicates another provider’s service. 
4. Services that may not be concurrently provided include: ACT, CST, IIH, MST, Medical Community Substance Abuse Residential Tx, Non-Medical Community Substance Abuse Residential Tx, Detoxification Services, Inpatient SU Tx, Inpatient Psychiatric Tx, and Psychiatric Residential Tx Facility except for the day of admission.

Service Code
H2011– State-Funded Mobile Crisis Management
Diagnosis Group
Mental Health
Substance Abuse
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Multisystemic Therapy (MCD) – H2033 HA (Case Rate)

Authorization Guidelines:

Brief Service Description: This is a program designed for youth between the ages 7 through 19 who: a) have antisocial, aggressive or violent behaviors; b) are at risk of out-of-home placement due to delinquency; c) adjudicated youth returning from out-of-home placement; d) chronic or violent juvenile offenders; or e) youth with serious emotional disturbances or a substance use disorder and their families. MST provides an intensive model of tx based on empirical data and evidence-based interventions that target specific behaviors with individualized behavioral interventions. The purpose of this program is to keep youth in the home by delivering an intensive therapy to the family within the home.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required. 
2. Complete PCP: Required. The amount, duration, and frequency of the service must be included.  PCP should be reviewed and detail the member’s progress on a regular basis.
3. Service Order: Required, signed by a physician, PA, NP, or a Licensed Psychologist.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 1 tx episode  
Age Group: Children & Adolescents (Age 7 through 19)

Level of Care: ASAM Level 2.1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. MST services cannot be provided during the same auth period as: CADT; Hourly Respite; Individual, Group and Family therapy; SAIOP; Child Residential Tx: Level II Program Type through Level IV; or Substance Abuse Residential Services

Service Code
H2033 HA Case Rate
Diagnosis Group
Mental Health
Substance Abuse
Age Group
Age 7 - 19
Benefit Plan
Medicaid
Prior Authorization Required
No

Multisystemic Therapy (MCD) – H2033 HA U1 (Shadow Claim)

Authorization Guidelines:

Brief Service Description: This is a program designed for youth between the ages 7 through 19 who: a) have antisocial, aggressive or violent behaviors; b) are at risk of out-of-home placement due to delinquency; c) adjudicated youth returning from out-of-home placement; d) chronic or violent juvenile offenders; or e) youth with serious emotional disturbances or a substance use disorder and their families. MST provides an intensive model of tx based on empirical data and evidence-based interventions that target specific behaviors with individualized behavioral interventions. The purpose of this program is to keep youth in the home by delivering an intensive therapy to the family within the home.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required. 
2. Complete PCP: Required. The amount, duration, and frequency of the service must be included.  PCP should be reviewed and detail the member’s progress on a regular basis.
3. Service Order: Required, signed by a physician, PA, NP, or a Licensed Psychologist.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 1 tx episode  
Age Group: Children & Adolescents (Age 7 through 19)

Level of Care: ASAM Level 2.1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. MST services cannot be provided during the same auth period as: CADT; Hourly Respite; Individual, Group and Family therapy; SAIOP; Child Residential Tx: Level II Program Type through Level IV; or Substance Abuse Residential Services

Service Code
H2033 HA U1 Shadow Claim
Diagnosis Group
Mental Health
Substance Abuse
Age Group
Age 7 - 19
Benefit Plan
Medicaid
Prior Authorization Required
No

Multisystemic Therapy (State-Funded) – H2033 HA (Case Rate)

Authorization Guidelines:

Brief Service Description: A program designed for youth between the ages 7 through 17 who have antisocial, aggressive or violent behaviors, are at risk of out-of-home placement due to delinquency or; adjudicated youth returning from out-of-home placement or; chronic or violent juvenile offenders, or youth with serious emotional disturbances or a substance use disorder and their families. The purpose of this program is to keep youth in the home by delivering an intensive therapy to the family within the home. MST involves families and other systems such as the school, probation officers, extended families, and community connections.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required  
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
3. Complete PCP: Required, to include the amount, duration, and frequency of the service
4. Service Order: Required
5. Submission of all records that support the recipient has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior authorization is required
2. Complete PCP: recently reviewed detailing the individual’s progress with the service. 
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
4. Submission of all records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. The duration of MST is typically 5 months. 
2. The initial auth may not exceed 5 month. 
3. A minimum of 12 contacts must occur within the first month. For the 2nd and 3rd months, an average of 6 contacts must occur each month. It is expected that service frequency will be titrated over the last 2 months.

Units:
1. One unit = 15 minutes. 
2. No more than 480 units of services may be provided in a 3-month period.

Age Group: Children & Adolescents (Ages 7 through 17)

Level of Care: ASAM Level of 2.1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. MST is limited to one tx episode per lifetime.
2. MST services may not be billed for recipients receiving IIH, CADT, SAIOP, Hourly Respite, individual, group or family therapy, child residential Level II–IV, or substance abuse residential services.

Service Code
H2033 HA – State-Funded Multisystemic Therapy, Case Rate
Diagnosis Group
Mental Health
Substance Abuse
Age Group
Age 7 - 17
Benefit Plan
State
Prior Authorization Required
Yes

Multisystemic Therapy (State-Funded) – H2033 HA U1 (Shadow Claim)

Authorization Guidelines:

Brief Service Description: A program designed for youth between the ages 7 through 17 who have antisocial, aggressive or violent behaviors, are at risk of out-of-home placement due to delinquency or; adjudicated youth returning from out-of-home placement or; chronic or violent juvenile offenders, or youth with serious emotional disturbances or a substance use disorder and their families. The purpose of this program is to keep youth in the home by delivering an intensive therapy to the family within the home. MST involves families and other systems such as the school, probation officers, extended families, and community connections.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required  
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
3. Complete PCP: Required, to include the amount, duration, and frequency of the service
4. Service Order: Required
5. Submission of all records that support the recipient has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior authorization is required
2. Complete PCP: recently reviewed detailing the individual’s progress with the service. 
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
4. Submission of all records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. The duration of MST is typically 5 months. 
2. The initial auth may not exceed 5 month. 
3. A minimum of 12 contacts must occur within the first month. For the 2nd and 3rd months, an average of 6 contacts must occur each month. It is expected that service frequency will be titrated over the last 2 months.

Units:
1. One unit = 15 minutes. 
2. No more than 480 units of services may be provided in a 3-month period.

Age Group: Children & Adolescents (Ages 7 through 17)

Level of Care: ASAM Level of 2.1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. MST is limited to one tx episode per lifetime.
2. MST services may not be billed for recipients receiving IIH, CADT, SAIOP, Hourly Respite, individual, group or family therapy, child residential Level II–IV, or substance abuse residential services.

Service Code
H2033 HA U1 – State-Funded Multisystemic Therapy, Shadow Claim
Diagnosis Group
Mental Health
Substance Abuse
Age Group
Age 7 - 17
Benefit Plan
State
Prior Authorization Required
No

Natural Supports Education (INN) – S5110 (Individual)

Authorization Guidelines:

Brief Service Description: Natural Supports Education provides training to families and the members’ natural support network in order to enhance the decision-making capacity of the natural support network, provide orientation regarding the nature and impact of the intellectual and other developmental disabilities upon the member, provide education and training on intervention and strategies, and provide education and training in the use of specialized equipment and supplies. The requested education and training must have outcomes directly related to the needs of the member or the natural support network’s ability to provide care and support to the member. The expected outcome of this training is to develop and support greater access to the community by the member by strengthening his or her natural support network.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) Long range outcomes directly related to the needs of the member or natural support’s ability to provide care and support to the member, e) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. In addition to individualized natural support education, reimbursement will be made for enrollment fees and materials related to attendance at conferences and classes by the primary caregiver.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Reimbursement for conference and class attendance will be limited to $1,000 per year.
2.    The cost of transportation, lodging, and meals are not included in this service.
3.    Natural Supports Education excludes training furnished to family members through Specialized Consultation Services.
4.    Training and education, including reimbursement for conferences, are excluded for family members and natural support networks when those members are employed to provide supervision and care to the member.
5.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
6.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
S5110 - Natural Supports Education
Diagnosis Group
Intellectual Development Disability
Age Group
Child
Adult
18-20
Benefit Plan
Innovations
Prior Authorization Required
Yes

Natural Supports Education (INN) – S5110 GT (Individual, Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Natural Supports Education provides training to families and the members’ natural support network in order to enhance the decision-making capacity of the natural support network, provide orientation regarding the nature and impact of the intellectual and other developmental disabilities upon the member, provide education and training on intervention and strategies, and provide education and training in the use of specialized equipment and supplies. The requested education and training must have outcomes directly related to the needs of the member or the natural support network’s ability to provide care and support to the member. The expected outcome of this training is to develop and support greater access to the community by the member by strengthening his or her natural support network.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) Long range outcomes directly related to the needs of the member or natural support’s ability to provide care and support to the member, e) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. In addition to individualized natural support education, reimbursement will be made for enrollment fees and materials related to attendance at conferences and classes by the primary caregiver.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Reimbursement for conference and class attendance will be limited to $1,000 per year.
2.    The cost of transportation, lodging, and meals are not included in this service.
3.    Natural Supports Education excludes training furnished to family members through Specialized Consultation Services.
4.    Training and education, including reimbursement for conferences, are excluded for family members and natural support networks when those members are employed to provide supervision and care to the member.
5.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
6.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
S5110 GT – INN Natural Supports Education, Individual, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Natural Supports Education (INN) – S5111 (Conference)

Authorization Guidelines:

Brief Service Description: Natural Supports Education provides training to families and the members’ natural support network in order to enhance the decision-making capacity of the natural support network, provide orientation regarding the nature and impact of the intellectual and other developmental disabilities upon the member, provide education and training on intervention and strategies, and provide education and training in the use of specialized equipment and supplies. The requested education and training must have outcomes directly related to the needs of the member or the natural support network’s ability to provide care and support to the member. The expected outcome of this training is to develop and support greater access to the community by the member by strengthening his or her natural support network.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) Long range outcomes directly related to the needs of the member or natural support’s ability to provide care and support to the member, e) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. In addition to individualized natural support education, reimbursement will be made for enrollment fees and materials related to attendance at conferences and classes by the primary caregiver.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Reimbursement for conference and class attendance will be limited to $1,000 per year.
2.    The cost of transportation, lodging, and meals are not included in this service.
3.    Natural Supports Education excludes training furnished to family members through Specialized Consultation Services.
4.    Training and education, including reimbursement for conferences, are excluded for family members and natural support networks when those members are employed to provide supervision and care to the member.
5.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
6.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
S5111 - Natural Supports Education-Conference
Diagnosis Group
Intellectual Development Disability
Age Group
Child
Adult
18-20
Benefit Plan
Innovations
Prior Authorization Required
Yes

Natural Supports Education (INN) – S5111 GT (Conference, Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Natural Supports Education provides training to families and the members’ natural support network in order to enhance the decision-making capacity of the natural support network, provide orientation regarding the nature and impact of the intellectual and other developmental disabilities upon the member, provide education and training on intervention and strategies, and provide education and training in the use of specialized equipment and supplies. The requested education and training must have outcomes directly related to the needs of the member or the natural support network’s ability to provide care and support to the member. The expected outcome of this training is to develop and support greater access to the community by the member by strengthening his or her natural support network.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) Long range outcomes directly related to the needs of the member or natural support’s ability to provide care and support to the member, e) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. In addition to individualized natural support education, reimbursement will be made for enrollment fees and materials related to attendance at conferences and classes by the primary caregiver.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Reimbursement for conference and class attendance will be limited to $1,000 per year.
2.    The cost of transportation, lodging, and meals are not included in this service.
3.    Natural Supports Education excludes training furnished to family members through Specialized Consultation Services.
4.    Training and education, including reimbursement for conferences, are excluded for family members and natural support networks when those members are employed to provide supervision and care to the member.
5.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
6.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
S5111 GT – INN Natural Supports Education, Conference, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Neurobehavioral Exam (MCD) – 96116 (First Hour)

Authorization Guidelines:

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A. For substance use disorders, clinical across the six ASAM criteria assessment dimensions is required.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychological Testing does not cover testing for the purpose of educational testing; if requested by the school or legal system, unless MN exists for the psychological testing; if the proposed psychological testing measures have no standardized norms or documented validity, or; if the focus of assessment is not the symptoms of the current diagnosis. 
2. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
3. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
4. Testing must include all elements detailed in the CCP.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.

Service Code
96116 - Exam of Neurobehavioral Status, First Hour
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Neurobehavioral Exam (MCD) – 96121 (Each Add'l Hour)

Authorization Guidelines:

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A. For substance use disorders, clinical across the six ASAM criteria assessment dimensions is required.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychological Testing does not cover testing for the purpose of educational testing; if requested by the school or legal system, unless MN exists for the psychological testing; if the proposed psychological testing measures have no standardized norms or documented validity, or; if the focus of assessment is not the symptoms of the current diagnosis. 
2. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
3. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
4. Testing must include all elements detailed in the CCP.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.

Service Code
96121 - Exam of Neurobehavioral Status, Each Additional Hour
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Neurobehavioral Exam (State-Funded) – 96116 (First Hour)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced.

Auth Submission Requirements
All Requests: TAR: required if the unmanaged units have been exhausted.  Providers may seek prior approval if they are unsure the recipient has reached their unmanaged visit limit.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.

Authorization Parameters
Units: 
1. The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
2. Up to 9 unmanaged units of testing administration.  

Age Group: Children/ Adolescents & Adults
Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Testing for the following is not covered: a) for the purpose of educational testing; b) if requested by the school or legal system, unless MN exists for the psych testing; c) if the proposed psych testing measures have no standardized norms or documented validity, OR; d) if the focus is not the symptoms of the DSM-5 diagnosis. 
2. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
3. A Psychiatric Diagnostic Interview is not allowed on the same day as Psychological Testing when provided by the same provider.
4. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
5. May only be performed by licensed psychologists, licensed psychological associates, and qualified physicians.
6. Testing must include all elements detailed in the service definition.
7. The provider shall communicate and coordinate care with others providing care.

Service Code
96116 – State-Funded Neurobehavioral Exam, First Hour
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Adult
18-20
Child
Benefit Plan
State
Prior Authorization Required
No

Neurobehavioral Exam (State-Funded) – 96121 (Each Add'l Hour)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced.

Auth Submission Requirements
All Requests: TAR: required if the unmanaged units have been exhausted.  Providers may seek prior approval if they are unsure the recipient has reached their unmanaged visit limit.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.

Authorization Parameters
Units: 
1. The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
2. Up to 9 unmanaged units of testing administration.  

Age Group: Children/ Adolescents & Adults
Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Testing for the following is not covered: a) for the purpose of educational testing; b) if requested by the school or legal system, unless MN exists for the psych testing; c) if the proposed psych testing measures have no standardized norms or documented validity, OR; d) if the focus is not the symptoms of the DSM-5 diagnosis. 
2. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
3. A Psychiatric Diagnostic Interview is not allowed on the same day as Psychological Testing when provided by the same provider.
4. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
5. May only be performed by licensed psychologists, licensed psychological associates, and qualified physicians.
6. Testing must include all elements detailed in the service definition.
7. The provider shall communicate and coordinate care with others providing care.

Service Code
96121 – State-Funded Neurobehavioral Exam, Each Add'l Hour
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Neuropsychological/ Neurobehavioral Evaluation of Testing (MCD) – 96132 (First Hour)

Authorization Guidelines:

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A. For substance use disorders, clinical across the six ASAM criteria assessment dimensions is required.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychological Testing does not cover testing for the purpose of educational testing; if requested by the school or legal system, unless MN exists for the psychological testing; if the proposed psychological testing measures have no standardized norms or documented validity, or; if the focus of assessment is not the symptoms of the current diagnosis. 
2. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
3. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
4. Testing must include all elements detailed in the CCP.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.

Service Code
96132 - Evaluation of Neuropsychological Test, First Hour
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Neuropsychological/ Neurobehavioral Evaluation of Testing (MCD) – 96132 GT (First Hour, Telehealth)

Authorization Guidelines:

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A. For substance use disorders, clinical across the six ASAM criteria assessment dimensions is required.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychological Testing does not cover testing for the purpose of educational testing; if requested by the school or legal system, unless MN exists for the psychological testing; if the proposed psychological testing measures have no standardized norms or documented validity, or; if the focus of assessment is not the symptoms of the current diagnosis. 
2. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
3. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
4. Testing must include all elements detailed in the CCP.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.

Service Code
96132 GT – MCD Neuropsychological Testing - Psychological Testing, Evaluation of Testing, First hour, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Neuropsychological/ Neurobehavioral Evaluation of Testing (MCD) – 96133 (Each Add’l Hour)

Authorization Guidelines:

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A. For substance use disorders, clinical across the six ASAM criteria assessment dimensions is required.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychological Testing does not cover testing for the purpose of educational testing; if requested by the school or legal system, unless MN exists for the psychological testing; if the proposed psychological testing measures have no standardized norms or documented validity, or; if the focus of assessment is not the symptoms of the current diagnosis. 
2. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
3. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
4. Testing must include all elements detailed in the CCP.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.

Service Code
96133 - Evaluation of Neuropsychological Test, Each Additional Hour
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Neuropsychological/ Neurobehavioral Evaluation of Testing (MCD) – 96133 GT (Each Add’l Hour, Telehealth)

Authorization Guidelines:

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A. For substance use disorders, clinical across the six ASAM criteria assessment dimensions is required.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychological Testing does not cover testing for the purpose of educational testing; if requested by the school or legal system, unless MN exists for the psychological testing; if the proposed psychological testing measures have no standardized norms or documented validity, or; if the focus of assessment is not the symptoms of the current diagnosis. 
2. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
3. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
4. Testing must include all elements detailed in the CCP.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.

Service Code
96133 GT – MCD Neuropsychological Testing - Psychological Testing, Evaluation of Testing, Each add’l hour, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Neuropsychological/ Neurobehavioral Evaluation of Testing (State-Funded) – 96132 (First Hour)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced.

Auth Submission Requirements
All Requests: TAR: required if the unmanaged units have been exhausted.  Providers may seek prior approval if they are unsure the recipient has reached their unmanaged visit limit.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.

Authorization Parameters
Units: 
1. The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
2. Up to 9 unmanaged units of testing administration.  

Age Group: Children/ Adolescents & Adults
Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Testing for the following is not covered: a) for the purpose of educational testing; b) if requested by the school or legal system, unless MN exists for the psych testing; c) if the proposed psych testing measures have no standardized norms or documented validity, OR; d) if the focus is not the symptoms of the DSM-5 diagnosis. 
2. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
3. A Psychiatric Diagnostic Interview is not allowed on the same day as Psychological Testing when provided by the same provider.
4. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
5. May only be performed by licensed psychologists, licensed psychological associates, and qualified physicians.
6. Testing must include all elements detailed in the service definition.
7. The provider shall communicate and coordinate care with others providing care.

Service Code
96132 – State-Funded Neuropsychological/ Neurobehavioral Evaluation of Testing, First Hour
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Neuropsychological/ Neurobehavioral Evaluation of Testing (State-Funded) – 96132 GT (First Hour, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced.

Auth Submission Requirements
All Requests: TAR: required if the unmanaged units have been exhausted.  Providers may seek prior approval if they are unsure the recipient has reached their unmanaged visit limit.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.

Authorization Parameters
Units: 
1. The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
2. Up to 9 unmanaged units of testing administration.  

Age Group: Children/ Adolescents & Adults
Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Testing for the following is not covered: a) for the purpose of educational testing; b) if requested by the school or legal system, unless MN exists for the psych testing; c) if the proposed psych testing measures have no standardized norms or documented validity, OR; d) if the focus is not the symptoms of the DSM-5 diagnosis. 
2. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
3. A Psychiatric Diagnostic Interview is not allowed on the same day as Psychological Testing when provided by the same provider.
4. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
5. May only be performed by licensed psychologists, licensed psychological associates, and qualified physicians.
6. Testing must include all elements detailed in the service definition.
7. The provider shall communicate and coordinate care with others providing care.

Service Code
96132 – State-Funded Neuropsychological/ Neurobehavioral Evaluation of Testing, First Hour, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Adult
18-20
Child
Benefit Plan
State
Prior Authorization Required
No

Neuropsychological/ Neurobehavioral Evaluation of Testing (State-Funded) – 96133 (Each Add’l Hour)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced.

Auth Submission Requirements
All Requests: TAR: required if the unmanaged units have been exhausted.  Providers may seek prior approval if they are unsure the recipient has reached their unmanaged visit limit.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.

Authorization Parameters
Units: 
1. The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
2. Up to 9 unmanaged units of testing administration.  

Age Group: Children/ Adolescents & Adults
Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Testing for the following is not covered: a) for the purpose of educational testing; b) if requested by the school or legal system, unless MN exists for the psych testing; c) if the proposed psych testing measures have no standardized norms or documented validity, OR; d) if the focus is not the symptoms of the DSM-5 diagnosis. 
2. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
3. A Psychiatric Diagnostic Interview is not allowed on the same day as Psychological Testing when provided by the same provider.
4. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
5. May only be performed by licensed psychologists, licensed psychological associates, and qualified physicians.
6. Testing must include all elements detailed in the service definition.
7. The provider shall communicate and coordinate care with others providing care.

Service Code
96133 – State-Funded Neuropsychological/ Neurobehavioral Evaluation of Testing, Each Add’l Hour
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Neuropsychological/ Neurobehavioral Evaluation of Testing (State-Funded) – 96133 GT (Each Add’l Hour, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced.

Auth Submission Requirements
All Requests: TAR: required if the unmanaged units have been exhausted.  Providers may seek prior approval if they are unsure the recipient has reached their unmanaged visit limit.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.

Authorization Parameters
Units: 
1. The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
2. Up to 9 unmanaged units of testing administration.  

Age Group: Children/ Adolescents & Adults
Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Testing for the following is not covered: a) for the purpose of educational testing; b) if requested by the school or legal system, unless MN exists for the psych testing; c) if the proposed psych testing measures have no standardized norms or documented validity, OR; d) if the focus is not the symptoms of the DSM-5 diagnosis. 
2. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
3. A Psychiatric Diagnostic Interview is not allowed on the same day as Psychological Testing when provided by the same provider.
4. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
5. May only be performed by licensed psychologists, licensed psychological associates, and qualified physicians.
6. Testing must include all elements detailed in the service definition.
7. The provider shall communicate and coordinate care with others providing care.

Service Code
96133 GT – State-Funded Neuropsychological/ Neurobehavioral Evaluation of Testing, Each Add’l Hour, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Opioid Treatment Program Services (MCD) – H0020

Authorization Guidelines:

Brief Service Description: This is an organized, outpatient treatment service for those with an opioid use disorder. The OTP service utilizes methadone, buprenorphine formulations, naltrexone or other drugs approved by the FDA for the treatment of opioid use disorders. This service is delivered by an interdisciplinary team of professionals trained in the treatment of opioid use disorder. The team provides person-centered, recovery-oriented treatment, case management, and health education. A range of cognitive, behavioral, and substance use disorder focused therapies are provided to address substance use that could compromise recovery..

Bundled Activities: Activities in the bundled rate for this service are: a) managing medical plan of care and medical monitoring; b) individualized recovery focused person-centered plan; c) a minimum of 2 required counseling or therapy sessions per beneficiary per month during the first year of opioid treatment services and one required counseling session per beneficiary per month thereafter; d) nursing services related to administering medication, preparation, monitoring, and distribution of take-home medications; e) cost of the medication; f) presumptive drug screens and definitive drug tests; g) pregnancy tests; h) TB tests; i) psychoeducation consisting of HIV and AIDS education and other health education services; and j) service coordination activities consisting of coordination with care management entity and coordination of on and off-site treatment and supports.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA or DA: Required
2. Service Order: completed by a physician, PA, or NP
3. Complete/ Updated PCP: to include relevant diagnostic information. The provider must collaborate w/ individual’s existing provider to develop an integrated PCP.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 1 week. Providers may provide and bill for more than 1 week of take-home doses to meet the member’s need. At least one service must be provided to the member within the weekly service payment unit to bill the bundled rate.

Age Group: Adults (Age 18 and older)

Level of Care: Opioid Treatment Services (OTS) ASAM Criteria Level of Care. The ASAM Score must be supported with detailed clinical documentation on each of the six ASAM dimensions.

Population Served: Primary Substance Use Diagnosis only

Service Specifics, Limitations & Exclusions (not all inclusive):
1. In addition to the bundled rate activities, providers can bill separately for: a) evaluation and management billing codes; b) diagnostic assessments or comprehensive clinical assessments; c) laboratory testing (excluding pregnancy test, TB test, and drug toxicology); d) individual, group, and family counseling (provided beyond the minimum 2 counseling of therapy sessions per month during the first year or 1 counseling or therapy session per month thereafter) (licensed professionals only); and e) Peer Support Services.  The program physician can bill E/M codes separately for the admission evaluation and physical exam.
2. MCD will not cover any services in the OTP Service per diem as separate billable services or interventions not identified in the member’s PCP. Provider must verify each MCD member’s eligibility each time a service is rendered

Service Code
H0020
Diagnosis Group
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Opioid Treatment Program Services (State-Funded) – H0020

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: This is an organized, outpatient treatment service for an individual with an opioid use disorder. The OTP service utilizes methadone, buprenorphine formulations, naltrexone or other drugs approved by the FDA for the treatment of opioid use disorders. This service is delivered by an interdisciplinary team of professionals trained in the treatment of opioid use disorder. The team provides person-centered, recovery-oriented-treatment, case management, and health education. A range of cognitive, behavioral, and substance use disorder (SUD) focused therapies are provided to address substance use that could compromise recovery.

Bundled Activities: Activities in the bundled rate for this service are: a) managing medical plan of care and medical monitoring; b) individualized recovery focused person-centered plan; c) a minimum of two (2) required counseling or therapy sessions per individual per month during the first year of opioid treatment services and one required counseling session per individual per month thereafter; d) nursing services related to administering medication, preparation, monitoring, and distribution of take-home medications; e) cost of the medication; f) presumptive drug screens and definitive drug tests; ) pregnancy tests; h) TB tests; i) psychoeducation consisting of HIV and AIDS education and other health education services; and j) service coordination activities consisting of coordination with care management entity and coordination of on and off-site treatment and supports.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA or DA: Required
2. Service Order: completed by a physician, PA, or NP
3. Complete/ Updated PCP: to include relevant diagnostic information. The provider must collaborate w/ individual’s existing provider to develop an integrated PCP. 
4. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.

Authorization Parameters
Units: One unit = 1 week.  Providers may provide and bill for more than one week of take-home doses to meet individual’s need. At least one service must be provided to the individual within the weekly service payment unit to bill the bundled rate.

Age Group: Adults (age 18 and older). Those under 18 years of age are required to have two documented unsuccessful attempts at short-term detoxification or drug-free treatment within a 12-month period to be eligible for this service [42 C.F.R. § 8.12(e)(2)].

Level of Care: Opioid Treatment Services (OTS) ASAM Criteria Level of Care. The ASAM Score must be supported with detailed clinical documentation on each of the six ASAM dimensions.

Population Served: Primary Substance Use Diagnosis only

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. State funds do not cover any services in the OTP Service per diem as separate billable services and do not cover interventions not identified in the individual’s PCP. 
2. No person under 18 may be admitted to treatment unless a parent, legal guardian, or responsible adult designated by the relevant State authority consents in writing to such treatment.
3. In addition to the bundled rate activities, providers can bill separately for: a) evaluation and management billing codes; b) diagnostic assessments or comprehensive clinical assessments; c) laboratory testing (excluding pregnancy test, TB test, & drug toxicology); d) individual, group, and family counseling (provided beyond the minimum two (2) counseling of therapy sessions per month during the first year or one (1) counseling or therapy session per month thereafter) (licensed professionals only); and e) Peer Support Services. The program physician can bill E/M codes separately for the admission evaluation and physical exam.

Service Code
H0020 – State-Funded Opioid Treatment Program Services
Diagnosis Group
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Out-of-Home Crisis Services (INN) – T2034

Authorization Guidelines:

Brief Service Description: Out-of-home crisis is a short-term service for an individual experiencing a crisis and requiring a period of structured support and/or programming. The service takes place in a licensed facility. Out of-home crisis may be used when an individual cannot be safely supported in the home, due to his/her behavior, and implementation of formal behavior interventions have failed to stabilize the behaviors, and all other approaches to ensure health and safety have failed. In addition, the service may be used as a planned respite stay for waiver members who have heightened behavioral needs.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Following service auth, any needed modifications to the ISP and individual budget will occur within five working days of the date of verbal service authorization.
2. Out-of-Home Crisis services are authorized in increments of up to 30 calendar days.
3. Crisis Intervention & Stabilization Supports may be authorized for periods of up to 14 calendar day increments per event.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    This service may not duplicate services provided under Specialized Consultation Services.
2.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
3.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2034
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Partial Hospitalization (MCD) - H0035

Authorization Guidelines:

Brief Service Description: A short-term service for acutely mentally ill children or adults, which provides a broad range of intensive therapeutic approaches which may include: group activities or therapy, individual therapy, recreational therapy, community living skills or training, increases the individual’s ability to relate to others and to function appropriately, coping skills, medical services. This service is designed to prevent hospitalization or to serve as an interim step for those leaving an inpatient facility.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive): 
1. CCA: Required
2. Complete PCP: Required, to include all necessary signatures and the 3-page crisis plan. The amount, duration, and frequency of services must be included.  If limited information is available at admission, staff shall document on the PCP whatever is known and update it when additional information becomes available.
3. Service Order: Required, signed by a MD/DO, doctoral level licensed psychologist, psychiatric NP, psychiatric clinical nurse specialist.
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.
 

Authorization Parameters
Units:
1. One unit = 1 event  
2. This is day or night service provided a minimum of 4 hrs/day, 5 days/week, and 12 months/year (excluding transportation time).  Excludes legal or governing body designated holidays.

Age Group: Children, Adolescents & Adults

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Code
H0035 – MCD Partial Hospitalization
Diagnosis Group
Substance Abuse
Mental Health
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Partial Hospitalization (State-Funded) – H0035

Authorization Guidelines:

Brief Service Description: A short-term service for acutely mentally ill children or adults, which provides a broad range of intensive therapeutic approaches which may include: group activities or therapy, individual therapy, recreational therapy, community living skills or training, increases the individual’s ability to relate to others and to function appropriately, coping skills, medical services. This service is designed to prevent hospitalization or to serve as an interim step for those leaving an inpatient facility. A physician shall participate in diagnosis, tx planning, and admission or discharge decisions. Physician involvement shall be one factor that distinguishes Partial Hospitalization from Day Treatment services.
 

Auth Submission Requirements
Pass-Through Period: Prior authorization is not required for the first 7 days (7 units)

Initial Requests (after pass-through):
1. TAR: Prior authorization is required.  
2. CCA: Required
3. Complete PCP: Required, to include all required signatures and the 3-page crisis plan. The amount, duration, and frequency of services must be included.  If limited information is available at admission, staff shall document on the PCP whatever is known and update it when additional information becomes available.
4. Service Order: Required
5. Medicaid Application: Evidence of individual applying for Medicaid or update on application status.
6. Submission of applicable records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required.
2. Complete PCP: recently reviewed detailing the individual’s progress with the service, to include all required signatures and the 3-page crisis plan. 
3. Medicaid Application: Evidence of individual applying for Medicaid or update on application status.
4. Submission of applicable records that support the individual has met the medical necessity criteria.
 

Authorization Parameters
Length of Stay: 
1. Initial (after pass-through) and Reauthorization requests shall not exceed 7 calendar days.
2. Maximum length of stay is 30 days in a 12-month period.

Units:
1. One unit = 1 event  
2. This is day or night service provided a minimum of 4 hrs/day, 5 days/week, and 12 months/year (excluding transportation time).  Excludes legal or governing body designated holidays.

Age Group: Children, Adolescents & Adults

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): Individuals may be ineligible for a state-funded service due to coverage by other payors that would make them ineligible for the same or similar service funded by the state (e.g. individual is eligible for the same service covered by Medicaid or other third party payor)

Service Code
H0035 – State-Funded Partial Hospitalization
Diagnosis Group
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Peer Support Services (MCD) - H0038 (Individual)

Authorization Guidelines:

Brief Service Description: An evidenced-based mental health model of care that provides community-based recovery services directly to a Medicaid-eligible adult member diagnosed with an MH or SU disorder. PSS provides structured, scheduled services that promote recovery, self-determination, self-advocacy, engagement in self-care and wellness and enhancement of community living skills of beneficiaries.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period:
Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable.
2. Complete PCP: Required, to include all necessary signatures and the 3-page crisis plan.
3. Service Order: Required, signed by physician or other licensed clinician (DO, NP, PA, PhD)
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Adults (age 18 and older)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Telehealth or telephonically, audio-only communication is limited to 20% or less of total service time provided per fiscal year.
2. May not be provided during the same episode of care as ACTT or CST.  Member with a sole diagnosis of IDD is not eligible this service.
 

Service Code
H0038 – MCD Peer Support Services, Individual
Diagnosis Group
Substance Abuse
Mental Health
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Peer Support Services (MCD) - H0038 GT (Individual Telehealth)

Authorization Guidelines:

Brief Service Description: An evidenced-based mental health model of care that provides community-based recovery services directly to a Medicaid-eligible adult member diagnosed with an MH or SU disorder. PSS provides structured, scheduled services that promote recovery, self-determination, self-advocacy, engagement in self-care and wellness and enhancement of community living skills of beneficiaries.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period:
Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable.
2. Complete PCP: Required, to include all necessary signatures and the 3-page crisis plan.
3. Service Order: Required, signed by physician or other licensed clinician (DO, NP, PA, PhD)
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Adults (age 18 and older)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Telehealth or telephonically, audio-only communication is limited to 20% or less of total service time provided per fiscal year.
2. May not be provided during the same episode of care as ACTT or CST.  Member with a sole diagnosis of IDD is not eligible this service.

Service Code
H0038 GT – MCD Peer Support Services, Individual Telehealth
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Peer Support Services (MCD) - H0038 HQ (Group)

Authorization Guidelines:

Brief Service Description: An evidenced-based mental health model of care that provides community-based recovery services directly to a Medicaid-eligible adult member diagnosed with an MH or SU disorder. PSS provides structured, scheduled services that promote recovery, self-determination, self-advocacy, engagement in self-care and wellness and enhancement of community living skills of beneficiaries.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period:
Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable.
2. Complete PCP: Required, to include all necessary signatures and the 3-page crisis plan.
3. Service Order: Required, signed by physician or other licensed clinician (DO, NP, PA, PhD)
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Adults (age 18 and older)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Telehealth or telephonically, audio-only communication is limited to 20% or less of total service time provided per fiscal year.
2. May not be provided during the same episode of care as ACTT or CST.  Member with a sole diagnosis of IDD is not eligible this service.

Service Code
H0038 HQ – MCD Peer Support Services, Group
Diagnosis Group
Substance Abuse
Mental Health
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Peer Support Services (MCD) - H0038 KX (Individual Telephonic)

Authorization Guidelines:

Brief Service Description: An evidenced-based mental health model of care that provides community-based recovery services directly to a Medicaid-eligible adult member diagnosed with an MH or SU disorder. PSS provides structured, scheduled services that promote recovery, self-determination, self-advocacy, engagement in self-care and wellness and enhancement of community living skills of beneficiaries.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period:
Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable.
2. Complete PCP: Required, to include all necessary signatures and the 3-page crisis plan.
3. Service Order: Required, signed by physician or other licensed clinician (DO, NP, PA, PhD)
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Adults (age 18 and older)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Telehealth or telephonically, audio-only communication is limited to 20% or less of total service time provided per fiscal year.
2. May not be provided during the same episode of care as ACTT or CST.  Member with a sole diagnosis of IDD is not eligible this service.

Service Code
H0038 KX – MCD Peer Support Services, Individual Telephonic
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Peer Support Services (State-Funded) – H0038 (Individual)

Authorization Guidelines:

Brief Service Description: Service is an evidenced-based MH model of care that provides community-based recovery services directly to an adult diagnosed with a MH or SU disorder. PSS provides structured, scheduled services that promote recovery, self-determination, self-advocacy, engagement in self-care and wellness and enhancement of community living skills of individuals. PSS services are directly provided by Certified Peer Support Specialists (CPSS) who have self-identified as a person(s) in recovery from a mental health or substance use disorder.

Auth Submission Requirements
Pass-Through Period: Prior authorization is not required for the first 6 hours (24 units) of service initiation. Unmanaged units are available only once per FY.

Initial Requests (after pass-through):
1. TAR: Prior authorization is required beyond the unmanaged limit.  
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable.
3. Complete PCP: Required, to include all required signatures and the 3-page crisis plan
4. Service Order: Required, signed by physician or other licensed clinician (DO, PA, NP, PhD)
5. Submission of applicable records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required
2. Complete PCP: recently reviewed detailing the individual’s progress with the service, to include all required signatures and the 3-page crisis plan.
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.
4. Submission of applicable records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Up to a 90-day auth period per request.
2. Providers shall seek prior authorization if they are uncertain that the individual has reached the unmanaged unit limit.

Units: 
1. One unit = 15 minutes 
2. Up to 270 units (individual and group combined) for 90 days for all authorization periods (after pass-through). 

Age Group: Adults (age 18 and older)

Level of Care: ASAM Level 1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Must not be provided during the same authorization period as ACT, CST.  PSS must not be provided during the same time of day when an individual is receiving SAIOP, SACOT, Partial Hospitalization, PSR, Respite, or Individual Support services. 
2. Individuals with a sole diagnosis of IDD is not eligible for this service.
3. Telehealth or telephonically, audio-only communication is limited to 20% or less of total service time provided per fiscal year.
4. If MN dictates the need for increased service duration and frequency, clinical consideration must be given to interventions with a more intense clinical component.

Service Code
H0038 – State-Funded Peer Support Services - Individual
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Peer Support Services (State-Funded) – H0038 GT (Individual, Telehealth)

Authorization Guidelines:

Brief Service Description: Service is an evidenced-based MH model of care that provides community-based recovery services directly to an adult diagnosed with a MH or SU disorder. PSS provides structured, scheduled services that promote recovery, self-determination, self-advocacy, engagement in self-care and wellness and enhancement of community living skills of individuals. PSS services are directly provided by Certified Peer Support Specialists (CPSS) who have self-identified as a person(s) in recovery from a mental health or substance use disorder.

Auth Submission Requirements
Pass-Through Period: Prior authorization is not required for the first 6 hours (24 units) of service initiation. Unmanaged units are available only once per FY.

Initial Requests (after pass-through):
1. TAR: Prior authorization is required beyond the unmanaged limit.  
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable.
3. Complete PCP: Required, to include all required signatures and the 3-page crisis plan
4. Service Order: Required, signed by physician or other licensed clinician (DO, PA, NP, PhD)
5. Submission of applicable records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required
2. Complete PCP: recently reviewed detailing the individual’s progress with the service, to include all required signatures and the 3-page crisis plan.
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.
4. Submission of applicable records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Up to a 90-day auth period per request.
2. Providers shall seek prior authorization if they are uncertain that the individual has reached the unmanaged unit limit.

Units: 
1. One unit = 15 minutes 
2. Up to 270 units (individual and group combined) for 90 days for all authorization periods (after pass-through). 

Age Group: Adults (age 18 and older)

Level of Care: ASAM Level 1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Must not be provided during the same authorization period as ACT, CST.  PSS must not be provided during the same time of day when an individual is receiving SAIOP, SACOT, Partial Hospitalization, PSR, Respite, or Individual Support services. 
2. Individuals with a sole diagnosis of IDD is not eligible for this service.
3. Telehealth or telephonically, audio-only communication is limited to 20% or less of total service time provided per fiscal year.
4. If MN dictates the need for increased service duration and frequency, clinical consideration must be given to interventions with a more intense clinical component.

Service Code
H0038 GT – State-Funded Peer Support Services- Individual, Telehealth
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Peer Support Services (State-Funded) – H0038 HQ (Group)

Authorization Guidelines:

Brief Service Description: Service is an evidenced-based MH model of care that provides community-based recovery services directly to an adult diagnosed with a MH or SU disorder. PSS provides structured, scheduled services that promote recovery, self-determination, self-advocacy, engagement in self-care and wellness and enhancement of community living skills of individuals. PSS services are directly provided by Certified Peer Support Specialists (CPSS) who have self-identified as a person(s) in recovery from a mental health or substance use disorder.

Auth Submission Requirements
Pass-Through Period: Prior authorization is not required for the first 6 hours (24 units) of service initiation. Unmanaged units are available only once per FY.

Initial Requests (after pass-through):
1. TAR: Prior authorization is required beyond the unmanaged limit.  
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable.
3. Complete PCP: Required, to include all required signatures and the 3-page crisis plan
4. Service Order: Required, signed by physician or other licensed clinician (DO, PA, NP, PhD)
5. Submission of applicable records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required
2. Complete PCP: recently reviewed detailing the individual’s progress with the service, to include all required signatures and the 3-page crisis plan.
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.
4. Submission of applicable records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Up to a 90-day auth period per request.
2. Providers shall seek prior authorization if they are uncertain that the individual has reached the unmanaged unit limit.

Units: 
1. One unit = 15 minutes 
2. Up to 270 units (individual and group combined) for 90 days for all authorization periods (after pass-through). 

Age Group: Adults (age 18 and older)

Level of Care: ASAM Level 1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Must not be provided during the same authorization period as ACT, CST.  PSS must not be provided during the same time of day when an individual is receiving SAIOP, SACOT, Partial Hospitalization, PSR, Respite, or Individual Support services. 
2. Individuals with a sole diagnosis of IDD is not eligible for this service.
3. Telehealth or telephonically, audio-only communication is limited to 20% or less of total service time provided per fiscal year.
4. If MN dictates the need for increased service duration and frequency, clinical consideration must be given to interventions with a more intense clinical component.

Service Code
H0038 HQ – State-Funded Peer Support Services- Group
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Peer Support Services (State-Funded) – H0038 KX (Individual, Telephonic)

Authorization Guidelines:

Brief Service Description: Service is an evidenced-based MH model of care that provides community-based recovery services directly to an adult diagnosed with a MH or SU disorder. PSS provides structured, scheduled services that promote recovery, self-determination, self-advocacy, engagement in self-care and wellness and enhancement of community living skills of individuals. PSS services are directly provided by Certified Peer Support Specialists (CPSS) who have self-identified as a person(s) in recovery from a mental health or substance use disorder.

Auth Submission Requirements
Pass-Through Period: Prior authorization is not required for the first 6 hours (24 units) of service initiation. Unmanaged units are available only once per FY.

Initial Requests (after pass-through):
1. TAR: Prior authorization is required beyond the unmanaged limit.  
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions if applicable.
3. Complete PCP: Required, to include all required signatures and the 3-page crisis plan
4. Service Order: Required, signed by physician or other licensed clinician (DO, PA, NP, PhD)
5. Submission of applicable records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required
2. Complete PCP: recently reviewed detailing the individual’s progress with the service, to include all required signatures and the 3-page crisis plan.
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.
4. Submission of applicable records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Up to a 90-day auth period per request.
2. Providers shall seek prior authorization if they are uncertain that the individual has reached the unmanaged unit limit.

Units: 
1. One unit = 15 minutes 
2. Up to 270 units (individual and group combined) for 90 days for all authorization periods (after pass-through). 

Age Group: Adults (age 18 and older)

Level of Care: ASAM Level 1 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Must not be provided during the same authorization period as ACT, CST.  PSS must not be provided during the same time of day when an individual is receiving SAIOP, SACOT, Partial Hospitalization, PSR, Respite, or Individual Support services. 
2. Individuals with a sole diagnosis of IDD is not eligible for this service.
3. Telehealth or telephonically, audio-only communication is limited to 20% or less of total service time provided per fiscal year.
4. If MN dictates the need for increased service duration and frequency, clinical consideration must be given to interventions with a more intense clinical component.

Service Code
H0038 KX – State-Funded Peer Support Services- Individual, Telephonic
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Professional Treatment Services in Facility-Based Crisis Program (MCD) – S9484

Authorization Guidelines:

Brief Service Description: Service provides an alternative to hospitalization for adults (age 18 or older) who have a mental illness or substance use disorder. This can be provided in a non-hospital setting for members in crisis who need short-term intensive evaluation, treatment intervention or behavioral management to stabilize acute or crisis situations.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. Service Order: Required and must be ordered by a primary care physician, psychiatrist, or a licensed psychologist.
2. Service Plan: Required and must be completed at the time the member is admitted to a service.
3. Progress notes documenting continued stay criteria.
4. CCA: required prior to discharge in order to document medical necessity.
5. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 1 hour, up to 24 hours in a 24-hour period. 
Age Group: Adults (age 18 or older)
Place of Service: Licensed crisis settings

Service Specifics, Limitations/ Exclusions (not all inclusive): Provider will arrange for linkage to services for further tx or rehab upon discharge from the Facility Based Crisis Service.  Discharge planning begins at the time of admission for all MH and SU services. The step-down process should afford the member a less restrictive level of service without losing the focus of tx or interventions required to facilitate continued progress.

Service Code
S9484 – MCD Professional Treatment Services in Facility-Based Crisis Program
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Professional Treatment Services in Facility-Based Crisis Program (State-Funded) – S9484

Authorization Guidelines:

Brief Service Description: This service provides an alternative to hospitalization for adults who have a MH or SU disorder. The objectives of the service include assessment and evaluation of the condition(s) that have resulted in acute psychiatric symptoms, disruptive or dangerous behaviors, or intoxication from alcohol or drugs; to implement intensive tx, behavioral management interventions, or detox protocols; to stabilize the immediate problems that have resulted in the need for crisis intervention or detox; to ensure the safety of the individual receiving the service by closely monitoring their medical condition and response to the tx protocol; and to arrange for linkage to services that will provide further tx or rehabilitation upon discharge from the service.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: No prior authorization required for the first 7 days (112 units).  

Initial Requests (after pass-through):
1. TAR: prior authorization required. The initially submitted request following the pass-through shall not exceed 8 days (192 units).
2. Assessment: Completed by a licensed professional, not a QP. If applicable, the ASAM Score must be supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
3. Service Order: Required and must be ordered by a primary care physician, psychiatrist, or a licensed psychologist.
4. Service Plan: Required and must be completed at the time the recipient is admitted to a service.
5. Submission of all records that support the recipient has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior approval required. 
2. Service Plan: recently reviewed detailing the recipient’s progress with the service OR Progress Notes documenting the continued stay criteria.
3. CCA: required prior to discharge in order to document MN.
4. Submission of all records that support the recipient has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. The initial request following the pass-through shall not exceed 8 days (128 units).
2. This is a short-term service that cannot be provided for more than 45 days in a 12-month period.

Units: One unit = 1 hour, up to 16 hours in a 24-hour period.
Age Group: Adults (Age 18 and older)
Population Served: Mental Health & Substance Use

Service Specifics, Limitations/ Exclusions (not all inclusive): Services related to this policy are not covered when the service duplicates another provider’s service.

Service Code
S9484 – State-Funded Professional Treatment Services in Facility-Based Crisis Program
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Psychiatric Diagnostic Evaluation (MCD) – 90791 (No Medical Services)

Authorization Guidelines:

Brief Service Description: Clinical Assessment services are intended to determine a member’s treatment needs.  In general, outpatient behavioral health services focus on reducing psychiatric and behavioral symptoms in order to improve the member’s functioning in familial, social, educational, or occupational life domains.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SU services.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable).  While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
2. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
3. A CCA that demonstrates medical necessity must be completed by a licensed professional prior to provision of outpatient therapy services.
4. For services that require a PCP, a CCA must be completed prior to service delivery.
5. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.

Service Code
90791 - Psychiatric Diagnostic Evaluation (No Medical Services)
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Psychiatric Diagnostic Evaluation (MCD) – 90791 GT (No Medical Services, Telehealth)

Authorization Guidelines:

Brief Service Description: Clinical Assessment services are intended to determine a member’s treatment needs.  In general, outpatient behavioral health services focus on reducing psychiatric and behavioral symptoms in order to improve the member’s functioning in familial, social, educational, or occupational life domains.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SU services.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable).  While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
2. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
3. A CCA that demonstrates medical necessity must be completed by a licensed professional prior to provision of outpatient therapy services.
4. For services that require a PCP, a CCA must be completed prior to service delivery.
5. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.

Service Code
90791 – MCD Psychiatric Diagnostic Evaluation - No Medical Services, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Psychiatric Diagnostic Evaluation (MCD) – 90792 (with Medical Services)

Authorization Guidelines:

Brief Service Description: Clinical Assessment services are intended to determine a member’s treatment needs.  In general, outpatient behavioral health services focus on reducing psychiatric and behavioral symptoms in order to improve the member’s functioning in familial, social, educational, or occupational life domains.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SU services.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable).  While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
2. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
3. A CCA that demonstrates medical necessity must be completed by a licensed professional prior to provision of outpatient therapy services.
4. For services that require a PCP, a CCA must be completed prior to service delivery.
5. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.

Service Code
90792 – MCD Psychiatric Diagnostic Evaluation - with Medical Services
Diagnosis Group
Intellectual Development Disability
Substance Abuse
Mental Health
Age Group
Child
Adult
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Psychiatric Diagnostic Evaluation (MCD) – 90792 GT (with Medical Services, Telehealth)

Authorization Guidelines:

Brief Service Description: Clinical Assessment services are intended to determine a member’s treatment needs.  In general, outpatient behavioral health services focus on reducing psychiatric and behavioral symptoms in order to improve the member’s functioning in familial, social, educational, or occupational life domains.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. Tx/ Service Plan: Required.  Complete PCP is required when the member is receiving multiple BH services in addition to the
services in Clinical Coverage Policies 8C. Updated PCP is required when this service is provided in conjunction with a service found in the Clinical Coverage Policies 8A, as well as the state-funded enhanced MH/SU services.
3. Service Order: Required
4. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable).  While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, the PCP must be developed, and outpatient behavioral health services are to be incorporated into PCP.
2. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.
3. A CCA that demonstrates medical necessity must be completed by a licensed professional prior to provision of outpatient therapy services.
4. For services that require a PCP, a CCA must be completed prior to service delivery.
5. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
6. For substance use disorders, ASAM level 1 outpatient services are provided for less than nine hours a week for adults and less than six (6) hours a week for adolescents.

Service Code
90792 – MCD Psychiatric Diagnostic Evaluation - With Medical Services, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Psychiatric Diagnostic Evaluation (State-Funded) – 90791 (No Medical Services)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A Comprehensive Clinical Assessment (CCA) is an intensive clinical and functional evaluation of an individual’s presenting mental health, developmental disability, and substance use disorder. This assessment results in the issuance of a written report that provides the clinical basis for the development of the individual’s treatment or service plan.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. A CCA is not required for medical providers billing E/M codes for medication management.
3. Funding will not cover Outpatient Behavioral Health Services when the service duplicates another service approved with another provider.
4. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
5. A Psychiatric Diagnostic Interview is not allowed on the same day as Psychological Testing when provided by the same provider.
6. A CCA that demonstrates medical necessity must be completed by a licensed professional prior to provision of outpatient therapy services.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. The CCA must contain all 9 elements detailed in the service definition. In primary or specialty medical care settings with integrated medical and BH services, an abbreviated assessment is acceptable for the first 6 outpatient therapy sessions.

Service Code
90791 – SF Psychiatric Diagnostic Evaluation - No Medical Services
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Psychiatric Diagnostic Evaluation (State-Funded) – 90791 GT (No Medical Services, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A Comprehensive Clinical Assessment (CCA) is an intensive clinical and functional evaluation of an individual’s presenting mental health, developmental disability, and substance use disorder. This assessment results in the issuance of a written report that provides the clinical basis for the development of the individual’s treatment or service plan.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. A CCA is not required for medical providers billing E/M codes for medication management.
3. Funding will not cover Outpatient Behavioral Health Services when the service duplicates another service approved with another provider.
4. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
5. A Psychiatric Diagnostic Interview is not allowed on the same day as Psychological Testing when provided by the same provider.
6. A CCA that demonstrates medical necessity must be completed by a licensed professional prior to provision of outpatient therapy services.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. The CCA must contain all 9 elements detailed in the service definition. In primary or specialty medical care settings with integrated medical and BH services, an abbreviated assessment is acceptable for the first 6 outpatient therapy sessions.

Service Code
90791 GT – SF Psychiatric Diagnostic Evaluation - No Medical Services, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Psychiatric Diagnostic Evaluation (State-Funded) – 90792 (With Medical Services)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A Comprehensive Clinical Assessment (CCA) is an intensive clinical and functional evaluation of an individual’s presenting mental health, developmental disability, and substance use disorder. This assessment results in the issuance of a written report that provides the clinical basis for the development of the individual’s treatment or service plan.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. A CCA is not required for medical providers billing E/M codes for medication management.
3. Funding will not cover Outpatient Behavioral Health Services when the service duplicates another service approved with another provider.
4. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
5. A Psychiatric Diagnostic Interview is not allowed on the same day as Psychological Testing when provided by the same provider.
6. A CCA that demonstrates medical necessity must be completed by a licensed professional prior to provision of outpatient therapy services.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. The CCA must contain all 9 elements detailed in the service definition. In primary or specialty medical care settings with integrated medical and BH services, an abbreviated assessment is acceptable for the first 6 outpatient therapy sessions.

Service Code
90792– SF Psychiatric Diagnostic Evaluation - With Medical Services
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Psychiatric Diagnostic Evaluation (State-Funded) – 90792 GT (With Medical Services, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A Comprehensive Clinical Assessment (CCA) is an intensive clinical and functional evaluation of an individual’s presenting mental health, developmental disability, and substance use disorder. This assessment results in the issuance of a written report that provides the clinical basis for the development of the individual’s treatment or service plan.

Auth Submission Requirements
All Requests: Prior authorization is not required.  No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Authorization Parameters
Length of Stay: No more than 12 visits for adults & 24 visits for children/ adolescents each fiscal year (July 1st – June 30th) of a combination of Individual Therapy, Family Therapy, Group Therapy, and Psych Diagnostic Eval.

Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 1 or lower (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Maximum benefit of 12 visits for adults & 24 visits for children/ adolescents.
2. A CCA is not required for medical providers billing E/M codes for medication management.
3. Funding will not cover Outpatient Behavioral Health Services when the service duplicates another service approved with another provider.
4. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
5. A Psychiatric Diagnostic Interview is not allowed on the same day as Psychological Testing when provided by the same provider.
6. A CCA that demonstrates medical necessity must be completed by a licensed professional prior to provision of outpatient therapy services.
7. The provider will communicate and coordinate care with other professionals providing care to the recipient.
8. The CCA must contain all 9 elements detailed in the service definition. In primary or specialty medical care settings with integrated medical and BH services, an abbreviated assessment is acceptable for the first 6 outpatient therapy sessions.

Service Code
90792 GT – SF Psychiatric Diagnostic Evaluation - With Medical Services, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Psychiatric Residential Treatment Facilities (MCD) – 911

Authorization Guidelines:

Brief Service Description: Service provides non-acute inpatient facility care for Medicaid beneficiaries under 21 years of age who have a mental illness or a substance use disorder and need 24-hour supervision and specialized interventions.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required 
2. CON: Required, completed within the last 15 days
3. CCA or DA: Required, must have been completed within 30 days of admission and have the service indicated OR a Psychological Assessment completed within the last year that recommends PRTF. Either assessment must include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
4. Complete PCP: Required, to include all required signatures and the 3-page crisis plan
5. Evidence of Family Engagement: Required
6. Discharge/Transition Plan: Required, to include a step-down plan
7. Out-of-State Paperwork: Required, if applicable.
8. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required
2. Complete PCP: recently reviewed detailing the member’s progress with the service.
3. Updated ASAM Score: Required, if applicable
4. Family Engagement Plan: Required OR Visiting Resources, if there has been no family engagement
5. Child/Adolescent Discharge/ Transition Plan: Required
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 1 day

Age Group: Children & Adolescents (Service is available to youth under the age of 21. Continued tx can be provided until the member’s 22nd birthday when medically necessary.)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. MCD will not cover PRTF services that are ordered by the court when medical necessity criteria are not met.  
2. MCD will cover not cover PRTF services when the primary issues are social or economic, such as placement issues.

Service Code
911
Diagnosis Group
Mental Health
Substance Abuse
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Psychological/ Neurobehavioral Testing Administration (MCD) – 96136 (First 30 minutes)

Authorization Guidelines:

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced.  Psychological testing involves the culturally and linguistically appropriate administration of standardized tests to assess a member’s psychological or cognitive functioning. Testing results must inform treatment selection and treatment planning.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A. For substance use disorders, clinical across the six ASAM criteria assessment dimensions is required.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychological Testing does not cover testing for the purpose of educational testing; if requested by the school or legal system, unless MN exists for the psychological testing; if the proposed psychological testing measures have no standardized norms or documented validity, or; if the focus of assessment is not the symptoms of the current diagnosis. 
2. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
3. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
4. Testing must include all elements detailed in the CCP.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.

Service Code
96136 - Administration of Psychological or Neuropsychological Test, First 30 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Psychological/ Neurobehavioral Testing Administration (MCD) – 96137 (Each Add’l 30 Minutes)

Authorization Guidelines:

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced. Psychological testing involves the culturally and linguistically appropriate administration of standardized tests to assess a member’s psychological or cognitive functioning. Testing results must inform treatment selection and treatment planning.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A. For substance use disorders, clinical across the six ASAM criteria assessment dimensions is required.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychological Testing does not cover testing for the purpose of educational testing; if requested by the school or legal system, unless MN exists for the psychological testing; if the proposed psychological testing measures have no standardized norms or documented validity, or; if the focus of assessment is not the symptoms of the current diagnosis. 
2. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
3. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
4. Testing must include all elements detailed in the CCP.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.

Service Code
96137 - Administration of Psychological or Neuropsychological Test, Each Additional 30 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Psychological/ Neurobehavioral Testing Administration (State-Funded) – 96136 (First 30 minutes)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced.

Auth Submission Requirements
All Requests: TAR: required if the unmanaged units have been exhausted.  Providers may seek prior approval if they are unsure the recipient has reached their unmanaged visit limit.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.

Authorization Parameters
Units: 
1. The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
2. Up to 9 unmanaged units of testing administration.  

Age Group: Children/ Adolescents & Adults
Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Testing for the following is not covered: a) for the purpose of educational testing; b) if requested by the school or legal system, unless MN exists for the psych testing; c) if the proposed psych testing measures have no standardized norms or documented validity, OR; d) if the focus is not the symptoms of the DSM-5 diagnosis. 
2. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
3. A Psychiatric Diagnostic Interview is not allowed on the same day as Psychological Testing when provided by the same provider.
4. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
5. May only be performed by licensed psychologists, licensed psychological associates, and qualified physicians.
6. Testing must include all elements detailed in the service definition.
7. The provider shall communicate and coordinate care with others providing care.

Service Code
96121 – State-Funded Psychological/ Neurobehavioral Testing Administration, First 30 minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Psychological/ Neurobehavioral Testing Administration (State-Funded) – 96137 (Each Add’l 30 Minutes)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced.

Auth Submission Requirements
All Requests: TAR: required if the unmanaged units have been exhausted.  Providers may seek prior approval if they are unsure the recipient has reached their unmanaged visit limit.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.

Authorization Parameters
Units: 
1. The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
2. Up to 9 unmanaged units of testing administration.  

Age Group: Children/ Adolescents & Adults
Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Testing for the following is not covered: a) for the purpose of educational testing; b) if requested by the school or legal system, unless MN exists for the psych testing; c) if the proposed psych testing measures have no standardized norms or documented validity, OR; d) if the focus is not the symptoms of the DSM-5 diagnosis. 
2. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
3. A Psychiatric Diagnostic Interview is not allowed on the same day as Psychological Testing when provided by the same provider.
4. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
5. May only be performed by licensed psychologists, licensed psychological associates, and qualified physicians.
6. Testing must include all elements detailed in the service definition.
7. The provider shall communicate and coordinate care with others providing care.

Service Code
96121 – State-Funded Psychological/ Neurobehavioral Testing Administration, Each Add’l 30 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Psychological/ Neurobehavioral Testing Administration by Technician (MCD) – 96138 (First 30 Minutes)

Authorization Guidelines:

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced. Psychological testing involves the culturally and linguistically appropriate administration of standardized tests to assess a member’s psychological or cognitive functioning. Testing results must inform treatment selection and treatment planning.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A. For substance use disorders, clinical across the six ASAM criteria assessment dimensions is required.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychological Testing does not cover testing for the purpose of educational testing; if requested by the school or legal system, unless MN exists for the psychological testing; if the proposed psychological testing measures have no standardized norms or documented validity, or; if the focus of assessment is not the symptoms of the current diagnosis. 
2. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
3. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
4. Testing must include all elements detailed in the CCP.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.

Service Code
96138 - Administration of Psychological or Neuropsychological Test by Technician, First 30 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Psychological/ Neurobehavioral Testing Administration by Technician (MCD) – 96139 (Each Add’l 30 Minutes)

Authorization Guidelines:

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced. Psychological testing involves the culturally and linguistically appropriate administration of standardized tests to assess a member’s psychological or cognitive functioning. Testing results must inform treatment selection and treatment planning.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A. For substance use disorders, clinical across the six ASAM criteria assessment dimensions is required.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychological Testing does not cover testing for the purpose of educational testing; if requested by the school or legal system, unless MN exists for the psychological testing; if the proposed psychological testing measures have no standardized norms or documented validity, or; if the focus of assessment is not the symptoms of the current diagnosis. 
2. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
3. Members w/ both MCD and Medicare, the provider shall bill Medicare as primary before submitting a claim to MCD. For members having both MCD and any other insurance coverage, the other insurance shall be billed prior to billing MCD.  MCD is the payor of last resort.
4. Testing must include all elements detailed in the CCP.
5. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.

Service Code
96139 - Administration of Psychological or Neuropsychological Test by Technician, Each Additional 30 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Psychological/ Neurobehavioral Testing Administration by Technician (State-Funded) – 96138 (First 30 Minutes)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced.

Auth Submission Requirements
All Requests: TAR: required if the unmanaged units have been exhausted.  Providers may seek prior approval if they are unsure the recipient has reached their unmanaged visit limit.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.

Authorization Parameters
Units: 
1. The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
2. Up to 9 unmanaged units of testing administration.  

Age Group: Children/ Adolescents & Adults
Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Testing for the following is not covered: a) for the purpose of educational testing; b) if requested by the school or legal system, unless MN exists for the psych testing; c) if the proposed psych testing measures have no standardized norms or documented validity, OR; d) if the focus is not the symptoms of the DSM-5 diagnosis. 
2. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
3. A Psychiatric Diagnostic Interview is not allowed on the same day as Psychological Testing when provided by the same provider.
4. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
5. May only be performed by licensed psychologists, licensed psychological associates, and qualified physicians.
6. Testing must include all elements detailed in the service definition.
7. The provider shall communicate and coordinate care with others providing care.

Service Code
96121 – State-Funded Psychological/ Neurobehavioral Testing Administration by Technician, First 30 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Psychological/ Neurobehavioral Testing Administration by Technician (State-Funded) – 96139 (Each Add’l 30 Minutes)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Neuropsychological Testing is intended to assess cognition and behavior, examining the effects of any brain injury or neuropathological process that a person may have experienced.

Auth Submission Requirements
All Requests: TAR: required if the unmanaged units have been exhausted.  Providers may seek prior approval if they are unsure the recipient has reached their unmanaged visit limit.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.

Authorization Parameters
Units: 
1. The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  
2. Up to 9 unmanaged units of testing administration.  

Age Group: Children/ Adolescents & Adults
Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Testing for the following is not covered: a) for the purpose of educational testing; b) if requested by the school or legal system, unless MN exists for the psych testing; c) if the proposed psych testing measures have no standardized norms or documented validity, OR; d) if the focus is not the symptoms of the DSM-5 diagnosis. 
2. Only 1 psychiatric CPT code from the State-Funded Outpatient Behavioral Health Services policy is allowed per individual per day of service from the same attending provider. Only 2 psychiatric CPT codes from this policy are allowed per individual per date of service.
3. A Psychiatric Diagnostic Interview is not allowed on the same day as Psychological Testing when provided by the same provider.
4. Limit of eight hours of Psychological Testing allowed to be billed per date of service.
5. May only be performed by licensed psychologists, licensed psychological associates, and qualified physicians.
6. Testing must include all elements detailed in the service definition.
7. The provider shall communicate and coordinate care with others providing care.

Service Code
96139 – State-Funded Psychological/ Neurobehavioral Testing Administration by Technician, Each Add’l 30 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Psychosocial Rehabilitation (MCD) – H2017

Authorization Guidelines:

Brief Service Description: Service is designed to help adults with psychiatric disabilities increase their functioning so that they can be successful and satisfied in the environments of their choice with the least amount of ongoing professional intervention. PSR focuses on skill and resource development related to life in the community and to increasing the participant’s ability to live as independently as possible, to manage their illness and their lives with as little professional intervention as possible, and to participate in community opportunities related to functional, social, educational, and vocational goals.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive): 
1. CCA: Required
2. Complete PCP: Required, to include all necessary signatures and the 3-page crisis plan.  The amount, duration, and frequency of services must be included.  The members’ progress with the service should be detailed. For PSR, the PCP shall be reviewed at least every 6 months.
3. Service Order: Required, signed by an MD/DO, NP, PA, or a Licensed Psychologist.
4. Transition/ Stepdown Plan: Encouraged
5. Transition/ Stepdown Plan: Required.
6. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units:
1. One unit = 15 minutes
2. The number of hours that a member receives PSR services are to be specified in his or her PCP.

Age Group: Adults

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. PSR cannot be provided during the same episode of care as Partial Hospitalization, 1915i Individual and Transitional Support, and ACTT. 
2. This service is to be available for a period of five or more hours per day at least five days per week and it may be provided on weekends or in the evening.

Service Code
H2017 – MCD Psychosocial Rehabilitation
Diagnosis Group
Substance Abuse
Mental Health
Age Group
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Psychosocial Rehabilitation (State-Funded) – H2017

Authorization Guidelines:

Brief Service Description: Service is designed to help adults with psychiatric disabilities increase their functioning so that they can be successful and satisfied in the environments of their choice with the least amount of ongoing professional intervention. PSR focuses on skill and resource development related to life in the community and to increasing the participant’s ability to live as independently as possible, to manage their illness and their lives with as little professional intervention as possible, and to participate in community opportunities related to functional, social, educational and vocational goals.

Auth Submission Requirements
Initial Requests:
1. TAR: Prior authorization is required.  
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
3. Complete PCP: Required, to include all required signatures and the 3-page crisis plan. The amount, duration, and frequency of services must be included.  
4. Service Order: Required
5. Transition/ Stepdown Plan: Encouraged
6. Submission of applicable records that support the recipient has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required
2. Complete PCP: recently reviewed detailing the recipient’s progress with the service, to include all required signatures and the 3-page crisis plan. For PSR, the PCP shall be reviewed at least every 6 months.  The amount, duration, and frequency of services must be included in a recipient’s PCP.  
3. Transition/ Stepdown Plan:  Encouraged
4. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.
5. Submission of applicable records that support the recipient has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Initial and Reauthorization Requests: Up to 90 days
2. Maximum length of service is 6 months in a rolling 12-mointh period.
3. This service is to be available for a period of five or more hours per day, at least five days per week, and it may be provided on weekends or in the evening.

Units: 
1. One unit = 15 minutes
2. Up to 30 hours (120 units) per week for 90-day auth period (up to 1542 units).

Age Group: Adults (age 18 and older)

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. PSR may not be provided during the same auth period as Partial Hospitalization and ACT.

Service Code
H2017 – State-Funded Psychosocial Rehabilitation
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Psychotherapy for Crisis (MCD) – 90839 (First 60 Minutes)

Authorization Guidelines:

Brief Service Description: On rare occasions, licensed outpatient service providers are presented with individuals in crisis situations which may require unplanned extended services to manage the crisis in the office with the goal of averting more restrictive levels of care. This service is used only in those extreme situations in which an unforeseen crisis situation arises, and additional time is required to manage the crisis event. Services are restricted to outpatient crisis assessment, stabilization, and disposition for acute, life-threatening situations.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychotherapy for Crisis is not covered: a) if the focus of tx does not address the symptoms of the DSM-5 dx or related symptoms; b) in emergency departments, inpatient settings, or facility-based crisis settings, OR; c) if the member presents with a medical, cognitive, intellectual or development issue that would not benefit from outpatient tx services. If Psychotherapy for Crisis is billed, no other outpatient therapy services can be billed on that same day for that member.
2. For members having both Medicaid and Medicare, the provider shall bill Medicare as primary before submitting a claim to Medicaid. For beneficiaries having both Medicaid and any other insurance coverage, the other insurance shall be billed prior to billing Medicaid, as Medicaid is considered the payor of last resort.
3. The provider will complete an assessment prior to the delivery of any subsequent services following the provision of this service.
4. When receiving multiple BH services in addition to outpatient, a PCP must be developed.
5. The provider will complete an assessment prior to the delivery of any subsequent services following the provision of this service.
6. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.
7. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90839 - Psychotherapy for Crisis First 60 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
Adult
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Psychotherapy for Crisis (MCD) – 90839 GT (First 60 Minutes, Telehealth)

Authorization Guidelines:

Brief Service Description: On rare occasions, licensed outpatient service providers are presented with individuals in crisis situations which may require unplanned extended services to manage the crisis in the office with the goal of averting more restrictive levels of care. This service is used only in those extreme situations in which an unforeseen crisis situation arises, and additional time is required to manage the crisis event. Services are restricted to outpatient crisis assessment, stabilization, and disposition for acute, life-threatening situations.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychotherapy for Crisis is not covered: a) if the focus of tx does not address the symptoms of the DSM-5 dx or related symptoms; b) in emergency departments, inpatient settings, or facility-based crisis settings, OR; c) if the member presents with a medical, cognitive, intellectual or development issue that would not benefit from outpatient tx services. If Psychotherapy for Crisis is billed, no other outpatient therapy services can be billed on that same day for that member.
2. For members having both Medicaid and Medicare, the provider shall bill Medicare as primary before submitting a claim to Medicaid. For beneficiaries having both Medicaid and any other insurance coverage, the other insurance shall be billed prior to billing Medicaid, as Medicaid is considered the payor of last resort.
3. The provider will complete an assessment prior to the delivery of any subsequent services following the provision of this service.
4. When receiving multiple BH services in addition to outpatient, a PCP must be developed.
5. The provider will complete an assessment prior to the delivery of any subsequent services following the provision of this service.
6. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.
7. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90839 GT – MCD Psychotherapy for Crisis, First 60 Minutes, Telehealth
Diagnosis Group
Mental Health
Substance Abuse
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Psychotherapy for Crisis (MCD) – 90840 (Each Add’l 30 Minutes)

Authorization Guidelines:

Brief Service Description: On rare occasions, licensed outpatient service providers are presented with individuals in crisis situations which may require unplanned extended services to manage the crisis in the office with the goal of averting more restrictive levels of care. This service is used only in those extreme situations in which an unforeseen crisis situation arises, and additional time is required to manage the crisis event. Services are restricted to outpatient crisis assessment, stabilization, and disposition for acute, life-threatening situations.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychotherapy for Crisis is not covered: a) if the focus of tx does not address the symptoms of the DSM-5 dx or related symptoms; b) in emergency departments, inpatient settings, or facility-based crisis settings, OR; c) if the member presents with a medical, cognitive, intellectual or development issue that would not benefit from outpatient tx services. If Psychotherapy for Crisis is billed, no other outpatient therapy services can be billed on that same day for that member.
2. For members having both Medicaid and Medicare, the provider shall bill Medicare as primary before submitting a claim to Medicaid. For beneficiaries having both Medicaid and any other insurance coverage, the other insurance shall be billed prior to billing Medicaid, as Medicaid is considered the payor of last resort.
3. The provider will complete an assessment prior to the delivery of any subsequent services following the provision of this service.
4. When receiving multiple BH services in addition to outpatient, a PCP must be developed.
5. The provider will complete an assessment prior to the delivery of any subsequent services following the provision of this service.
6. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.
7. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90840 - Psychotherapy for Crisis each additional 30 minutes
Diagnosis Group
Intellectual Development Disability
Substance Abuse
Mental Health
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Psychotherapy for Crisis (MCD) – 90840 GT (Each Add’l 30 Minutes, Telehealth)

Authorization Guidelines:

Brief Service Description: On rare occasions, licensed outpatient service providers are presented with individuals in crisis situations which may require unplanned extended services to manage the crisis in the office with the goal of averting more restrictive levels of care. This service is used only in those extreme situations in which an unforeseen crisis situation arises, and additional time is required to manage the crisis event. Services are restricted to outpatient crisis assessment, stabilization, and disposition for acute, life-threatening situations.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Units: The appropriate procedure code(s) determines the billing unit(s). One service code = 1 unit of service.  

Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychotherapy for Crisis is not covered: a) if the focus of tx does not address the symptoms of the DSM-5 dx or related symptoms; b) in emergency departments, inpatient settings, or facility-based crisis settings, OR; c) if the member presents with a medical, cognitive, intellectual or development issue that would not benefit from outpatient tx services. If Psychotherapy for Crisis is billed, no other outpatient therapy services can be billed on that same day for that member.
2. For members having both Medicaid and Medicare, the provider shall bill Medicare as primary before submitting a claim to Medicaid. For beneficiaries having both Medicaid and any other insurance coverage, the other insurance shall be billed prior to billing Medicaid, as Medicaid is considered the payor of last resort.
3. The provider will complete an assessment prior to the delivery of any subsequent services following the provision of this service.
4. When receiving multiple BH services in addition to outpatient, a PCP must be developed.
5. The provider will complete an assessment prior to the delivery of any subsequent services following the provision of this service.
6. The provider shall communicate and coordinate care with others providing care. When the member is receiving multiple BH services in addition to this service, a tx plan must be developed, and outpatient behavioral health services are to be incorporated into the tx plan.
7. Provider must provide, or have a written agreement with another entity, for access to 24-hour coverage for BH emergency services.

Service Code
90840 GT – MCD Psychotherapy for Crisis, Each Add’l 30 Minutes, Telehealth
Diagnosis Group
Mental Health
Substance Abuse
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Psychotherapy for Crisis (State-Funded) – 90839 (First 60 Minutes)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A crisis is defined as an acute disturbance of thought, mood, behavior or social relationships that requires an immediate intervention, and which, if untreated, may lead to harm to the individual or to others or have the potential to rapidly result in a catastrophic outcome. On rare occasions, licensed outpatient service providers are presented with an individual in crisis which may require unplanned extended services to manage the crisis in the office with the goal of averting more restrictive levels of care. Licensed professionals may use the “Psychotherapy for Crisis” service codes only in those situations in which an unforeseen crisis arises and additional time is required to manage the crisis event.

Auth Submission Requirements
Pass-Through Period:
1. Prior authorization is not required for this service.
2. Psychotherapy for Crisis disposition may:
A) Involve an immediate transfer to more restrictive emergency services.
B) If the disposition is not an immediate transfer to acute or more intensive emergency services, the provider must offer a written copy of an individualized crisis plan to the individual. This plan must be developed in the session for the purpose of handling future crisis situations, including involvement of family and other providers as applicable. The plan must document a scheduled outpatient follow-up session.

Authorization Parameters
Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychotherapy for Crisis is not covered: a) if the focus of tx does not address the symptoms of the DSM-5 dx or related symptoms; b) in emergency departments, inpatient settings, or facility-based crisis settings, OR; c) if the recipient presents with a medical, cognitive, intellectual or development issue that would not benefit from outpatient tx services.
2. If Psychotherapy for Crisis is billed, no other outpatient therapy services can be billed on that same day for that individual.
3. Psychotherapy for Crisis is only covered when the individual is experiencing an immediate, potentially life-threatening, complex crisis. The service must be provided in an outpatient therapy setting.
4. The provider will complete an assessment prior to the delivery of any subsequent services following the provision of this service.
5. When receiving multiple BH services in addition to outpatient, a PCP must be developed.
6. The provider will communicate and coordinate care with other professionals providing care to the recipient.
7. Providers must provide or have a written agreement with another entity for access to 24-hour coverage for behavioral health emergency services

Service Code
90839 – State-Funded Psychotherapy for Crisis, First 60 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Psychotherapy for Crisis (State-Funded) – 90839 GT (First 60 Minutes, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A crisis is defined as an acute disturbance of thought, mood, behavior or social relationships that requires an immediate intervention, and which, if untreated, may lead to harm to the individual or to others or have the potential to rapidly result in a catastrophic outcome. On rare occasions, licensed outpatient service providers are presented with an individual in crisis which may require unplanned extended services to manage the crisis in the office with the goal of averting more restrictive levels of care. Licensed professionals may use the “Psychotherapy for Crisis” service codes only in those situations in which an unforeseen crisis arises and additional time is required to manage the crisis event.

Auth Submission Requirements
Pass-Through Period:
1. Prior authorization is not required for this service.
2. Psychotherapy for Crisis disposition may:
A) Involve an immediate transfer to more restrictive emergency services.
B) If the disposition is not an immediate transfer to acute or more intensive emergency services, the provider must offer a written copy of an individualized crisis plan to the individual. This plan must be developed in the session for the purpose of handling future crisis situations, including involvement of family and other providers as applicable. The plan must document a scheduled outpatient follow-up session.

Authorization Parameters
Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychotherapy for Crisis is not covered: a) if the focus of tx does not address the symptoms of the DSM-5 dx or related symptoms; b) in emergency departments, inpatient settings, or facility-based crisis settings, OR; c) if the recipient presents with a medical, cognitive, intellectual or development issue that would not benefit from outpatient tx services.
2. If Psychotherapy for Crisis is billed, no other outpatient therapy services can be billed on that same day for that individual.
3. Psychotherapy for Crisis is only covered when the individual is experiencing an immediate, potentially life-threatening, complex crisis. The service must be provided in an outpatient therapy setting.
4. The provider will complete an assessment prior to the delivery of any subsequent services following the provision of this service.
5. When receiving multiple BH services in addition to outpatient, a PCP must be developed.
6. The provider will communicate and coordinate care with other professionals providing care to the recipient.
7. Providers must provide or have a written agreement with another entity for access to 24-hour coverage for behavioral health emergency services

Service Code
90839 GT – State-Funded Psychotherapy for Crisis, First 60 Minutes, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Adult
18-20
Child
Benefit Plan
State
Prior Authorization Required
No

Psychotherapy for Crisis (State-Funded) – 90840 (Each Add’l 30 Minutes)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A crisis is defined as an acute disturbance of thought, mood, behavior or social relationships that requires an immediate intervention, and which, if untreated, may lead to harm to the individual or to others or have the potential to rapidly result in a catastrophic outcome. On rare occasions, licensed outpatient service providers are presented with an individual in crisis which may require unplanned extended services to manage the crisis in the office with the goal of averting more restrictive levels of care. Licensed professionals may use the “Psychotherapy for Crisis” service codes only in those situations in which an unforeseen crisis arises and additional time is required to manage the crisis event.

Auth Submission Requirements
Pass-Through Period:
1. Prior authorization is not required for this service.
2. Psychotherapy for Crisis disposition may:
A) Involve an immediate transfer to more restrictive emergency services.
B) If the disposition is not an immediate transfer to acute or more intensive emergency services, the provider must offer a written copy of an individualized crisis plan to the individual. This plan must be developed in the session for the purpose of handling future crisis situations, including involvement of family and other providers as applicable. The plan must document a scheduled outpatient follow-up session.

Authorization Parameters
Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychotherapy for Crisis is not covered: a) if the focus of tx does not address the symptoms of the DSM-5 dx or related symptoms; b) in emergency departments, inpatient settings, or facility-based crisis settings, OR; c) if the recipient presents with a medical, cognitive, intellectual or development issue that would not benefit from outpatient tx services.
2. If Psychotherapy for Crisis is billed, no other outpatient therapy services can be billed on that same day for that individual.
3. Psychotherapy for Crisis is only covered when the individual is experiencing an immediate, potentially life-threatening, complex crisis. The service must be provided in an outpatient therapy setting.
4. The provider will complete an assessment prior to the delivery of any subsequent services following the provision of this service.
5. When receiving multiple BH services in addition to outpatient, a PCP must be developed.
6. The provider will communicate and coordinate care with other professionals providing care to the recipient.
7. Providers must provide or have a written agreement with another entity for access to 24-hour coverage for behavioral health emergency services

Service Code
90840 – State-Funded Psychotherapy for Crisis, Each Add’l 30 Minutes
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Psychotherapy for Crisis (State-Funded) – 90840 GT (Each Add’l 30 Minutes, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A crisis is defined as an acute disturbance of thought, mood, behavior or social relationships that requires an immediate intervention, and which, if untreated, may lead to harm to the individual or to others or have the potential to rapidly result in a catastrophic outcome. On rare occasions, licensed outpatient service providers are presented with an individual in crisis which may require unplanned extended services to manage the crisis in the office with the goal of averting more restrictive levels of care. Licensed professionals may use the “Psychotherapy for Crisis” service codes only in those situations in which an unforeseen crisis arises and additional time is required to manage the crisis event.

Auth Submission Requirements
Pass-Through Period:
1. Prior authorization is not required for this service.
2. Psychotherapy for Crisis disposition may:
A) Involve an immediate transfer to more restrictive emergency services.
B) If the disposition is not an immediate transfer to acute or more intensive emergency services, the provider must offer a written copy of an individualized crisis plan to the individual. This plan must be developed in the session for the purpose of handling future crisis situations, including involvement of family and other providers as applicable. The plan must document a scheduled outpatient follow-up session.

Authorization Parameters
Age Group: Children/ Adolescents & Adults

Level of Care: N/A

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Psychotherapy for Crisis is not covered: a) if the focus of tx does not address the symptoms of the DSM-5 dx or related symptoms; b) in emergency departments, inpatient settings, or facility-based crisis settings, OR; c) if the recipient presents with a medical, cognitive, intellectual or development issue that would not benefit from outpatient tx services.
2. If Psychotherapy for Crisis is billed, no other outpatient therapy services can be billed on that same day for that individual.
3. Psychotherapy for Crisis is only covered when the individual is experiencing an immediate, potentially life-threatening, complex crisis. The service must be provided in an outpatient therapy setting.
4. The provider will complete an assessment prior to the delivery of any subsequent services following the provision of this service.
5. When receiving multiple BH services in addition to outpatient, a PCP must be developed.
6. The provider will communicate and coordinate care with other professionals providing care to the recipient.
7. Providers must provide or have a written agreement with another entity for access to 24-hour coverage for behavioral health emergency services

Service Code
90840 GT – State-Funded Psychotherapy for Crisis, Each Add’l 30 Minutes, Telehealth
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Research-Based Behavioral Health Treatment for Autism Spectrum Disorder (MCD) – 97151 (Comprehensive Assessment-Billed by LQASP)

Authorization Guidelines:

Brief Service Description: Services are researched-based behavioral interventions that prevent or minimize the disabilities and behavioral challenges associated with Autism Spectrum Disorder (ASD) and promote, to the extent practicable, the adaptive functioning of a member.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. Service Order: Required, signed by an MD, DO or a licensed psychologist.
2. Dx: Definitive ASD dx documentation required utilizing a scientifically validated diagnostic tool for diagnosis of ASD.  For members under 3, a provisional diagnosis of ASD is acceptable.
3. Behavioral, Adaptive, or Functional Assessment: Required
4. Assessment: A copy of the assessment completed under 97151 is required.
5. Complete Tx Plan: Required, developed and signed by a LQASP and legally responsible person. Must be reviewed no less than once every 6 months and rewritten at least annually.
6. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): RB-BHT services are not to be used to provide respite, day care, or educational services and is not to be used to reimburse a parent for participating in a treatment program.

Service Code
97151
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Research-Based Behavioral Health Treatment for Autism Spectrum Disorder (MCD) – 97151 GT (Comprehensive Assessment-Billed by LQASP, Telehealth)

Authorization Guidelines:

Brief Service Description: Services are researched-based behavioral interventions that prevent or minimize the disabilities and behavioral challenges associated with Autism Spectrum Disorder (ASD) and promote, to the extent practicable, the adaptive functioning of a member.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. Service Order: Required, signed by an MD, DO or a licensed psychologist.
2. Dx: Definitive ASD dx documentation required utilizing a scientifically validated diagnostic tool for diagnosis of ASD.  For members under 3, a provisional diagnosis of ASD is acceptable.
3. Behavioral, Adaptive, or Functional Assessment: Required
4. Assessment: A copy of the assessment completed under 97151 is required.
5. Complete Tx Plan: Required, developed and signed by a LQASP and legally responsible person. Must be reviewed no less than once every 6 months and rewritten at least annually.
6. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): RB-BHT services are not to be used to provide respite, day care, or educational services and is not to be used to reimburse a parent for participating in a treatment program.

Service Code
97151GT
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Research-Based Behavioral Health Treatment for Autism Spectrum Disorder (MCD) – 97152 (Assessment Follow Up- Billed by LQASP)

Authorization Guidelines:

Brief Service Description: Services are researched-based behavioral interventions that prevent or minimize the disabilities and behavioral challenges associated with Autism Spectrum Disorder (ASD) and promote, to the extent practicable, the adaptive functioning of a member.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. Service Order: Required, signed by an MD, DO or a licensed psychologist.
2. Dx: Definitive ASD dx documentation required utilizing a scientifically validated diagnostic tool for diagnosis of ASD.  For members under 3, a provisional diagnosis of ASD is acceptable.
3. Behavioral, Adaptive, or Functional Assessment: Required
4. Assessment: A copy of the assessment completed under 97151 is required.
5. Complete Tx Plan: Required, developed and signed by a LQASP and legally responsible person. Must be reviewed no less than once every 6 months and rewritten at least annually.
6. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): RB-BHT services are not to be used to provide respite, day care, or educational services and is not to be used to reimburse a parent for participating in a treatment program.

Service Code
97152
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Research-Based Behavioral Health Treatment for Autism Spectrum Disorder (MCD) – 97152 GT (Assessment Follow Up- Billed by LQASP, Telehealth)

Authorization Guidelines:

Brief Service Description: Services are researched-based behavioral interventions that prevent or minimize the disabilities and behavioral challenges associated with Autism Spectrum Disorder (ASD) and promote, to the extent practicable, the adaptive functioning of a member.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. Service Order: Required, signed by an MD, DO or a licensed psychologist.
2. Dx: Definitive ASD dx documentation required utilizing a scientifically validated diagnostic tool for diagnosis of ASD.  For members under 3, a provisional diagnosis of ASD is acceptable.
3. Behavioral, Adaptive, or Functional Assessment: Required
4. Assessment: A copy of the assessment completed under 97151 is required.
5. Complete Tx Plan: Required, developed and signed by a LQASP and legally responsible person. Must be reviewed no less than once every 6 months and rewritten at least annually.
6. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): RB-BHT services are not to be used to provide respite, day care, or educational services and is not to be used to reimburse a parent for participating in a treatment program.

Service Code
97152GT
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Research-Based Behavioral Health Treatment for Autism Spectrum Disorder (MCD) – 97153 (ABA provided by LQASP, C-QP, Paraprofessional)

Authorization Guidelines:

Brief Service Description: Services are researched-based behavioral interventions that prevent or minimize the disabilities and behavioral challenges associated with Autism Spectrum Disorder (ASD) and promote, to the extent practicable, the adaptive functioning of a member.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. Service Order: Required, signed by an MD, DO or a licensed psychologist.
2. Dx: Definitive ASD dx documentation required utilizing a scientifically validated diagnostic tool for diagnosis of ASD.  For members under 3, a provisional diagnosis of ASD is acceptable.
3. Behavioral, Adaptive, or Functional Assessment: Required
4. Assessment: A copy of the assessment completed under 97151 is required.
5. Complete Tx Plan: Required, developed and signed by a LQASP and legally responsible person. Must be reviewed no less than once every 6 months and rewritten at least annually.
6. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): RB-BHT services are not to be used to provide respite, day care, or educational services and is not to be used to reimburse a parent for participating in a treatment program.

Service Code
97153
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Research-Based Behavioral Health Treatment for Autism Spectrum Disorder (MCD) – 97153 GT (ABA provided by LQASP, C-QP, Paraprofessional; Telehealth)

Authorization Guidelines:

Brief Service Description: Services are researched-based behavioral interventions that prevent or minimize the disabilities and behavioral challenges associated with Autism Spectrum Disorder (ASD) and promote, to the extent practicable, the adaptive functioning of a member.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. Service Order: Required, signed by an MD, DO or a licensed psychologist.
2. Dx: Definitive ASD dx documentation required utilizing a scientifically validated diagnostic tool for diagnosis of ASD.  For members under 3, a provisional diagnosis of ASD is acceptable.
3. Behavioral, Adaptive, or Functional Assessment: Required
4. Assessment: A copy of the assessment completed under 97151 is required.
5. Complete Tx Plan: Required, developed and signed by a LQASP and legally responsible person. Must be reviewed no less than once every 6 months and rewritten at least annually.
6. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): RB-BHT services are not to be used to provide respite, day care, or educational services and is not to be used to reimburse a parent for participating in a treatment program.

Service Code
97153GT
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Research-Based Behavioral Health Treatment for Autism Spectrum Disorder (MCD) – 97154 (ABA Group provided by LQASP, C-QP, Paraprofessional)

Authorization Guidelines:

Brief Service Description: Services are researched-based behavioral interventions that prevent or minimize the disabilities and behavioral challenges associated with Autism Spectrum Disorder (ASD) and promote, to the extent practicable, the adaptive functioning of a member.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. Service Order: Required, signed by an MD, DO or a licensed psychologist.
2. Dx: Definitive ASD dx documentation required utilizing a scientifically validated diagnostic tool for diagnosis of ASD.  For members under 3, a provisional diagnosis of ASD is acceptable.
3. Behavioral, Adaptive, or Functional Assessment: Required
4. Assessment: A copy of the assessment completed under 97151 is required.
5. Complete Tx Plan: Required, developed and signed by a LQASP and legally responsible person. Must be reviewed no less than once every 6 months and rewritten at least annually.
6. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): RB-BHT services are not to be used to provide respite, day care, or educational services and is not to be used to reimburse a parent for participating in a treatment program.

Service Code
97154
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Research-Based Behavioral Health Treatment for Autism Spectrum Disorder (MCD) – 97154 GT (ABA Group provided by LQASP, C-QP, Paraprofessional; Telehealth)

Authorization Guidelines:

Brief Service Description: Services are researched-based behavioral interventions that prevent or minimize the disabilities and behavioral challenges associated with Autism Spectrum Disorder (ASD) and promote, to the extent practicable, the adaptive functioning of a member.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. Service Order: Required, signed by an MD, DO or a licensed psychologist.
2. Dx: Definitive ASD dx documentation required utilizing a scientifically validated diagnostic tool for diagnosis of ASD.  For members under 3, a provisional diagnosis of ASD is acceptable.
3. Behavioral, Adaptive, or Functional Assessment: Required
4. Assessment: A copy of the assessment completed under 97151 is required.
5. Complete Tx Plan: Required, developed and signed by a LQASP and legally responsible person. Must be reviewed no less than once every 6 months and rewritten at least annually.
6. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): RB-BHT services are not to be used to provide respite, day care, or educational services and is not to be used to reimburse a parent for participating in a treatment program.

Service Code
97154GT
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Research-Based Behavioral Health Treatment for Autism Spectrum Disorder (MCD) – 97155 (Adaptive Behavior Treatment with Protocol Modification)

Authorization Guidelines:

Brief Service Description: Services are researched-based behavioral interventions that prevent or minimize the disabilities and behavioral challenges associated with Autism Spectrum Disorder (ASD) and promote, to the extent practicable, the adaptive functioning of a member.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. Service Order: Required, signed by an MD, DO or a licensed psychologist.
2. Dx: Definitive ASD dx documentation required utilizing a scientifically validated diagnostic tool for diagnosis of ASD.  For members under 3, a provisional diagnosis of ASD is acceptable.
3. Behavioral, Adaptive, or Functional Assessment: Required
4. Assessment: A copy of the assessment completed under 97151 is required.
5. Complete Tx Plan: Required, developed and signed by a LQASP and legally responsible person. Must be reviewed no less than once every 6 months and rewritten at least annually.
6. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): RB-BHT services are not to be used to provide respite, day care, or educational services and is not to be used to reimburse a parent for participating in a treatment program.

Service Code
97155
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Research-Based Behavioral Health Treatment for Autism Spectrum Disorder (MCD) – 97155 GT (Adaptive Behavior Treatment with Protocol Modification, Telehealth)

Authorization Guidelines:

Brief Service Description: Services are researched-based behavioral interventions that prevent or minimize the disabilities and behavioral challenges associated with Autism Spectrum Disorder (ASD) and promote, to the extent practicable, the adaptive functioning of a member.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. Service Order: Required, signed by an MD, DO or a licensed psychologist.
2. Dx: Definitive ASD dx documentation required utilizing a scientifically validated diagnostic tool for diagnosis of ASD.  For members under 3, a provisional diagnosis of ASD is acceptable.
3. Behavioral, Adaptive, or Functional Assessment: Required
4. Assessment: A copy of the assessment completed under 97151 is required.
5. Complete Tx Plan: Required, developed and signed by a LQASP and legally responsible person. Must be reviewed no less than once every 6 months and rewritten at least annually.
6. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): RB-BHT services are not to be used to provide respite, day care, or educational services and is not to be used to reimburse a parent for participating in a treatment program.

Service Code
97155GT
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Research-Based Behavioral Health Treatment for Autism Spectrum Disorder (MCD) – 97156 (Parent Training without Child provided by LQASP, C-QP, Paraprofessional)

Authorization Guidelines:

Brief Service Description: Services are researched-based behavioral interventions that prevent or minimize the disabilities and behavioral challenges associated with Autism Spectrum Disorder (ASD) and promote, to the extent practicable, the adaptive functioning of a member.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. Service Order: Required, signed by an MD, DO or a licensed psychologist.
2. Dx: Definitive ASD dx documentation required utilizing a scientifically validated diagnostic tool for diagnosis of ASD.  For members under 3, a provisional diagnosis of ASD is acceptable.
3. Behavioral, Adaptive, or Functional Assessment: Required
4. Assessment: A copy of the assessment completed under 97151 is required.
5. Complete Tx Plan: Required, developed and signed by a LQASP and legally responsible person. Must be reviewed no less than once every 6 months and rewritten at least annually.
6. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): RB-BHT services are not to be used to provide respite, day care, or educational services and is not to be used to reimburse a parent for participating in a treatment program.

Service Code
97156
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Research-Based Behavioral Health Treatment for Autism Spectrum Disorder (MCD) – 97156 GT (Parent Training without Child provided by LQASP, C-QP, Paraprofessional; Telehealth)

Authorization Guidelines:

Brief Service Description: Services are researched-based behavioral interventions that prevent or minimize the disabilities and behavioral challenges associated with Autism Spectrum Disorder (ASD) and promote, to the extent practicable, the adaptive functioning of a member.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. Service Order: Required, signed by an MD, DO or a licensed psychologist.
2. Dx: Definitive ASD dx documentation required utilizing a scientifically validated diagnostic tool for diagnosis of ASD.  For members under 3, a provisional diagnosis of ASD is acceptable.
3. Behavioral, Adaptive, or Functional Assessment: Required
4. Assessment: A copy of the assessment completed under 97151 is required.
5. Complete Tx Plan: Required, developed and signed by a LQASP and legally responsible person. Must be reviewed no less than once every 6 months and rewritten at least annually.
6. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): RB-BHT services are not to be used to provide respite, day care, or educational services and is not to be used to reimburse a parent for participating in a treatment program.

Service Code
97156GT
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Research-Based Behavioral Health Treatment for Autism Spectrum Disorder (MCD) – 97156 KX (Parent Training without Child provided by LQASP, C-QP, Paraprofessional; Telephonic)

Authorization Guidelines:

Telephonic billable w/ KX modifier, provided criteria in 3.1.2 and 3.2.5 are met

Brief Service Description: Services are researched-based behavioral interventions that prevent or minimize the disabilities and behavioral challenges associated with Autism Spectrum Disorder (ASD) and promote, to the extent practicable, the adaptive functioning of a member.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. Service Order: Required, signed by an MD, DO or a licensed psychologist.
2. Dx: Definitive ASD dx documentation required utilizing a scientifically validated diagnostic tool for diagnosis of ASD.  For members under 3, a provisional diagnosis of ASD is acceptable.
3. Behavioral, Adaptive, or Functional Assessment: Required
4. Assessment: A copy of the assessment completed under 97151 is required.
5. Complete Tx Plan: Required, developed and signed by a LQASP and legally responsible person. Must be reviewed no less than once every 6 months and rewritten at least annually.
6. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): RB-BHT services are not to be used to provide respite, day care, or educational services and is not to be used to reimburse a parent for participating in a treatment program.

Service Code
97156 KX – MCD Research-Based Behavioral Health Treatment for Autism Spectrum Disorder, Parent Training without Child provided by LQASP, C-QP, Paraprofessional; Telephonic
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Research-Based Behavioral Health Treatment for Autism Spectrum Disorder (MCD) – 97157 (Parent Training Group provided by LQASP, C-QP, Paraprofessional)

Authorization Guidelines:

Brief Service Description: Services are researched-based behavioral interventions that prevent or minimize the disabilities and behavioral challenges associated with Autism Spectrum Disorder (ASD) and promote, to the extent practicable, the adaptive functioning of a member.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. Service Order: Required, signed by an MD, DO or a licensed psychologist.
2. Dx: Definitive ASD dx documentation required utilizing a scientifically validated diagnostic tool for diagnosis of ASD.  For members under 3, a provisional diagnosis of ASD is acceptable.
3. Behavioral, Adaptive, or Functional Assessment: Required
4. Assessment: A copy of the assessment completed under 97151 is required.
5. Complete Tx Plan: Required, developed and signed by a LQASP and legally responsible person. Must be reviewed no less than once every 6 months and rewritten at least annually.
6. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): RB-BHT services are not to be used to provide respite, day care, or educational services and is not to be used to reimburse a parent for participating in a treatment program.

Service Code
97157
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Research-Based Behavioral Health Treatment for Autism Spectrum Disorder (MCD) – 97157 GT (Parent Training Group provided by LQASP, C-QP, Paraprofessional; Telehealth)

Authorization Guidelines:

Brief Service Description: Services are researched-based behavioral interventions that prevent or minimize the disabilities and behavioral challenges associated with Autism Spectrum Disorder (ASD) and promote, to the extent practicable, the adaptive functioning of a member.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. Service Order: Required, signed by an MD, DO or a licensed psychologist.
2. Dx: Definitive ASD dx documentation required utilizing a scientifically validated diagnostic tool for diagnosis of ASD.  For members under 3, a provisional diagnosis of ASD is acceptable.
3. Behavioral, Adaptive, or Functional Assessment: Required
4. Assessment: A copy of the assessment completed under 97151 is required.
5. Complete Tx Plan: Required, developed and signed by a LQASP and legally responsible person. Must be reviewed no less than once every 6 months and rewritten at least annually.
6. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): RB-BHT services are not to be used to provide respite, day care, or educational services and is not to be used to reimburse a parent for participating in a treatment program.

Service Code
97157GT
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Research-Based Behavioral Health Treatment for Autism Spectrum Disorder (MCD) – 97157 KX (Parent Training Group provided by LQASP, C-QP, Paraprofessional; Telephonic)

Authorization Guidelines:

Telephonic billable w/ KX modifier, provided criteria in 3.1.2 and 3.2.5 are met

Brief Service Description: Services are researched-based behavioral interventions that prevent or minimize the disabilities and behavioral challenges associated with Autism Spectrum Disorder (ASD) and promote, to the extent practicable, the adaptive functioning of a member.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. Service Order: Required, signed by an MD, DO or a licensed psychologist.
2. Dx: Definitive ASD dx documentation required utilizing a scientifically validated diagnostic tool for diagnosis of ASD.  For members under 3, a provisional diagnosis of ASD is acceptable.
3. Behavioral, Adaptive, or Functional Assessment: Required
4. Assessment: A copy of the assessment completed under 97151 is required.
5. Complete Tx Plan: Required, developed and signed by a LQASP and legally responsible person. Must be reviewed no less than once every 6 months and rewritten at least annually.
6. Submission of applicable records that support the member has met the medical necessity criteria.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 15 minutes

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): RB-BHT services are not to be used to provide respite, day care, or educational services and is not to be used to reimburse a parent for participating in a treatment program.

Service Code
97157 KX – MCD Research-Based Behavioral Health Treatment for Autism Spectrum Disorder, Parent Training Group provided by LQASP, C-QP, Paraprofessional; Telephonic
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Residential Supports (State-Funded) – YM846 (Level 1)

Authorization Guidelines:

Limited funding. Not an entitlement. No New Admissions.

Brief Service Description: Residential Supports provides individualized services and supports to enable an individual to live successfully in a licensed Supervised Living facility or an unlicensed AFL setting of their choice and be an active participant in the community. The individual requires this service to learn and practice new skills and improve existing skills to assist the individual in increasing their level of independence for the I/DD population. For the TBI population, the service includes training and support for relearning skills, developing compensatory strategies and practicing new skills and for improvement of existing skills to assist the individual to complete activities to the greatest level of independence possible. Residential Supports includes supervision and assistance in activities of daily living when the individual is dependent on others to ensure health and safety.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization required  
2. NC SNAP or SIS: Required
3. Assessment: Psychological, neuropsych, or psychiatric eval w/ appropriate testing indicating the recipient meets ICF/IID criteria for IDD services, including evidence of an IDD dx before age of 22.  For TBI, an exam noting a TBI dx per G.S. 122C-3(38a). For those w/ DD but no intellectual disability, a physician assessment w/ a definitive dx and assoc, functional limitations is acceptable.
4. Service Order: Required
5. Complete, integrated PCP: Required, w/ goals designed to support increasing independence (i.e., habilitative/ rehabilitative goal should be 75% of goals noted within the plan).  Should include an expressed desire to obtain the service.
6. Submission of all records that support the recipient has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior authorization required
2. NC SNAP or SIS: Required
3. Complete, integrated PCP: recently reviewed detailing the recipient’s progress with the service. Goals designed to support increasing independence (i.e., habilitative/ rehabilitative goal should be 75% of goals noted within the plan) are required.  If MN dictates the need for increased service duration and frequency, consideration must be given to other services and interventions with a more intense clinical component. .  Should include an expressed desire to maintain the service.
4. Evidence of IDD Eligibility: Meets IDD eligibility according to GS 122C-3 (12a), including evidence of an IDD dx before age of 22 or TBI.
5. Submission of all records that support the recipient has met the medical necessity criteria.

Authorization Parameters
Length of Stay: Request length of stay can be for up to one calendar year or the end of the PCP (whichever comes first).

Units: One unit = 1 day
Age Group: Adolescents & Adults (age 16 or older)

Level of Care: SNAP level 2 or SIS level C. Individuals require minimal to low levels of supervision and support in most settings.  Most are dx with mild/moderate IDD and/or a related condition.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. No New Admissions
2. May not receive state-funded Community Living and Supports, Supported Living Periodic, DT, Personal Care Services, or State Funded Personal Care or PA. Respite can only be provided to those residing in an AFL.
3. Must not be duplicative of other state funded services the individual is receiving.
4. Relatives may not provide the service to family recipients.  Relatives who own provider agencies may not provide services to family recipients.
5. Primary AFL Staff who provide service should not provide other services to the individual.
6. Cannot be used to purchase Assistive Technology Equipment.
7. May not also receive Medicaid funded residential services.
8. The site must be the primary residence of the AFL provider who receives reimbursement for the cost of care.

Service Code
YM846 – State-Funded Residential Supports, Level 1
Diagnosis Group
Intellectual Development Disability
Age Group
16 and Older
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Residential Supports Level 1 (INN) – H2016

Authorization Guidelines:

Brief Service Description: Residential Supports provides individualized services and supports to enable a member to live successfully in a Group Home or Alternative Family Living (AFL) setting of their choice and be an active participant in his/her community. The intended outcome of the service is to increase or maintain the member’s life skills, provide the supervision needed, maximize his/her self-sufficiency, increase self- determination, and ensure the person’s opportunity to have full membership in his/her community. Residential Supports includes learning new skills, practice and improvement of existing skills, and retaining skills to assist the person to complete an activity to his/her level of independence. Residential Supports includes supervision and assistance in activities of daily living when the member is dependent on others to ensure health and safety.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Levels
Residential Supports levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A
Level 2: SIS Level B
Level 3: SIS Level C and D
Level 4: SIS Level E, F, and G

Authorization Parameters
1. Residential Supports may be provided in an AFL situation. The site must be the primary residence of the AFL provider (includes couples and single persons) who receive reimbursement for the cost of care. Primary AFL Staff who provide Residential Supports should not provide other waiver services to the member.
2. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
3. Individuals select the setting from among available options, including non-disability specific settings and an option for a private unit in a residential setting (with consideration being given to financial resources)

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Residential Supports is subject to the Limits on Sets of Services.
2.    A member who receives Residential Supports may not receive Home Modifications, Community Living and Supports, Respite (unless the individual resides in an AFL), Supported Living, or State Plan Personal Care Services. 
3.    Assistive Technology Equipment & Supplies may be accessed when the item belongs to the individual and can transition to other settings with the individual.
4.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Supported Employment or one of the State Plan Medicaid Services that works directly with the person such as Private Duty Nursing.
5.    Payments for Residential Supports do not include payments for room and board, the cost of facility maintenance and upkeep.
6.    In specific situations, to ensure member health and safety Trillium may approve the AFL to serve as short term back up staff for day services (Day Supports, Community Networking or Supported Employment). This approval must be documented in the Individuals record at both Trillium and the provider agency.
7.    Transportation to and from the residence and points of travel in the community is included to the degree that they are not reimbursed by another funding source.
8.    NC Innovations respite may also be used to provide temporary relief to individuals who reside in Licensed and Unlicensed AFLs, but it may not be billed on the same day as Residential Supports. Respite may also be provided for participation in non-integrated camps or for participation in non-integrated Support Groups
9.    Back-up staff must be employees of the agency.
10.    The setting is integrated in and supports full access of a member to the greater community.
11.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices.
12.    Settings facilitate individual choice regarding services and supports, and who provides these.
13.    In Provider Owned or Controlled Residential Settings: a) Provide, at a minimum, the same responsibilities and protections from eviction that tenants have under the landlord tenant law for the state, county, city or other designated entity; b) Provide privacy in sleeping or living unit; c) Provide freedom and support to control individual schedules and activities, and to have access to food at any time; d) Allow visitors of the member’s choosing at any time; e) Are physically accessible.
14.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
15.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
16.    See the CCP for all applicable exclusions, limitations & exceptions.
 

Service Code
H2016 - Residential Supports Level 1
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Residential Supports Level 1 (INN) – H2016 CG (AFL: Alternative Family Living)

Authorization Guidelines:

Brief Service Description: Residential Supports provides individualized services and supports to enable a member to live successfully in a Group Home or Alternative Family Living (AFL) setting of their choice and be an active participant in his/her community. The intended outcome of the service is to increase or maintain the member’s life skills, provide the supervision needed, maximize his/her self-sufficiency, increase self- determination, and ensure the person’s opportunity to have full membership in his/her community. Residential Supports includes learning new skills, practice and improvement of existing skills, and retaining skills to assist the person to complete an activity to his/her level of independence. Residential Supports includes supervision and assistance in activities of daily living when the member is dependent on others to ensure health and safety.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Levels
Residential Supports levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A
Level 2: SIS Level B
Level 3: SIS Level C and D
Level 4: SIS Level E, F, and G

Authorization Parameters
1. Residential Supports may be provided in an AFL situation. The site must be the primary residence of the AFL provider (includes couples and single persons) who receive reimbursement for the cost of care. Primary AFL Staff who provide Residential Supports should not provide other waiver services to the member.
2. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
3. Individuals select the setting from among available options, including non-disability specific settings and an option for a private unit in a residential setting (with consideration being given to financial resources)

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Residential Supports is subject to the Limits on Sets of Services.
2.    A member who receives Residential Supports may not receive Home Modifications, Community Living and Supports, Respite (unless the individual resides in an AFL), Supported Living, or State Plan Personal Care Services. 
3.    Assistive Technology Equipment & Supplies may be accessed when the item belongs to the individual and can transition to other settings with the individual.
4.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Supported Employment or one of the State Plan Medicaid Services that works directly with the person such as Private Duty Nursing.
5.    Payments for Residential Supports do not include payments for room and board, the cost of facility maintenance and upkeep.
6.    In specific situations, to ensure member health and safety Trillium may approve the AFL to serve as short term back up staff for day services (Day Supports, Community Networking or Supported Employment). This approval must be documented in the Individuals record at both Trillium and the provider agency.
7.    Transportation to and from the residence and points of travel in the community is included to the degree that they are not reimbursed by another funding source.
8.    NC Innovations respite may also be used to provide temporary relief to individuals who reside in Licensed and Unlicensed AFLs, but it may not be billed on the same day as Residential Supports. Respite may also be provided for participation in non-integrated camps or for participation in non-integrated Support Groups
9.    Back-up staff must be employees of the agency.
10.    The setting is integrated in and supports full access of a member to the greater community.
11.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices.
12.    Settings facilitate individual choice regarding services and supports, and who provides these.
13.    In Provider Owned or Controlled Residential Settings: a) Provide, at a minimum, the same responsibilities and protections from eviction that tenants have under the landlord tenant law for the state, county, city or other designated entity; b) Provide privacy in sleeping or living unit; c) Provide freedom and support to control individual schedules and activities, and to have access to food at any time; d) Allow visitors of the member’s choosing at any time; e) Are physically accessible.
14.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
15.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
16.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
H2016 CG - Residential Supports Level 1 AFL
Diagnosis Group
Intellectual Development Disability
Age Group
Child
Adult
18-20
Benefit Plan
Innovations
Prior Authorization Required
Yes

Residential Supports Level 1 (INN) – H2016 CG GT (AFL: Alternative Family Living, Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Residential Supports provides individualized services and supports to enable a member to live successfully in a Group Home or Alternative Family Living (AFL) setting of their choice and be an active participant in his/her community. The intended outcome of the service is to increase or maintain the member’s life skills, provide the supervision needed, maximize his/her self-sufficiency, increase self- determination, and ensure the person’s opportunity to have full membership in his/her community. Residential Supports includes learning new skills, practice and improvement of existing skills, and retaining skills to assist the person to complete an activity to his/her level of independence. Residential Supports includes supervision and assistance in activities of daily living when the member is dependent on others to ensure health and safety.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Levels
Residential Supports levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A
Level 2: SIS Level B
Level 3: SIS Level C and D
Level 4: SIS Level E, F, and G

Authorization Parameters
1. Residential Supports may be provided in an AFL situation. The site must be the primary residence of the AFL provider (includes couples and single persons) who receive reimbursement for the cost of care. Primary AFL Staff who provide Residential Supports should not provide other waiver services to the member.
2. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
3. Individuals select the setting from among available options, including non-disability specific settings and an option for a private unit in a residential setting (with consideration being given to financial resources)

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Residential Supports is subject to the Limits on Sets of Services.
2.    A member who receives Residential Supports may not receive Home Modifications, Community Living and Supports, Respite (unless the individual resides in an AFL), Supported Living, or State Plan Personal Care Services. 
3.    Assistive Technology Equipment & Supplies may be accessed when the item belongs to the individual and can transition to other settings with the individual.
4.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Supported Employment or one of the State Plan Medicaid Services that works directly with the person such as Private Duty Nursing.
5.    Payments for Residential Supports do not include payments for room and board, the cost of facility maintenance and upkeep.
6.    In specific situations, to ensure member health and safety Trillium may approve the AFL to serve as short term back up staff for day services (Day Supports, Community Networking or Supported Employment). This approval must be documented in the Individuals record at both Trillium and the provider agency.
7.    Transportation to and from the residence and points of travel in the community is included to the degree that they are not reimbursed by another funding source.
8.    NC Innovations respite may also be used to provide temporary relief to individuals who reside in Licensed and Unlicensed AFLs, but it may not be billed on the same day as Residential Supports. Respite may also be provided for participation in non-integrated camps or for participation in non-integrated Support Groups
9.    Back-up staff must be employees of the agency.
10.    The setting is integrated in and supports full access of a member to the greater community.
11.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices.
12.    Settings facilitate individual choice regarding services and supports, and who provides these.
13.    In Provider Owned or Controlled Residential Settings: a) Provide, at a minimum, the same responsibilities and protections from eviction that tenants have under the landlord tenant law for the state, county, city or other designated entity; b) Provide privacy in sleeping or living unit; c) Provide freedom and support to control individual schedules and activities, and to have access to food at any time; d) Allow visitors of the member’s choosing at any time; e) Are physically accessible.
14.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
15.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
16.    See the CCP for all applicable exclusions, limitations & exceptions.

 

Service Code
H2016 CG GT – INN Residential Supports Level 1, AFL: Alternative Family Living, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Residential Supports Level 1 (INN) – H2016 GT (Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Residential Supports provides individualized services and supports to enable a member to live successfully in a Group Home or Alternative Family Living (AFL) setting of their choice and be an active participant in his/her community. The intended outcome of the service is to increase or maintain the member’s life skills, provide the supervision needed, maximize his/her self-sufficiency, increase self- determination, and ensure the person’s opportunity to have full membership in his/her community. Residential Supports includes learning new skills, practice and improvement of existing skills, and retaining skills to assist the person to complete an activity to his/her level of independence. Residential Supports includes supervision and assistance in activities of daily living when the member is dependent on others to ensure health and safety.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Levels
Residential Supports levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A
Level 2: SIS Level B
Level 3: SIS Level C and D
Level 4: SIS Level E, F, and G

Authorization Parameters
1. Residential Supports may be provided in an AFL situation. The site must be the primary residence of the AFL provider (includes couples and single persons) who receive reimbursement for the cost of care. Primary AFL Staff who provide Residential Supports should not provide other waiver services to the member.
2. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
3. Individuals select the setting from among available options, including non-disability specific settings and an option for a private unit in a residential setting (with consideration being given to financial resources)

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Residential Supports is subject to the Limits on Sets of Services.
2.    A member who receives Residential Supports may not receive Home Modifications, Community Living and Supports, Respite (unless the individual resides in an AFL), Supported Living, or State Plan Personal Care Services. 
3.    Assistive Technology Equipment & Supplies may be accessed when the item belongs to the individual and can transition to other settings with the individual.
4.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Supported Employment or one of the State Plan Medicaid Services that works directly with the person such as Private Duty Nursing.
5.    Payments for Residential Supports do not include payments for room and board, the cost of facility maintenance and upkeep.
6.    In specific situations, to ensure member health and safety Trillium may approve the AFL to serve as short term back up staff for day services (Day Supports, Community Networking or Supported Employment). This approval must be documented in the Individuals record at both Trillium and the provider agency.
7.    Transportation to and from the residence and points of travel in the community is included to the degree that they are not reimbursed by another funding source.
8.    NC Innovations respite may also be used to provide temporary relief to individuals who reside in Licensed and Unlicensed AFLs, but it may not be billed on the same day as Residential Supports. Respite may also be provided for participation in non-integrated camps or for participation in non-integrated Support Groups
9.    Back-up staff must be employees of the agency.
10.    The setting is integrated in and supports full access of a member to the greater community.
11.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices.
12.    Settings facilitate individual choice regarding services and supports, and who provides these.
13.    In Provider Owned or Controlled Residential Settings: a) Provide, at a minimum, the same responsibilities and protections from eviction that tenants have under the landlord tenant law for the state, county, city or other designated entity; b) Provide privacy in sleeping or living unit; c) Provide freedom and support to control individual schedules and activities, and to have access to food at any time; d) Allow visitors of the member’s choosing at any time; e) Are physically accessible.
14.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
15.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
16.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
H2016 GT – INN Residential Supports Level 1, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Residential Supports Level 2 (INN) – T2014

Authorization Guidelines:

Brief Service Description: Residential Supports provides individualized services and supports to enable a member to live successfully in a Group Home or Alternative Family Living (AFL) setting of their choice and be an active participant in his/her community. The intended outcome of the service is to increase or maintain the member’s life skills, provide the supervision needed, maximize his/her self-sufficiency, increase self- determination, and ensure the person’s opportunity to have full membership in his/her community. Residential Supports includes learning new skills, practice and improvement of existing skills, and retaining skills to assist the person to complete an activity to his/her level of independence. Residential Supports includes supervision and assistance in activities of daily living when the member is dependent on others to ensure health and safety.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Levels
Residential Supports levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A
Level 2: SIS Level B
Level 3: SIS Level C and D
Level 4: SIS Level E, F, and G

Authorization Parameters
1. Residential Supports may be provided in an AFL situation. The site must be the primary residence of the AFL provider (includes couples and single persons) who receive reimbursement for the cost of care. Primary AFL Staff who provide Residential Supports should not provide other waiver services to the member.
2. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
3. Individuals select the setting from among available options, including non-disability specific settings and an option for a private unit in a residential setting (with consideration being given to financial resources)

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Residential Supports is subject to the Limits on Sets of Services.
2.    A member who receives Residential Supports may not receive Home Modifications, Community Living and Supports, Respite (unless the individual resides in an AFL), Supported Living, or State Plan Personal Care Services. 
3.    Assistive Technology Equipment & Supplies may be accessed when the item belongs to the individual and can transition to other settings with the individual.
4.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Supported Employment or one of the State Plan Medicaid Services that works directly with the person such as Private Duty Nursing.
5.    Payments for Residential Supports do not include payments for room and board, the cost of facility maintenance and upkeep.
6.    In specific situations, to ensure member health and safety Trillium may approve the AFL to serve as short term back up staff for day services (Day Supports, Community Networking or Supported Employment). This approval must be documented in the Individuals record at both Trillium and the provider agency.
7.    Transportation to and from the residence and points of travel in the community is included to the degree that they are not reimbursed by another funding source.
8.    NC Innovations respite may also be used to provide temporary relief to individuals who reside in Licensed and Unlicensed AFLs, but it may not be billed on the same day as Residential Supports. Respite may also be provided for participation in non-integrated camps or for participation in non-integrated Support Groups
9.    Back-up staff must be employees of the agency.
10.    The setting is integrated in and supports full access of a member to the greater community.
11.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices.
12.    Settings facilitate individual choice regarding services and supports, and who provides these.
13.    In Provider Owned or Controlled Residential Settings: a) Provide, at a minimum, the same responsibilities and protections from eviction that tenants have under the landlord tenant law for the state, county, city or other designated entity; b) Provide privacy in sleeping or living unit; c) Provide freedom and support to control individual schedules and activities, and to have access to food at any time; d) Allow visitors of the member’s choosing at any time; e) Are physically accessible.
14.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
15.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
16.    See the CCP for all applicable exclusions, limitations & exceptions.

 

Service Code
T2014 - Residential Supports Level 2
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Residential Supports Level 2 (INN) – T2014 CG (AFL: Alternative Family Living)

Authorization Guidelines:

Brief Service Description: Residential Supports provides individualized services and supports to enable a member to live successfully in a Group Home or Alternative Family Living (AFL) setting of their choice and be an active participant in his/her community. The intended outcome of the service is to increase or maintain the member’s life skills, provide the supervision needed, maximize his/her self-sufficiency, increase self- determination, and ensure the person’s opportunity to have full membership in his/her community. Residential Supports includes learning new skills, practice and improvement of existing skills, and retaining skills to assist the person to complete an activity to his/her level of independence. Residential Supports includes supervision and assistance in activities of daily living when the member is dependent on others to ensure health and safety.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Levels
Residential Supports levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A
Level 2: SIS Level B
Level 3: SIS Level C and D
Level 4: SIS Level E, F, and G

Authorization Parameters
1. Residential Supports may be provided in an AFL situation. The site must be the primary residence of the AFL provider (includes couples and single persons) who receive reimbursement for the cost of care. Primary AFL Staff who provide Residential Supports should not provide other waiver services to the member.
2. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
3. Individuals select the setting from among available options, including non-disability specific settings and an option for a private unit in a residential setting (with consideration being given to financial resources)

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Residential Supports is subject to the Limits on Sets of Services.
2.    A member who receives Residential Supports may not receive Home Modifications, Community Living and Supports, Respite (unless the individual resides in an AFL), Supported Living, or State Plan Personal Care Services. 
3.    Assistive Technology Equipment & Supplies may be accessed when the item belongs to the individual and can transition to other settings with the individual.
4.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Supported Employment or one of the State Plan Medicaid Services that works directly with the person such as Private Duty Nursing.
5.    Payments for Residential Supports do not include payments for room and board, the cost of facility maintenance and upkeep.
6.    In specific situations, to ensure member health and safety Trillium may approve the AFL to serve as short term back up staff for day services (Day Supports, Community Networking or Supported Employment). This approval must be documented in the Individuals record at both Trillium and the provider agency.
7.    Transportation to and from the residence and points of travel in the community is included to the degree that they are not reimbursed by another funding source.
8.    NC Innovations respite may also be used to provide temporary relief to individuals who reside in Licensed and Unlicensed AFLs, but it may not be billed on the same day as Residential Supports. Respite may also be provided for participation in non-integrated camps or for participation in non-integrated Support Groups
9.    Back-up staff must be employees of the agency.
10.    The setting is integrated in and supports full access of a member to the greater community.
11.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices.
12.    Settings facilitate individual choice regarding services and supports, and who provides these.
13.    In Provider Owned or Controlled Residential Settings: a) Provide, at a minimum, the same responsibilities and protections from eviction that tenants have under the landlord tenant law for the state, county, city or other designated entity; b) Provide privacy in sleeping or living unit; c) Provide freedom and support to control individual schedules and activities, and to have access to food at any time; d) Allow visitors of the member’s choosing at any time; e) Are physically accessible.
14.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
15.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
16.    See the CCP for all applicable exclusions, limitations & exceptions.
 

Service Code
T2014 CG - Residential Supports Level 2 AFL
Diagnosis Group
Intellectual Development Disability
Age Group
Child
Adult
18-20
Benefit Plan
Innovations
Prior Authorization Required
Yes

Residential Supports Level 2 (INN) – T2014 CG GT (AFL: Alternative Family Living, Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Residential Supports provides individualized services and supports to enable a member to live successfully in a Group Home or Alternative Family Living (AFL) setting of their choice and be an active participant in his/her community. The intended outcome of the service is to increase or maintain the member’s life skills, provide the supervision needed, maximize his/her self-sufficiency, increase self- determination, and ensure the person’s opportunity to have full membership in his/her community. Residential Supports includes learning new skills, practice and improvement of existing skills, and retaining skills to assist the person to complete an activity to his/her level of independence. Residential Supports includes supervision and assistance in activities of daily living when the member is dependent on others to ensure health and safety.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Levels
Residential Supports levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A
Level 2: SIS Level B
Level 3: SIS Level C and D
Level 4: SIS Level E, F, and G

Authorization Parameters
1. Residential Supports may be provided in an AFL situation. The site must be the primary residence of the AFL provider (includes couples and single persons) who receive reimbursement for the cost of care. Primary AFL Staff who provide Residential Supports should not provide other waiver services to the member.
2. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
3. Individuals select the setting from among available options, including non-disability specific settings and an option for a private unit in a residential setting (with consideration being given to financial resources)

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Residential Supports is subject to the Limits on Sets of Services.
2.    A member who receives Residential Supports may not receive Home Modifications, Community Living and Supports, Respite (unless the individual resides in an AFL), Supported Living, or State Plan Personal Care Services. 
3.    Assistive Technology Equipment & Supplies may be accessed when the item belongs to the individual and can transition to other settings with the individual.
4.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Supported Employment or one of the State Plan Medicaid Services that works directly with the person such as Private Duty Nursing.
5.    Payments for Residential Supports do not include payments for room and board, the cost of facility maintenance and upkeep.
6.    In specific situations, to ensure member health and safety Trillium may approve the AFL to serve as short term back up staff for day services (Day Supports, Community Networking or Supported Employment). This approval must be documented in the Individuals record at both Trillium and the provider agency.
7.    Transportation to and from the residence and points of travel in the community is included to the degree that they are not reimbursed by another funding source.
8.    NC Innovations respite may also be used to provide temporary relief to individuals who reside in Licensed and Unlicensed AFLs, but it may not be billed on the same day as Residential Supports. Respite may also be provided for participation in non-integrated camps or for participation in non-integrated Support Groups
9.    Back-up staff must be employees of the agency.
10.    The setting is integrated in and supports full access of a member to the greater community.
11.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices.
12.    Settings facilitate individual choice regarding services and supports, and who provides these.
13.    In Provider Owned or Controlled Residential Settings: a) Provide, at a minimum, the same responsibilities and protections from eviction that tenants have under the landlord tenant law for the state, county, city or other designated entity; b) Provide privacy in sleeping or living unit; c) Provide freedom and support to control individual schedules and activities, and to have access to food at any time; d) Allow visitors of the member’s choosing at any time; e) Are physically accessible.
14.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
15.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
16.    See the CCP for all applicable exclusions, limitations & exceptions.
 

Service Code
T2014 CG GT – INN Residential Supports Level 2, AFL: Alternative Family Living, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Residential Supports Level 2 (INN) – T2014 GT (Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Residential Supports provides individualized services and supports to enable a member to live successfully in a Group Home or Alternative Family Living (AFL) setting of their choice and be an active participant in his/her community. The intended outcome of the service is to increase or maintain the member’s life skills, provide the supervision needed, maximize his/her self-sufficiency, increase self- determination, and ensure the person’s opportunity to have full membership in his/her community. Residential Supports includes learning new skills, practice and improvement of existing skills, and retaining skills to assist the person to complete an activity to his/her level of independence. Residential Supports includes supervision and assistance in activities of daily living when the member is dependent on others to ensure health and safety.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Levels
Residential Supports levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A
Level 2: SIS Level B
Level 3: SIS Level C and D
Level 4: SIS Level E, F, and G

Authorization Parameters
1. Residential Supports may be provided in an AFL situation. The site must be the primary residence of the AFL provider (includes couples and single persons) who receive reimbursement for the cost of care. Primary AFL Staff who provide Residential Supports should not provide other waiver services to the member.
2. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
3. Individuals select the setting from among available options, including non-disability specific settings and an option for a private unit in a residential setting (with consideration being given to financial resources)

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Residential Supports is subject to the Limits on Sets of Services.
2.    A member who receives Residential Supports may not receive Home Modifications, Community Living and Supports, Respite (unless the individual resides in an AFL), Supported Living, or State Plan Personal Care Services. 
3.    Assistive Technology Equipment & Supplies may be accessed when the item belongs to the individual and can transition to other settings with the individual.
4.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Supported Employment or one of the State Plan Medicaid Services that works directly with the person such as Private Duty Nursing.
5.    Payments for Residential Supports do not include payments for room and board, the cost of facility maintenance and upkeep.
6.    In specific situations, to ensure member health and safety Trillium may approve the AFL to serve as short term back up staff for day services (Day Supports, Community Networking or Supported Employment). This approval must be documented in the Individuals record at both Trillium and the provider agency.
7.    Transportation to and from the residence and points of travel in the community is included to the degree that they are not reimbursed by another funding source.
8.    NC Innovations respite may also be used to provide temporary relief to individuals who reside in Licensed and Unlicensed AFLs, but it may not be billed on the same day as Residential Supports. Respite may also be provided for participation in non-integrated camps or for participation in non-integrated Support Groups
9.    Back-up staff must be employees of the agency.
10.    The setting is integrated in and supports full access of a member to the greater community.
11.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices.
12.    Settings facilitate individual choice regarding services and supports, and who provides these.
13.    In Provider Owned or Controlled Residential Settings: a) Provide, at a minimum, the same responsibilities and protections from eviction that tenants have under the landlord tenant law for the state, county, city or other designated entity; b) Provide privacy in sleeping or living unit; c) Provide freedom and support to control individual schedules and activities, and to have access to food at any time; d) Allow visitors of the member’s choosing at any time; e) Are physically accessible.
14.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
15.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
16.    See the CCP for all applicable exclusions, limitations & exceptions.
 

Service Code
T2014 GT – INN Residential Supports Level 2, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Residential Supports Level 3 (INN) – T2020

Authorization Guidelines:

Brief Service Description: Residential Supports provides individualized services and supports to enable a member to live successfully in a Group Home or Alternative Family Living (AFL) setting of their choice and be an active participant in his/her community. The intended outcome of the service is to increase or maintain the member’s life skills, provide the supervision needed, maximize his/her self-sufficiency, increase self- determination, and ensure the person’s opportunity to have full membership in his/her community. Residential Supports includes learning new skills, practice and improvement of existing skills, and retaining skills to assist the person to complete an activity to his/her level of independence. Residential Supports includes supervision and assistance in activities of daily living when the member is dependent on others to ensure health and safety.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Levels
Residential Supports levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A
Level 2: SIS Level B
Level 3: SIS Level C and D
Level 4: SIS Level E, F, and G

Authorization Parameters
1. Residential Supports may be provided in an AFL situation. The site must be the primary residence of the AFL provider (includes couples and single persons) who receive reimbursement for the cost of care. Primary AFL Staff who provide Residential Supports should not provide other waiver services to the member.
2. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
3. Individuals select the setting from among available options, including non-disability specific settings and an option for a private unit in a residential setting (with consideration being given to financial resources)

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Residential Supports is subject to the Limits on Sets of Services.
2.    A member who receives Residential Supports may not receive Home Modifications, Community Living and Supports, Respite (unless the individual resides in an AFL), Supported Living, or State Plan Personal Care Services. 
3.    Assistive Technology Equipment & Supplies may be accessed when the item belongs to the individual and can transition to other settings with the individual.
4.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Supported Employment or one of the State Plan Medicaid Services that works directly with the person such as Private Duty Nursing.
5.    Payments for Residential Supports do not include payments for room and board, the cost of facility maintenance and upkeep.
6.    In specific situations, to ensure member health and safety Trillium may approve the AFL to serve as short term back up staff for day services (Day Supports, Community Networking or Supported Employment). This approval must be documented in the Individuals record at both Trillium and the provider agency.
7.    Transportation to and from the residence and points of travel in the community is included to the degree that they are not reimbursed by another funding source.
8.    NC Innovations respite may also be used to provide temporary relief to individuals who reside in Licensed and Unlicensed AFLs, but it may not be billed on the same day as Residential Supports. Respite may also be provided for participation in non-integrated camps or for participation in non-integrated Support Groups
9.    Back-up staff must be employees of the agency.
10.    The setting is integrated in and supports full access of a member to the greater community.
11.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices.
12.    Settings facilitate individual choice regarding services and supports, and who provides these.
13.    In Provider Owned or Controlled Residential Settings: a) Provide, at a minimum, the same responsibilities and protections from eviction that tenants have under the landlord tenant law for the state, county, city or other designated entity; b) Provide privacy in sleeping or living unit; c) Provide freedom and support to control individual schedules and activities, and to have access to food at any time; d) Allow visitors of the member’s choosing at any time; e) Are physically accessible.
14.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
15.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
16.    See the CCP for all applicable exclusions, limitations & exceptions.
 

Service Code
T2020 - Residential Supports Level 3
Diagnosis Group
Intellectual Development Disability
Age Group
Child
Adult
18-20
Benefit Plan
Innovations
Prior Authorization Required
Yes

Residential Supports Level 3 (INN) – T2020 CG (AFL: Alternative Family Living)

Authorization Guidelines:

Brief Service Description: Residential Supports provides individualized services and supports to enable a member to live successfully in a Group Home or Alternative Family Living (AFL) setting of their choice and be an active participant in his/her community. The intended outcome of the service is to increase or maintain the member’s life skills, provide the supervision needed, maximize his/her self-sufficiency, increase self- determination, and ensure the person’s opportunity to have full membership in his/her community. Residential Supports includes learning new skills, practice and improvement of existing skills, and retaining skills to assist the person to complete an activity to his/her level of independence. Residential Supports includes supervision and assistance in activities of daily living when the member is dependent on others to ensure health and safety.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Levels
Residential Supports levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A
Level 2: SIS Level B
Level 3: SIS Level C and D
Level 4: SIS Level E, F, and G

Authorization Parameters
1. Residential Supports may be provided in an AFL situation. The site must be the primary residence of the AFL provider (includes couples and single persons) who receive reimbursement for the cost of care. Primary AFL Staff who provide Residential Supports should not provide other waiver services to the member.
2. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
3. Individuals select the setting from among available options, including non-disability specific settings and an option for a private unit in a residential setting (with consideration being given to financial resources)

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Residential Supports is subject to the Limits on Sets of Services.
2.    A member who receives Residential Supports may not receive Home Modifications, Community Living and Supports, Respite (unless the individual resides in an AFL), Supported Living, or State Plan Personal Care Services. 
3.    Assistive Technology Equipment & Supplies may be accessed when the item belongs to the individual and can transition to other settings with the individual.
4.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Supported Employment or one of the State Plan Medicaid Services that works directly with the person such as Private Duty Nursing.
5.    Payments for Residential Supports do not include payments for room and board, the cost of facility maintenance and upkeep.
6.    In specific situations, to ensure member health and safety Trillium may approve the AFL to serve as short term back up staff for day services (Day Supports, Community Networking or Supported Employment). This approval must be documented in the Individuals record at both Trillium and the provider agency.
7.    Transportation to and from the residence and points of travel in the community is included to the degree that they are not reimbursed by another funding source.
8.    NC Innovations respite may also be used to provide temporary relief to individuals who reside in Licensed and Unlicensed AFLs, but it may not be billed on the same day as Residential Supports. Respite may also be provided for participation in non-integrated camps or for participation in non-integrated Support Groups
9.    Back-up staff must be employees of the agency.
10.    The setting is integrated in and supports full access of a member to the greater community.
11.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices.
12.    Settings facilitate individual choice regarding services and supports, and who provides these.
13.    In Provider Owned or Controlled Residential Settings: a) Provide, at a minimum, the same responsibilities and protections from eviction that tenants have under the landlord tenant law for the state, county, city or other designated entity; b) Provide privacy in sleeping or living unit; c) Provide freedom and support to control individual schedules and activities, and to have access to food at any time; d) Allow visitors of the member’s choosing at any time; e) Are physically accessible.
14.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
15.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
16.    See the CCP for all applicable exclusions, limitations & exceptions.
 

Service Code
T2020 CG - Residential Supports Level 3 AFL
Diagnosis Group
Intellectual Development Disability
Age Group
Child
Adult
18-20
Benefit Plan
Innovations
Prior Authorization Required
Yes

Residential Supports Level 3 (INN) – T2020 CG GT (AFL: Alternative Family Living, Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Residential Supports provides individualized services and supports to enable a member to live successfully in a Group Home or Alternative Family Living (AFL) setting of their choice and be an active participant in his/her community. The intended outcome of the service is to increase or maintain the member’s life skills, provide the supervision needed, maximize his/her self-sufficiency, increase self- determination, and ensure the person’s opportunity to have full membership in his/her community. Residential Supports includes learning new skills, practice and improvement of existing skills, and retaining skills to assist the person to complete an activity to his/her level of independence. Residential Supports includes supervision and assistance in activities of daily living when the member is dependent on others to ensure health and safety.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Levels
Residential Supports levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A
Level 2: SIS Level B
Level 3: SIS Level C and D
Level 4: SIS Level E, F, and G

Authorization Parameters
1. Residential Supports may be provided in an AFL situation. The site must be the primary residence of the AFL provider (includes couples and single persons) who receive reimbursement for the cost of care. Primary AFL Staff who provide Residential Supports should not provide other waiver services to the member.
2. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
3. Individuals select the setting from among available options, including non-disability specific settings and an option for a private unit in a residential setting (with consideration being given to financial resources)

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Residential Supports is subject to the Limits on Sets of Services.
2.    A member who receives Residential Supports may not receive Home Modifications, Community Living and Supports, Respite (unless the individual resides in an AFL), Supported Living, or State Plan Personal Care Services. 
3.    Assistive Technology Equipment & Supplies may be accessed when the item belongs to the individual and can transition to other settings with the individual.
4.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Supported Employment or one of the State Plan Medicaid Services that works directly with the person such as Private Duty Nursing.
5.    Payments for Residential Supports do not include payments for room and board, the cost of facility maintenance and upkeep.
6.    In specific situations, to ensure member health and safety Trillium may approve the AFL to serve as short term back up staff for day services (Day Supports, Community Networking or Supported Employment). This approval must be documented in the Individuals record at both Trillium and the provider agency.
7.    Transportation to and from the residence and points of travel in the community is included to the degree that they are not reimbursed by another funding source.
8.    NC Innovations respite may also be used to provide temporary relief to individuals who reside in Licensed and Unlicensed AFLs, but it may not be billed on the same day as Residential Supports. Respite may also be provided for participation in non-integrated camps or for participation in non-integrated Support Groups
9.    Back-up staff must be employees of the agency.
10.    The setting is integrated in and supports full access of a member to the greater community.
11.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices.
12.    Settings facilitate individual choice regarding services and supports, and who provides these.
13.    In Provider Owned or Controlled Residential Settings: a) Provide, at a minimum, the same responsibilities and protections from eviction that tenants have under the landlord tenant law for the state, county, city or other designated entity; b) Provide privacy in sleeping or living unit; c) Provide freedom and support to control individual schedules and activities, and to have access to food at any time; d) Allow visitors of the member’s choosing at any time; e) Are physically accessible.
14.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
15.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
16.    See the CCP for all applicable exclusions, limitations & exceptions.
 

Service Code
T2020 CG GT – INN Residential Supports Level 3, AFL: Alternative Family Living, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Residential Supports Level 3 (INN) – T2020 GT (Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Residential Supports provides individualized services and supports to enable a member to live successfully in a Group Home or Alternative Family Living (AFL) setting of their choice and be an active participant in his/her community. The intended outcome of the service is to increase or maintain the member’s life skills, provide the supervision needed, maximize his/her self-sufficiency, increase self- determination, and ensure the person’s opportunity to have full membership in his/her community. Residential Supports includes learning new skills, practice and improvement of existing skills, and retaining skills to assist the person to complete an activity to his/her level of independence. Residential Supports includes supervision and assistance in activities of daily living when the member is dependent on others to ensure health and safety.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Levels
Residential Supports levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A
Level 2: SIS Level B
Level 3: SIS Level C and D
Level 4: SIS Level E, F, and G

Authorization Parameters
1. Residential Supports may be provided in an AFL situation. The site must be the primary residence of the AFL provider (includes couples and single persons) who receive reimbursement for the cost of care. Primary AFL Staff who provide Residential Supports should not provide other waiver services to the member.
2. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
3. Individuals select the setting from among available options, including non-disability specific settings and an option for a private unit in a residential setting (with consideration being given to financial resources)

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Residential Supports is subject to the Limits on Sets of Services.
2.    A member who receives Residential Supports may not receive Home Modifications, Community Living and Supports, Respite (unless the individual resides in an AFL), Supported Living, or State Plan Personal Care Services. 
3.    Assistive Technology Equipment & Supplies may be accessed when the item belongs to the individual and can transition to other settings with the individual.
4.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Supported Employment or one of the State Plan Medicaid Services that works directly with the person such as Private Duty Nursing.
5.    Payments for Residential Supports do not include payments for room and board, the cost of facility maintenance and upkeep.
6.    In specific situations, to ensure member health and safety Trillium may approve the AFL to serve as short term back up staff for day services (Day Supports, Community Networking or Supported Employment). This approval must be documented in the Individuals record at both Trillium and the provider agency.
7.    Transportation to and from the residence and points of travel in the community is included to the degree that they are not reimbursed by another funding source.
8.    NC Innovations respite may also be used to provide temporary relief to individuals who reside in Licensed and Unlicensed AFLs, but it may not be billed on the same day as Residential Supports. Respite may also be provided for participation in non-integrated camps or for participation in non-integrated Support Groups
9.    Back-up staff must be employees of the agency.
10.    The setting is integrated in and supports full access of a member to the greater community.
11.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices.
12.    Settings facilitate individual choice regarding services and supports, and who provides these.
13.    In Provider Owned or Controlled Residential Settings: a) Provide, at a minimum, the same responsibilities and protections from eviction that tenants have under the landlord tenant law for the state, county, city or other designated entity; b) Provide privacy in sleeping or living unit; c) Provide freedom and support to control individual schedules and activities, and to have access to food at any time; d) Allow visitors of the member’s choosing at any time; e) Are physically accessible.
14.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
15.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
16.    See the CCP for all applicable exclusions, limitations & exceptions.
 

Service Code
T2020 GT – INN Residential Supports Level 3, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Residential Supports Level 4 (INN) – H2016 HI

Authorization Guidelines:

Brief Service Description: Residential Supports provides individualized services and supports to enable a member to live successfully in a Group Home or Alternative Family Living (AFL) setting of their choice and be an active participant in his/her community. The intended outcome of the service is to increase or maintain the member’s life skills, provide the supervision needed, maximize his/her self-sufficiency, increase self- determination, and ensure the person’s opportunity to have full membership in his/her community. Residential Supports includes learning new skills, practice and improvement of existing skills, and retaining skills to assist the person to complete an activity to his/her level of independence. Residential Supports includes supervision and assistance in activities of daily living when the member is dependent on others to ensure health and safety.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Levels
Residential Supports levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A
Level 2: SIS Level B
Level 3: SIS Level C and D
Level 4: SIS Level E, F, and G

Authorization Parameters
1. Residential Supports may be provided in an AFL situation. The site must be the primary residence of the AFL provider (includes couples and single persons) who receive reimbursement for the cost of care. Primary AFL Staff who provide Residential Supports should not provide other waiver services to the member.
2. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
3. Individuals select the setting from among available options, including non-disability specific settings and an option for a private unit in a residential setting (with consideration being given to financial resources)

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Residential Supports is subject to the Limits on Sets of Services.
2.    A member who receives Residential Supports may not receive Home Modifications, Community Living and Supports, Respite (unless the individual resides in an AFL), Supported Living, or State Plan Personal Care Services. 
3.    Assistive Technology Equipment & Supplies may be accessed when the item belongs to the individual and can transition to other settings with the individual.
4.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Supported Employment or one of the State Plan Medicaid Services that works directly with the person such as Private Duty Nursing.
5.    Payments for Residential Supports do not include payments for room and board, the cost of facility maintenance and upkeep.
6.    In specific situations, to ensure member health and safety Trillium may approve the AFL to serve as short term back up staff for day services (Day Supports, Community Networking or Supported Employment). This approval must be documented in the Individuals record at both Trillium and the provider agency.
7.    Transportation to and from the residence and points of travel in the community is included to the degree that they are not reimbursed by another funding source.
8.    NC Innovations respite may also be used to provide temporary relief to individuals who reside in Licensed and Unlicensed AFLs, but it may not be billed on the same day as Residential Supports. Respite may also be provided for participation in non-integrated camps or for participation in non-integrated Support Groups
9.    Back-up staff must be employees of the agency.
10.    The setting is integrated in and supports full access of a member to the greater community.
11.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices.
12.    Settings facilitate individual choice regarding services and supports, and who provides these.
13.    In Provider Owned or Controlled Residential Settings: a) Provide, at a minimum, the same responsibilities and protections from eviction that tenants have under the landlord tenant law for the state, county, city or other designated entity; b) Provide privacy in sleeping or living unit; c) Provide freedom and support to control individual schedules and activities, and to have access to food at any time; d) Allow visitors of the member’s choosing at any time; e) Are physically accessible.
14.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
15.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
16.    See the CCP for all applicable exclusions, limitations & exceptions.
 

Service Code
H2016 HI - Residential Supports Level 4
Diagnosis Group
Intellectual Development Disability
Age Group
Adult
Child
18-20
Benefit Plan
Innovations
Prior Authorization Required
Yes

Residential Supports Level 4 (INN) – H2016 HI CG (AFL: Alternative Family Living)

Authorization Guidelines:

Brief Service Description: Residential Supports provides individualized services and supports to enable a member to live successfully in a Group Home or Alternative Family Living (AFL) setting of their choice and be an active participant in his/her community. The intended outcome of the service is to increase or maintain the member’s life skills, provide the supervision needed, maximize his/her self-sufficiency, increase self- determination, and ensure the person’s opportunity to have full membership in his/her community. Residential Supports includes learning new skills, practice and improvement of existing skills, and retaining skills to assist the person to complete an activity to his/her level of independence. Residential Supports includes supervision and assistance in activities of daily living when the member is dependent on others to ensure health and safety.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Levels
Residential Supports levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A
Level 2: SIS Level B
Level 3: SIS Level C and D
Level 4: SIS Level E, F, and G

Authorization Parameters
1. Residential Supports may be provided in an AFL situation. The site must be the primary residence of the AFL provider (includes couples and single persons) who receive reimbursement for the cost of care. Primary AFL Staff who provide Residential Supports should not provide other waiver services to the member.
2. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
3. Individuals select the setting from among available options, including non-disability specific settings and an option for a private unit in a residential setting (with consideration being given to financial resources)

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Residential Supports is subject to the Limits on Sets of Services.
2.    A member who receives Residential Supports may not receive Home Modifications, Community Living and Supports, Respite (unless the individual resides in an AFL), Supported Living, or State Plan Personal Care Services. 
3.    Assistive Technology Equipment & Supplies may be accessed when the item belongs to the individual and can transition to other settings with the individual.
4.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Supported Employment or one of the State Plan Medicaid Services that works directly with the person such as Private Duty Nursing.
5.    Payments for Residential Supports do not include payments for room and board, the cost of facility maintenance and upkeep.
6.    In specific situations, to ensure member health and safety Trillium may approve the AFL to serve as short term back up staff for day services (Day Supports, Community Networking or Supported Employment). This approval must be documented in the Individuals record at both Trillium and the provider agency.
7.    Transportation to and from the residence and points of travel in the community is included to the degree that they are not reimbursed by another funding source.
8.    NC Innovations respite may also be used to provide temporary relief to individuals who reside in Licensed and Unlicensed AFLs, but it may not be billed on the same day as Residential Supports. Respite may also be provided for participation in non-integrated camps or for participation in non-integrated Support Groups
9.    Back-up staff must be employees of the agency.
10.    The setting is integrated in and supports full access of a member to the greater community.
11.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices.
12.    Settings facilitate individual choice regarding services and supports, and who provides these.
13.    In Provider Owned or Controlled Residential Settings: a) Provide, at a minimum, the same responsibilities and protections from eviction that tenants have under the landlord tenant law for the state, county, city or other designated entity; b) Provide privacy in sleeping or living unit; c) Provide freedom and support to control individual schedules and activities, and to have access to food at any time; d) Allow visitors of the member’s choosing at any time; e) Are physically accessible.
14.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
15.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
16.    See the CCP for all applicable exclusions, limitations & exceptions.
 

Service Code
H2016 HI CG - Residential Supports Level 4 AFL
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Residential Treatment Services: Level II (MCD) – H2020 (Group Home)

Authorization Guidelines:

Brief Service Description: Residential treatment provides a structured, therapeutic, and supervised environment to improve the level of functioning for beneficiaries. There are four levels of residential treatment. Residential Treatment Level II Service provides a moderate to highly structured and supervised environment in a family or program setting..

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required, including all items on entrance criteria.
2. CCA: Required, completed in the 30 days prior to admission and having this service indicated OR a signed Continued Need Review (CNR) assessment. Assessment must include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
3. Service Order: Required, signed primary care physician, psychiatrist, or a licensed psychologist 
4. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required
2. Complete PCP: recently reviewed detailing the member’s progress with the service.  Should include progress towards each of the goals and involvement in therapy, to include family therapy if reunification is the goal. If family therapy is not occurring in this case, please explain.
3. CCA: Completed within the last 60 days is required on auths exceeding 240 days.
4. Step Down/ Discharge Plan: Required, including tentative time frame for discharge
5. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 1 day

Age Group: Children & Adolescents

Level of Care: ASAM Level 3.5 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Code
Residential Level II-H2020 Family Type
Diagnosis Group
Mental Health
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Residential Treatment Services: Level II (MCD) – S5145 (Family)

Authorization Guidelines:

Brief Service Description: Residential treatment provides a structured, therapeutic, and supervised environment to improve the level of functioning for beneficiaries. There are four levels of residential treatment. Residential Treatment Level II Service provides a moderate to highly structured and supervised environment in a family or program setting..

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required, including all items on entrance criteria.
2. CCA: Required, completed in the 30 days prior to admission and having this service indicated OR a signed Continued Need Review (CNR) assessment. Assessment must include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
3. Service Order: Required, signed primary care physician, psychiatrist, or a licensed psychologist 
4. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required
2. Complete PCP: recently reviewed detailing the member’s progress with the service.  Should include progress towards each of the goals and involvement in therapy, to include family therapy if reunification is the goal. If family therapy is not occurring in this case, please explain.
3. CCA: Completed within the last 60 days is required on auths exceeding 240 days.
4. Step Down/ Discharge Plan: Required, including tentative time frame for discharge
5. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 1 day

Age Group: Children & Adolescents

Level of Care: ASAM Level 3.5 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): MCD will not cover this service when the service duplicates another procedure, product, or service.

Service Code
S5145
Diagnosis Group
Mental Health
Substance Abuse
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Residential Treatment Services: Level III (Non-SAY Program) (MCD) – H0019 TJ (5 or more beds)

Authorization Guidelines:

Brief Service Description: Residential treatment provides a structured, therapeutic, and supervised environment to improve the level of functioning for beneficiaries. There are four levels of residential treatment. Residential Treatment Level III Service (Residential Treatment High) has a highly structured and supervised environment in a program setting only.  Staff are awake during sleep hours and supervision is continuous. Residential Treatment Level IV Service (Residential Treatment Secure) has a physically secure, locked environment in a program setting only.  Staff are awake during sleep hours and supervision is continuous.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required 
2. CCA: Completed within 30 days of admission and has the service indicated. Assessment must include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
3. Complete PCP: Required.
4. Service Order: Required, signed primary care physician, psychiatrist, or a licensed psychologist.
5. Child/Adolescent Discharge/Transition Plan
6. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior authorization required
2. Complete PCP: recently reviewed detailing the member’s progress with the service. 
3. Psychiatric/ Psychological Assessment: Required. Must be completed within the last 60 days for authorization requests exceeding 180 days.
4. Child/Adolescent Discharge/Transition Plan: Required, to include measurable plan with active planning.
5. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 1 day
Age Group: Children & Adolescents

Level of Care: ASAM Level 3.5 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): MCD will not cover this service when the service duplicates another procedure, product, or service.

Service Code
H0019 TJ – MCD Residential Treatment Services: Level III, 5 or more beds
Diagnosis Group
Mental Health
Substance Abuse
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Residential Treatment Services: Level III (Non-SAY Program) (MCD) – H0019HQ (4 or less beds)

Authorization Guidelines:

Brief Service Description: Residential treatment provides a structured, therapeutic, and supervised environment to improve the level of functioning for beneficiaries. There are four levels of residential treatment. Residential Treatment Level III Service (Residential Treatment High) has a highly structured and supervised environment in a program setting only.  Staff are awake during sleep hours and supervision is continuous. Residential Treatment Level IV Service (Residential Treatment Secure) has a physically secure, locked environment in a program setting only.  Staff are awake during sleep hours and supervision is continuous.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required 
2. CCA: Completed within 30 days of admission and has the service indicated. Assessment must include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
3. Complete PCP: Required.
4. Service Order: Required, signed primary care physician, psychiatrist, or a licensed psychologist.
5. Child/Adolescent Discharge/Transition Plan
6. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior authorization required
2. Complete PCP: recently reviewed detailing the member’s progress with the service. 
3. Psychiatric/ Psychological Assessment: Required. Must be completed within the last 60 days for authorization requests exceeding 180 days.
4. Child/Adolescent Discharge/Transition Plan: Required, to include measurable plan with active planning.
5. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 1 day
Age Group: Children & Adolescents

Level of Care: ASAM Level 3.5 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): MCD will not cover this service when the service duplicates another procedure, product, or service.

Service Code
H0019HQ – MCD Residential Treatment Services: Level III, 4 or less beds
Diagnosis Group
Mental Health
Substance Abuse
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Residential Treatment Services: Level III, Sexually Aggressive Youth (SAY) Program (MCD) – H0019 HQ (4 or less beds)

Authorization Guidelines:

Brief Service Description: Residential treatment provides a structured, therapeutic, and supervised environment to improve the level of functioning for beneficiaries. There are four levels of residential treatment. Residential Treatment Level III Service (Residential Treatment High) has a highly structured and supervised environment in a program setting only.  Staff are awake during sleep hours and supervision is continuous.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required, including all items on entrance criteria.
2. CCA: Required, completed in the 30 days prior to admission and having this service indicated OR a signed Continued Need Review (CNR) assessment OR a Psychological Eval completed in the last 30 days that addresses all of member’s MH and SU needs. Assessment must include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
3. Sex Offender Specific Evaluation: Required, completed within the last 6 months, and including an identified risk level.
4. Complete PCP: Required.
5. Service Order: Required, signed primary care physician, psychiatrist, or a licensed psychologist.
6. Child/Adolescent Discharge/Transition Plan
7. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required
2. Complete PCP: recently reviewed detailing the member’s progress with the service.
3. Psychiatric/ Psychological Assessment: Required. Must be completed within the last 60 days for authorization requests exceeding 180 days. 
4. Child/Adolescent Discharge/Transition Plan: Required
5. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 1 day

Age Group: Children & Adolescents

Level of Care: ASAM Level 3.5 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): MCD will not cover this service when the service duplicates another procedure, product, or service.

Service Code
H0019 HQ – MCD Residential Treatment Services: Level III, Sexually Aggressive Youth Program, 4 or less beds
Diagnosis Group
Mental Health
Substance Abuse
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Residential Treatment Services: Level III, Sexually Aggressive Youth (SAY) Program (MCD) – H0019TJ (5 or more beds)

Authorization Guidelines:

Brief Service Description: Residential treatment provides a structured, therapeutic, and supervised environment to improve the level of functioning for beneficiaries. There are four levels of residential treatment. Residential Treatment Level III Service (Residential Treatment High) has a highly structured and supervised environment in a program setting only.  Staff are awake during sleep hours and supervision is continuous.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required, including all items on entrance criteria.
2. CCA: Required, completed in the 30 days prior to admission and having this service indicated OR a signed Continued Need Review (CNR) assessment OR a Psychological Eval completed in the last 30 days that addresses all of member’s MH and SU needs. Assessment must include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
3. Sex Offender Specific Evaluation: Required, completed within the last 6 months, and including an identified risk level.
4. Complete PCP: Required.
5. Service Order: Required, signed primary care physician, psychiatrist, or a licensed psychologist.
6. Child/Adolescent Discharge/Transition Plan
7. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior authorization required
2. Complete PCP: recently reviewed detailing the member’s progress with the service.
3. Psychiatric/ Psychological Assessment: Required. Must be completed within the last 60 days for authorization requests exceeding 180 days. 
4. Child/Adolescent Discharge/Transition Plan: Required
5. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 1 day

Age Group: Children & Adolescents

Level of Care: ASAM Level 3.5 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): MCD will not cover this service when the service duplicates another procedure, product, or service.

Service Code
H0019TJ – MCD Residential Treatment Services: Level III, Sexually Aggressive Youth Program, 5 or more beds
Diagnosis Group
Mental Health
Substance Abuse
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Residential Treatment Services: Level IV (MCD) – H0019 HK (Secure, 4 or less beds)

Authorization Guidelines:

Brief Service Description: Residential treatment provides a structured, therapeutic, and supervised environment to improve the level of functioning for beneficiaries. There are four levels of residential treatment. Residential Treatment Level III Service (Residential Treatment High) has a highly structured and supervised environment in a program setting only.  Staff are awake during sleep hours and supervision is continuous. Residential Treatment Level IV Service (Residential Treatment Secure) has a physically secure, locked environment in a program setting only.  Staff are awake during sleep hours and supervision is continuous.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required 
2. CCA: Completed within 30 days of admission and has the service indicated. Assessment must include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
3. Complete PCP: Required.
4. Service Order: Required, signed primary care physician, psychiatrist, or a licensed psychologist.
5. Child/Adolescent Discharge/Transition Plan
6. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior authorization required
2. Complete PCP: recently reviewed detailing the member’s progress with the service. 
3. Psychiatric/ Psychological Assessment: Required. Must be completed within the last 60 days for authorization requests exceeding 180 days.
4. Child/Adolescent Discharge/Transition Plan: Required, to include measurable plan with active planning.
5. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 1 day
Age Group: Children & Adolescents

Level of Care: ASAM Level 3.5 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): MCD will not cover this service when the service duplicates another procedure, product, or service.

Service Code
H0019 HK - Res Level IV 4 beds or less
Diagnosis Group
Mental Health
Substance Abuse
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Residential Treatment Services: Level IV (MCD) – H0019 UR (Secure, 5 or more beds)

Authorization Guidelines:

Brief Service Description: Residential treatment provides a structured, therapeutic, and supervised environment to improve the level of functioning for beneficiaries. There are four levels of residential treatment. Residential Treatment Level III Service (Residential Treatment High) has a highly structured and supervised environment in a program setting only.  Staff are awake during sleep hours and supervision is continuous. Residential Treatment Level IV Service (Residential Treatment Secure) has a physically secure, locked environment in a program setting only.  Staff are awake during sleep hours and supervision is continuous.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior authorization is required 
2. CCA: Completed within 30 days of admission and has the service indicated. Assessment must include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
3. Complete PCP: Required.
4. Service Order: Required, signed primary care physician, psychiatrist, or a licensed psychologist.
5. Child/Adolescent Discharge/Transition Plan
6. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior authorization required
2. Complete PCP: recently reviewed detailing the member’s progress with the service. 
3. Psychiatric/ Psychological Assessment: Required. Must be completed within the last 60 days for authorization requests exceeding 180 days.
4. Child/Adolescent Discharge/Transition Plan: Required, to include measurable plan with active planning.
5. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
Units: One unit = 1 day
Age Group: Children & Adolescents

Level of Care: ASAM Level 3.5 (if applicable). While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): MCD will not cover this service when the service duplicates another procedure, product, or service.

Service Code
H0019 UR - Res Level IV, 5 beds or more
Diagnosis Group
Mental Health
Substance Abuse
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Respite (1915i MCD) – H0045 HQ U4 (Group)

Authorization Guidelines:

Brief Service Description: Respite services provide periodic support and temporary relief to the primary caregiver(s) from the responsibility and stress of caring for a member that requires continuous supervision due to their diagnosis.  Respite services also provide the member periodic support and relief from the primary caregiver(s). Members must require assistance in at least one area of major life activity, as appropriate to the person’s age, and not have the ability to care for themselves in the absence of a primary caregiver.  Members must also have needs that exceed that of a child without behavioral health concerns/ developmental disabilities that could have care provided by a traditional babysitter or day care. Service specific age requirements apply.

Auth Submission Requirements
Initial Requests: 
1. Prior approval required. The request must be by the TCM.
2. Independent Assessment: Required, completed by a TCM or the CIHA for Tribal members that indicates the Member would benefit from Respite.
3. Independent Evaluation: Required, completed by DHB/ Carelon to determine eligibility for 1915(i) 
4. Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above).
5. Submission of applicable records that support the member has met the medical necessity criteria
Reauthorization Requests:
1. Prior approval required. The request must be by the TCM.
2. Updated Care Plans/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above). 
3. Submission of applicable records that support the member has met the medical necessity criteria 
 

Authorization Parameters
Length of Stay: No more than 1200 units (300 hours) can be provided in a Plan year.
Units: One unit = 15 minutes  
Age Group & Level of Care: Aged 3 through 21 w/ a documented primary diagnosis of a SED (as defined by the CCP) or primary diagnosis of SUD, severe (as defined by the Diagnostic and Statistical Manual of Mental Disorders (DSM-5)) OR Aged 3 and older w/ a primary diagnosis of IDD or TBI, as defined by the CCP or the DSM or a genetically diagnosed syndrome that is typically associated with IDD
Place of Service: Member’s private primary residence, in a shelter, licensed group home, adult care home, the community or in an office setting.
 

Service Specifics, Limitations, & Exclusions (not all inclusive): 

  • Respite must not be provided by relatives or legal guardians if they live in the same home as the member. Respite care may not be provided by any person who resides in the individual’s primary place of residence.
  • The member receiving this service must live in a non-licensed setting, with non-paid caregiver(s). Exception: Those residing in a licensed or unlicensed AFL or Therapeutic Foster Care (TFC). 
  • Respite may not be billed on the same day as Residential Supports.
  • Staff sleep time is not billable.
  • This service is not available to members who reside in a 5600B or 5600C licensed facility.
  • Emergency care applies to family emergencies and does not include out of home crisis.
  • This service may not be used as a regularly scheduled daily service for individual support.
  • Respite may not be used for members who are living alone or with a roommate.
  • Members enrolled in the CAP/C or CAP/DA waiver are not eligible for Respite services.
  • Respite is not telehealth eligible.
Service Code
H0045 HQ U4 – 1915i Respite - Group
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
16 and Older
Adult
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Respite (1915i MCD) – H0045 U4 (Individual)

Authorization Guidelines:

Brief Service Description: Respite services provide periodic support and temporary relief to the primary caregiver(s) from the responsibility and stress of caring for a member that requires continuous supervision due to their diagnosis.  Respite services also provide the member periodic support and relief from the primary caregiver(s). Members must require assistance in at least one area of major life activity, as appropriate to the person’s age, and not have the ability to care for themselves in the absence of a primary caregiver.  Members must also have needs that exceed that of a child without behavioral health concerns/ developmental disabilities that could have care provided by a traditional babysitter or day care. Service specific age requirements apply.

Auth Submission Requirements
Initial Requests: 
1. Prior approval required. The request must be by the TCM.
2. Independent Assessment: Required, completed by a TCM or the CIHA for Tribal members that indicates the Member would benefit from Respite.
3. Independent Evaluation: Required, completed by DHB/ Carelon to determine eligibility for 1915(i) 
4. Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above).
5. Submission of applicable records that support the member has met the medical necessity criteria
Reauthorization Requests:
1. Prior approval required. The request must be by the TCM.
2. Updated Care Plans/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above). 
3. Submission of applicable records that support the member has met the medical necessity criteria 
 

Authorization Parameters
Length of Stay: No more than 1200 units (300 hours) can be provided in a Plan year.
Units: One unit = 15 minutes  
Age Group & Level of Care: Aged 3 through 21 w/ a documented primary diagnosis of a SED (as defined by the CCP) or primary diagnosis of SUD, severe (as defined by the Diagnostic and Statistical Manual of Mental Disorders (DSM-5)) OR Aged 3 and older w/ a primary diagnosis of IDD or TBI, as defined by the CCP or the DSM or a genetically diagnosed syndrome that is typically associated with IDD
Place of Service: Member’s private primary residence, in a shelter, licensed group home, adult care home, the community or in an office setting.
 

Service Specifics, Limitations, & Exclusions (not all inclusive): 

  • Respite must not be provided by relatives or legal guardians if they live in the same home as the member. Respite care may not be provided by any person who resides in the individual’s primary place of residence.
  • The member receiving this service must live in a non-licensed setting, with non-paid caregiver(s). Exception: Those residing in a licensed or unlicensed AFL or Therapeutic Foster Care (TFC). 
  • Respite may not be billed on the same day as Residential Supports.
  • Staff sleep time is not billable.
  • This service is not available to members who reside in a 5600B or 5600C licensed facility.
  • Emergency care applies to family emergencies and does not include out of home crisis.
  • This service may not be used as a regularly scheduled daily service for individual support.
  • Respite may not be used for members who are living alone or with a roommate.
  • Members enrolled in the CAP/C or CAP/DA waiver are not eligible for Respite services.
  • Respite is not telehealth eligible.
Service Code
H0045 U4 – 1915i Respite - Individual
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
16 and Older
Adult
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Respite (State-Funded) – YP014 (Individual, Child)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Respite services provide periodic support and relief to the primary caregiver(s) from the responsibility and stress of caring for the recipient. This service enables the primary caregiver(s), when other natural supports are unavailable, to assist with caregiving, to meet or participate in periodic, planned or emergency events, and to have planned breaks in caregiving. Respite may include in and out-of-home services, inclusive of overnight, weekend care, or emergency care (caregiver emergency based). This service is a periodic service. Primary caregiver must maintain their primary residence at the same address as the recipient.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior auth required; TAR must be completed by a QP  
2. Assessment: detailing serious emotional disturbance (SED) or a moderate or severe substance use disorders (SUD)
3. Documentation that the primary caregiver(s) need periodic support and relief from the responsibility and stress of caregiving OR the individual needs periodic support and relief from the primary caregiver.
4. Documentation that there are no other natural resources or support available to the primary caregiver to provide the necessary relief of substitute care.
5. Service Order: Signed by a MD/ DO, LP, PA, or NP.
6. Complete PCP: Required
7. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
8. Submission of all records that support the recipient has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior auth required; TAR must be completed by a QP
2. Assessment: detailing serious emotional disturbance (SED) or a moderate or severe substance use disorders (SUD)
3. Documentation that the primary caregiver(s) need periodic support and relief from the responsibility and stress of caregiving OR the individual needs periodic support and relief from the primary caregiver.
4. Documentation that there are no other natural resources or support available to the primary caregiver to provide the necessary relief of substitute care.
5. Complete PCP: Required
6. Medicaid Application: Evidence of individual applying for Medicaid or update on application status.
7. Submission of all records that support the recipient has met the medical necessity criteria.

Authorization Parameters
Length of Stay: No more than 1536 units (384 hours) per fiscal year

Units: One unit = 15 minutes

Age Group: Children & Adolescents (ages 3-17 with SED or moderate or severe SUD or age 3-18 with IDD or TBI)

Urgent/ Emergent Exception:
1. In an urgent or emergent situation requiring a verbal auth, up to 192 units (48 hours) of service for an initial 2 calendar day pass-through is permitted. 
2. Written auth required after this pass-through. 
3. This pass-through is available only once per state fiscal year.

Level of Care: Evidence of SED, moderate or severe SUD, or IDD or TBI

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Respite may not be provided by relatives, legal guardians, or individuals if they live in the same home. 
2. Individual must live in a non-licensed setting, with a non-paid caregiver(s), except for those residing in an AFL (respite cannot be billed on the same day as Residential Supports if utilized for more than 8 hours per day). 
3. The following are not covered: Formal habilitation goals; Services provided to teach academics/ education substitutes; Payment for room and board.  
4. Individuals eligible for MCD Respite (including exhausted MCD Respite) are not eligible for State-funded Respite.

Service Code
YP014 Individual Child
Diagnosis Group
Intellectual Development Disability
Substance Abuse
Mental Health
Age Group
Child
18-20
Benefit Plan
State
Prior Authorization Required
Yes

Respite (State-Funded) – YP015 (Group, Child)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Respite services provide periodic support and relief to the primary caregiver(s) from the responsibility and stress of caring for the recipient. This service enables the primary caregiver(s), when other natural supports are unavailable, to assist with caregiving, to meet or participate in periodic, planned or emergency events, and to have planned breaks in caregiving. Respite may include in and out-of-home services, inclusive of overnight, weekend care, or emergency care (caregiver emergency based). This service is a periodic service. Primary caregiver must maintain their primary residence at the same address as the recipient.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior auth required; TAR must be completed by a QP  
2. Assessment: detailing serious emotional disturbance (SED) or a moderate or severe substance use disorders (SUD)
3. Documentation that the primary caregiver(s) need periodic support and relief from the responsibility and stress of caregiving OR the individual needs periodic support and relief from the primary caregiver.
4. Documentation that there are no other natural resources or support available to the primary caregiver to provide the necessary relief of substitute care.
5. Service Order: Signed by a MD/ DO, LP, PA, or NP.
6. Complete PCP: Required
7. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
8. Submission of all records that support the recipient has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior auth required; TAR must be completed by a QP
2. Assessment: detailing serious emotional disturbance (SED) or a moderate or severe substance use disorders (SUD)
3. Documentation that the primary caregiver(s) need periodic support and relief from the responsibility and stress of caregiving OR the individual needs periodic support and relief from the primary caregiver.
4. Documentation that there are no other natural resources or support available to the primary caregiver to provide the necessary relief of substitute care.
5. Complete PCP: Required
6. Medicaid Application: Evidence of individual applying for Medicaid or update on application status.
7. Submission of all records that support the recipient has met the medical necessity criteria.

Authorization Parameters
Length of Stay: No more than 1536 units (384 hours) per fiscal year

Units: One unit = 15 minutes

Age Group: Children & Adolescents (ages 3-17 with SED or moderate or severe SUD or age 3-18 with IDD or TBI)

Urgent/ Emergent Exception:
1. In an urgent or emergent situation requiring a verbal auth, up to 192 units (48 hours) of service for an initial 2 calendar day pass-through is permitted. 
2. Written auth required after this pass-through. 
3. This pass-through is available only once per state fiscal year.

Level of Care: Evidence of SED, moderate or severe SUD, or IDD or TBI

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Respite may not be provided by relatives, legal guardians, or individuals if they live in the same home. 
2. Individual must live in a non-licensed setting, with a non-paid caregiver(s), except for those residing in an AFL (respite cannot be billed on the same day as Residential Supports if utilized for more than 8 hours per day). 
3. The following are not covered: Formal habilitation goals; Services provided to teach academics/ education substitutes; Payment for room and board.  
4. Individuals eligible for MCD Respite (including exhausted MCD Respite) are not eligible for State-funded Respite.

Service Code
YP015 – Group Child
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Benefit Plan
State
Prior Authorization Required
Yes

Respite Care (INN) – S5150 (Individual)

Authorization Guidelines:

Brief Service Description: Respite services provide periodic or scheduled support and relief to the primary caregiver(s) from the responsibility and stress of caring for the member. This service also enables the individual to receive periodic support and relief from the primary caregiver(s) at his/her choice. NC Innovations respite may also be used to provide temporary relief to a member who resides in Licensed or Unlicensed AFL, but it may not be billed on the same day as Residential Supports unless it is for a member to access a summer camp or support group. This service enables the primary caregiver to meet or participate in planned or emergency events, and to have planned time for him/her and/or family members. Respite may be utilized during school hours for sickness, injury, or when a student is suspended or expelled.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Documentation that clearly indicates the service is needed for support and relief of the member or primary caregiver.
7. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Respite may include in and out-of-home services, inclusive of overnight, weekend care, or emergency care (family emergency based, not to include out of home crisis).

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    This service may not be used as a regularly scheduled daily service for individual support.
2.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Employment or one of the State Plan Medicaid Services that works directly with the person such as Private Duty Nursing.
3.    Residential Support AFL cannot be billed on the same day as Per Diem Respite for the same member.
4.    This service is not available to members who reside in licensed facilities that are licensed as 5600B or 5600C. 
5.    Staff sleep time is not reimbursable.
6.    Respite services are only provided for the member; other family members, such as siblings of the member, may not receive care from the provider while Respite Care is being provided/billed.
7.    Respite Care is not provided by any person who resides in the member’s primary place of residence.
8.    For a member who is eligible for educational services under Individual’s With Disability Educational Act, Respite does not include transportation to and from school settings. This includes transportation to and from the member’s home, provider home where the member is receiving services before/after school or any community location where the member may be receiving services before or after school.
9.    Respite may not be used for a member who is living alone or with a roommate.
10.    The primary caregiver(s) is the person principally responsible for the care and supervision of the member and must maintain his/her primary residence at the same address as the member.
11.    Services provided in the private home of the direct service employee are subject to the checklist and monthly monitoring by the qualified professional.
12.    For services provided in the home of a direct service employee, the Provider Agency, Employer of Record or Agency With Choice is required to complete the Health and Safety Checklist and Justification for Services form prior to the delivery of service in that home and every six months afterwards, as long as the service continues to be provided in that location. The member or legally responsible person must sign this checklist.
13.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
14.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
S5150 - Respite - Individual
Diagnosis Group
Intellectual Development Disability
Age Group
Child
Adult
18-20
Benefit Plan
Innovations
Prior Authorization Required
Yes

Respite Care (INN) – S5150 HQ (Group)

Authorization Guidelines:

Brief Service Description: Respite services provide periodic or scheduled support and relief to the primary caregiver(s) from the responsibility and stress of caring for the member. This service also enables the individual to receive periodic support and relief from the primary caregiver(s) at his/her choice. NC Innovations respite may also be used to provide temporary relief to a member who resides in Licensed or Unlicensed AFL, but it may not be billed on the same day as Residential Supports unless it is for a member to access a summer camp or support group. This service enables the primary caregiver to meet or participate in planned or emergency events, and to have planned time for him/her and/or family members. Respite may be utilized during school hours for sickness, injury, or when a student is suspended or expelled.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Documentation that clearly indicates the service is needed for support and relief of the member or primary caregiver.
7. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Respite may include in and out-of-home services, inclusive of overnight, weekend care, or emergency care (family emergency based, not to include out of home crisis).

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    This service may not be used as a regularly scheduled daily service for individual support.
2.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Employment or one of the State Plan Medicaid Services that works directly with the person such as Private Duty Nursing.
3.    Residential Support AFL cannot be billed on the same day as Per Diem Respite for the same member.
4.    This service is not available to members who reside in licensed facilities that are licensed as 5600B or 5600C. 
5.    Staff sleep time is not reimbursable.
6.    Respite services are only provided for the member; other family members, such as siblings of the member, may not receive care from the provider while Respite Care is being provided/billed.
7.    Respite Care is not provided by any person who resides in the member’s primary place of residence.
8.    For a member who is eligible for educational services under Individual’s With Disability Educational Act, Respite does not include transportation to and from school settings. This includes transportation to and from the member’s home, provider home where the member is receiving services before/after school or any community location where the member may be receiving services before or after school.
9.    Respite may not be used for a member who is living alone or with a roommate.
10.    The primary caregiver(s) is the person principally responsible for the care and supervision of the member and must maintain his/her primary residence at the same address as the member.
11.    Services provided in the private home of the direct service employee are subject to the checklist and monthly monitoring by the qualified professional.
12.    For services provided in the home of a direct service employee, the Provider Agency, Employer of Record or Agency With Choice is required to complete the Health and Safety Checklist and Justification for Services form prior to the delivery of service in that home and every six months afterwards, as long as the service continues to be provided in that location. The member or legally responsible person must sign this checklist.
13.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
14.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
S5150 HQ - Respite - Group
Diagnosis Group
Intellectual Development Disability
Age Group
Child
Adult
18-20
Benefit Plan
Innovations
Prior Authorization Required
Yes

Respite Care (INN) – S5150 US (Facility)

Authorization Guidelines:

Brief Service Description: Respite services provide periodic or scheduled support and relief to the primary caregiver(s) from the responsibility and stress of caring for the member. This service also enables the individual to receive periodic support and relief from the primary caregiver(s) at his/her choice. NC Innovations respite may also be used to provide temporary relief to a member who resides in Licensed or Unlicensed AFL, but it may not be billed on the same day as Residential Supports unless it is for a member to access a summer camp or support group. This service enables the primary caregiver to meet or participate in planned or emergency events, and to have planned time for him/her and/or family members. Respite may be utilized during school hours for sickness, injury, or when a student is suspended or expelled.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Documentation that clearly indicates the service is needed for support and relief of the member or primary caregiver.
7. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Respite may include in and out-of-home services, inclusive of overnight, weekend care, or emergency care (family emergency based, not to include out of home crisis).

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    This service may not be used as a regularly scheduled daily service for individual support.
2.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Employment or one of the State Plan Medicaid Services that works directly with the person such as Private Duty Nursing.
3.    Residential Support AFL cannot be billed on the same day as Per Diem Respite for the same member.
4.    This service is not available to members who reside in licensed facilities that are licensed as 5600B or 5600C. 
5.    Staff sleep time is not reimbursable.
6.    Respite services are only provided for the member; other family members, such as siblings of the member, may not receive care from the provider while Respite Care is being provided/billed.
7.    Respite Care is not provided by any person who resides in the member’s primary place of residence.
8.    For a member who is eligible for educational services under Individual’s With Disability Educational Act, Respite does not include transportation to and from school settings. This includes transportation to and from the member’s home, provider home where the member is receiving services before/after school or any community location where the member may be receiving services before or after school.
9.    Respite may not be used for a member who is living alone or with a roommate.
10.    The primary caregiver(s) is the person principally responsible for the care and supervision of the member and must maintain his/her primary residence at the same address as the member.
11.    Services provided in the private home of the direct service employee are subject to the checklist and monthly monitoring by the qualified professional.
12.    For services provided in the home of a direct service employee, the Provider Agency, Employer of Record or Agency With Choice is required to complete the Health and Safety Checklist and Justification for Services form prior to the delivery of service in that home and every six months afterwards, as long as the service continues to be provided in that location. The member or legally responsible person must sign this checklist.
13.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
14.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
S5150 US - Respite - Facility
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Respite Care (INN) – T1005 TD (Nursing, RN)

Authorization Guidelines:

Brief Service Description: Respite services provide periodic or scheduled support and relief to the primary caregiver(s) from the responsibility and stress of caring for the member. This service also enables the individual to receive periodic support and relief from the primary caregiver(s) at his/her choice. NC Innovations respite may also be used to provide temporary relief to a member who resides in Licensed or Unlicensed AFL, but it may not be billed on the same day as Residential Supports unless it is for a member to access a summer camp or support group. This service enables the primary caregiver to meet or participate in planned or emergency events, and to have planned time for him/her and/or family members. Respite may be utilized during school hours for sickness, injury, or when a student is suspended or expelled.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Documentation that clearly indicates the service is needed for support and relief of the member or primary caregiver.
7. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Respite may include in and out-of-home services, inclusive of overnight, weekend care, or emergency care (family emergency based, not to include out of home crisis).

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    This service may not be used as a regularly scheduled daily service for individual support.
2.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Employment or one of the State Plan Medicaid Services that works directly with the person such as Private Duty Nursing.
3.    Residential Support AFL cannot be billed on the same day as Per Diem Respite for the same member.
4.    This service is not available to members who reside in licensed facilities that are licensed as 5600B or 5600C. 
5.    Staff sleep time is not reimbursable.
6.    Respite services are only provided for the member; other family members, such as siblings of the member, may not receive care from the provider while Respite Care is being provided/billed.
7.    Respite Care is not provided by any person who resides in the member’s primary place of residence.
8.    For a member who is eligible for educational services under Individual’s With Disability Educational Act, Respite does not include transportation to and from school settings. This includes transportation to and from the member’s home, provider home where the member is receiving services before/after school or any community location where the member may be receiving services before or after school.
9.    Respite may not be used for a member who is living alone or with a roommate.
10.    The primary caregiver(s) is the person principally responsible for the care and supervision of the member and must maintain his/her primary residence at the same address as the member.
11.    Services provided in the private home of the direct service employee are subject to the checklist and monthly monitoring by the qualified professional.
12.    For services provided in the home of a direct service employee, the Provider Agency, Employer of Record or Agency With Choice is required to complete the Health and Safety Checklist and Justification for Services form prior to the delivery of service in that home and every six months afterwards, as long as the service continues to be provided in that location. The member or legally responsible person must sign this checklist.
13.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
14.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T1005 TD – INN Respite Care, Nursing, RN
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Respite Care (INN) – T1005 TE (Nursing, LPN)

Authorization Guidelines:

Brief Service Description: Respite services provide periodic or scheduled support and relief to the primary caregiver(s) from the responsibility and stress of caring for the member. This service also enables the individual to receive periodic support and relief from the primary caregiver(s) at his/her choice. NC Innovations respite may also be used to provide temporary relief to a member who resides in Licensed or Unlicensed AFL, but it may not be billed on the same day as Residential Supports unless it is for a member to access a summer camp or support group. This service enables the primary caregiver to meet or participate in planned or emergency events, and to have planned time for him/her and/or family members. Respite may be utilized during school hours for sickness, injury, or when a student is suspended or expelled.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Documentation that clearly indicates the service is needed for support and relief of the member or primary caregiver.
7. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Respite may include in and out-of-home services, inclusive of overnight, weekend care, or emergency care (family emergency based, not to include out of home crisis).

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    This service may not be used as a regularly scheduled daily service for individual support.
2.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Employment or one of the State Plan Medicaid Services that works directly with the person such as Private Duty Nursing.
3.    Residential Support AFL cannot be billed on the same day as Per Diem Respite for the same member.
4.    This service is not available to members who reside in licensed facilities that are licensed as 5600B or 5600C. 
5.    Staff sleep time is not reimbursable.
6.    Respite services are only provided for the member; other family members, such as siblings of the member, may not receive care from the provider while Respite Care is being provided/billed.
7.    Respite Care is not provided by any person who resides in the member’s primary place of residence.
8.    For a member who is eligible for educational services under Individual’s With Disability Educational Act, Respite does not include transportation to and from school settings. This includes transportation to and from the member’s home, provider home where the member is receiving services before/after school or any community location where the member may be receiving services before or after school.
9.    Respite may not be used for a member who is living alone or with a roommate.
10.    The primary caregiver(s) is the person principally responsible for the care and supervision of the member and must maintain his/her primary residence at the same address as the member.
11.    Services provided in the private home of the direct service employee are subject to the checklist and monthly monitoring by the qualified professional.
12.    For services provided in the home of a direct service employee, the Provider Agency, Employer of Record or Agency With Choice is required to complete the Health and Safety Checklist and Justification for Services form prior to the delivery of service in that home and every six months afterwards, as long as the service continues to be provided in that location. The member or legally responsible person must sign this checklist.
13.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
14.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T1005 TE – INN Respite Care, Nursing, LPN
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Respite Services (State-Funded) – YP012 (Individual, Adult)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Respite services provide periodic support and relief to the primary caregiver(s) from the responsibility and stress of caring for the recipient. This service enables the primary caregiver(s), when other natural supports are unavailable, to assist with caregiving, to meet or participate in periodic, planned or emergency events, and to have planned breaks in caregiving. Respite may include in and out-of-home services, inclusive of overnight, weekend care, or emergency care (caregiver emergency based). This service is a periodic service. Primary caregiver must maintain their primary residence at the same address as the recipient.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior auth required; TAR must be completed by a QP  
2. Assessment: Psychological, neuropsych, or psychiatric eval w/ appropriate testing indicating the recipient meets ICF/IID criteria for IDD services, including evidence of an IDD dx before age of 22.  For TBI, an exam noting a TBI dx per G.S. 122C-3(38a). For those w/ DD but no intellectual disability, a physician assessment w/ a definitive dx and assoc, functional limitations is acceptable.
3. Documentation that the primary caregiver(s) need periodic support and relief from the responsibility and stress of caregiving OR the individual needs periodic support and relief from the primary caregiver.
4. Documentation that there are no other natural resources or support available to the primary caregiver to provide the necessary relief of substitute care.
5. Service Order: Signed by a MD/ DO, LP, PA, or NP. For the I/DD population also a QP.
6. Complete PCP: Required
7. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
8. Submission of all records that support the recipient has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior auth required; TAR must be completed by a QP
2. Evidence of IDD Eligibility: Meets IDD eligibility according to GS 122C-3 (12a), including evidence of an IDD dx before age of 22 or TBI.
3. Documentation that the primary caregiver(s) need periodic support and relief from the responsibility and stress of caregiving OR the individual needs periodic support and relief from the primary caregiver.
4. Documentation that there are no other natural resources or support available to the primary caregiver to provide the necessary relief of substitute care.
5. Complete PCP: Required
6. Medicaid Application: Evidence of individual applying for Medicaid or update on application status.
7. Submission of all records that support the recipient has met the medical necessity criteria.

Authorization Parameters
Length of Stay: No more than 1536 units (384 hours) per fiscal year

Units: One unit = 15 minutes
Age Group: Children/ Adolescents & Adults (with I/DD or TBI)

Urgent/ Emergent Exception:
1. In an urgent or emergent situation requiring a verbal auth, up to 192 units (48 hours) of service for an initial 2 calendar day pass-through is permitted. 
2. Written auth required after this pass-through. 
3. This pass-through is available only once per state fiscal year.

Level of Care: Evidence of IDD or TBI

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Respite may not be provided by relatives, legal guardians, or individuals if they live in the same home. 
2. Individual must live in a non-licensed setting, with a non-paid caregiver(s), except for those residing in an AFL (respite cannot be billed on the same day as Residential Supports if utilized for more than 8 hours per day). 
3. The following are not covered: Formal habilitation goals; Services provided to teach academics/ education substitutes; Payment for room and board.  
4. Individuals eligible for MCD Respite (including exhausted MCD Respite) are not eligible for State-funded Respite.

Service Code
YP012 - Individual Adult
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Respite Services (State-Funded) – YP013 (Group, Adult)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Respite services provide periodic support and relief to the primary caregiver(s) from the responsibility and stress of caring for the recipient. This service enables the primary caregiver(s), when other natural supports are unavailable, to assist with caregiving, to meet or participate in periodic, planned or emergency events, and to have planned breaks in caregiving. Respite may include in and out-of-home services, inclusive of overnight, weekend care, or emergency care (caregiver emergency based). This service is a periodic service. Primary caregiver must maintain their primary residence at the same address as the recipient.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior auth required; TAR must be completed by a QP  
2. Assessment: Psychological, neuropsych, or psychiatric eval w/ appropriate testing indicating the recipient meets ICF/IID criteria for IDD services, including evidence of an IDD dx before age of 22.  For TBI, an exam noting a TBI dx per G.S. 122C-3(38a). For those w/ DD but no intellectual disability, a physician assessment w/ a definitive dx and assoc, functional limitations is acceptable.
3. Documentation that the primary caregiver(s) need periodic support and relief from the responsibility and stress of caregiving OR the individual needs periodic support and relief from the primary caregiver.
4. Documentation that there are no other natural resources or support available to the primary caregiver to provide the necessary relief of substitute care.
5. Service Order: Signed by a MD/ DO, LP, PA, or NP. For the I/DD population also a QP.
6. Complete PCP: Required
7. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
8. Submission of all records that support the recipient has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior auth required; TAR must be completed by a QP
2. Evidence of IDD Eligibility: Meets IDD eligibility according to GS 122C-3 (12a), including evidence of an IDD dx before age of 22 or TBI.
3. Documentation that the primary caregiver(s) need periodic support and relief from the responsibility and stress of caregiving OR the individual needs periodic support and relief from the primary caregiver.
4. Documentation that there are no other natural resources or support available to the primary caregiver to provide the necessary relief of substitute care.
5. Complete PCP: Required
6. Medicaid Application: Evidence of individual applying for Medicaid or update on application status.
7. Submission of all records that support the recipient has met the medical necessity criteria.

Authorization Parameters
Length of Stay: No more than 1536 units (384 hours) per fiscal year

Units: One unit = 15 minutes
Age Group: Children/ Adolescents & Adults (with I/DD or TBI)

Urgent/ Emergent Exception:
1. In an urgent or emergent situation requiring a verbal auth, up to 192 units (48 hours) of service for an initial 2 calendar day pass-through is permitted. 
2. Written auth required after this pass-through. 
3. This pass-through is available only once per state fiscal year.

Level of Care: Evidence of IDD or TBI

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Respite may not be provided by relatives, legal guardians, or individuals if they live in the same home. 
2. Individual must live in a non-licensed setting, with a non-paid caregiver(s), except for those residing in an AFL (respite cannot be billed on the same day as Residential Supports if utilized for more than 8 hours per day). 
3. The following are not covered: Formal habilitation goals; Services provided to teach academics/ education substitutes; Payment for room and board.  
4. Individuals eligible for MCD Respite (including exhausted MCD Respite) are not eligible for State-funded Respite.

Service Code
YP013 - Group Adult
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Specialized Consultative Services (INN) – T2025

Authorization Guidelines:

Brief Service Description: Specialized Consultation Services provide expertise, training and technical assistance in a specialty area (psychology, behavior intervention, speech therapy, therapeutic recreation, augmentative communication, assistive technology equipment, occupational therapy, physical therapy, nutrition, nursing, and other licensed professionals who possess experience with individuals with Intellectual / Developmental Disabilities) to assist family members, support staff and other natural supports in assisting the member with developmental disabilities. Under this model, family members and other paid/unpaid caregivers are trained by a certified, licensed, and/or registered professional, or qualified assistive technology professional to carry out therapeutic interventions, consistent with the Individual Support Plan.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. This service may be used for evaluations for adults when the State Plan limits have been exceeded.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Specialized Consultative Services excludes services provided through Natural Supports Education and Crisis Services. This service may not duplicate services provided to family members through natural supports education
2.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
3.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2025 - Specialized Consultative Services
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Specialized Consultative Services (INN) – T2025 GT (Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Specialized Consultation Services provide expertise, training and technical assistance in a specialty area (psychology, behavior intervention, speech therapy, therapeutic recreation, augmentative communication, assistive technology equipment, occupational therapy, physical therapy, nutrition, nursing, and other licensed professionals who possess experience with individuals with Intellectual / Developmental Disabilities) to assist family members, support staff and other natural supports in assisting the member with developmental disabilities. Under this model, family members and other paid/unpaid caregivers are trained by a certified, licensed, and/or registered professional, or qualified assistive technology professional to carry out therapeutic interventions, consistent with the Individual Support Plan.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. This service may be used for evaluations for adults when the State Plan limits have been exceeded.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Specialized Consultative Services excludes services provided through Natural Supports Education and Crisis Services. This service may not duplicate services provided to family members through natural supports education
2.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
3.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2025 GT – INN Specialized Consultative Services, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Specialized Consultative Services (INN) – T2025 HO (BCBA)

Authorization Guidelines:

Brief Service Description: Specialized Consultation Services provide expertise, training and technical assistance in a specialty area (psychology, behavior intervention, speech therapy, therapeutic recreation, augmentative communication, assistive technology equipment, occupational therapy, physical therapy, nutrition, nursing, and other licensed professionals who possess experience with individuals with Intellectual / Developmental Disabilities) to assist family members, support staff and other natural supports in assisting the member with developmental disabilities. Under this model, family members and other paid/unpaid caregivers are trained by a certified, licensed, and/or registered professional, or qualified assistive technology professional to carry out therapeutic interventions, consistent with the Individual Support Plan.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. This service may be used for evaluations for adults when the State Plan limits have been exceeded.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Specialized Consultative Services excludes services provided through Natural Supports Education and Crisis Services. This service may not duplicate services provided to family members through natural supports education
2.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
3.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2025 HO - Specialized Consultative Services (BCBA)
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Specialized Consultative Services (INN) – T2025 HO GT (BCBA, Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Specialized Consultation Services provide expertise, training and technical assistance in a specialty area (psychology, behavior intervention, speech therapy, therapeutic recreation, augmentative communication, assistive technology equipment, occupational therapy, physical therapy, nutrition, nursing, and other licensed professionals who possess experience with individuals with Intellectual / Developmental Disabilities) to assist family members, support staff and other natural supports in assisting the member with developmental disabilities. Under this model, family members and other paid/unpaid caregivers are trained by a certified, licensed, and/or registered professional, or qualified assistive technology professional to carry out therapeutic interventions, consistent with the Individual Support Plan.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. This service may be used for evaluations for adults when the State Plan limits have been exceeded.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    Specialized Consultative Services excludes services provided through Natural Supports Education and Crisis Services. This service may not duplicate services provided to family members through natural supports education
2.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
3.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2025 HO GT – INN Specialized Consultative Services, BCBA, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Substance Abuse Comprehensive Outpatient Treatment Program (MCD) – H2035

Authorization Guidelines:

Brief Service Description: A periodic service that is a time-limited, multi-faceted approach treatment service for adults who require structure and support to achieve and sustain recovery. These services are provided during day and evening hours to enable members to maintain residence in their community, continue to work or go to school, and to be a part of their family life. SACOT includes case management to arrange, link or integrate multiple services as well as assessment and reassessment of the member’s need for services.  The expected outcome is abstinence..

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. PCP: Both the Initial PCP and updates completed are required, to include the amount, duration, and frequency of the service. Must include an enhanced crisis intervention plan.
3. Service Order: Required, signed by a physician, licensed psychologist, PA, or NP.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 1 hour (member must attend at least 4 hours a day for this service to be billed).

Age Group: Adults (age 21+)

Level of Care: ASAM Level 2.5 Partial Hospitalization Services.  The ASAM Score must be supported with detailed clinical documentation on each of the six ASAM dimensions.

Population Served: Primary Substance Use Diagnosis only

Service Specifics, Limitations & Exclusions (not all inclusive): 
1. The program conducts random drug screening and uses the results of these tests as part of a comprehensive assessment of participants’ progress toward goals and for PCP.
2. SACOT cannot be provided during the same episode of care as: SAIOP, all levels of detox services, Non-Medical Community Residential Treatment, Medically or, Monitored Community Residential Treatment.  

Service Code
H2035
Diagnosis Group
Substance Abuse
Age Group
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Substance Abuse Comprehensive Outpatient Treatment Program (State-Funded) – H2035

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A periodic service that is a time-limited, multi-faceted approach to tx for adults who require structure and support to achieve and sustain recovery. This service must operate at least 20 hrs/wk and offer a minimum of 4 hours of scheduled services per day, with availability at least 5 days per week with no more than 2 consecutive days without services available. Group counseling services must be offered. Services must be available during day and evening hours to enable individuals to maintain residence in their community, continue to work or go to school, and to be a part of their family life. Individuals receiving SACOT may be residents of their own home, a substitute home, or a group care setting; however, the SACOT Program must be provided in a setting separate from the individual’s residence. The expected outcome is abstinence.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: The initial 60 calendar days of tx do not require prior authorization. Unmanaged treatment period is available only once per FY.

Initial Requests (after pass-through):
1. TAR: prior authorization required once the unmanaged treatment period has lapsed. Providers may seek prior approval if they are unsure the recipient has utilized the pass-through period.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.  
2. CCA: Required
3. PCP: Both the Initial PCP and the PCP Update completed during the pass-through period are required, to include the amount, duration, and frequency of the service. Must include an enhanced crisis intervention plan.
4. Service Order: Required, signed by a physician, licensed psychologist, PA, or NP.
5. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior authorization is required. 
2. Complete PCP: recently reviewed detailing the member’s progress with the service.  The amount, duration, and frequency of the service must be included. The Crisis Plan must be updated.
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
4. Submission of all records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: Authorizations shall not exceed 60 days.

Units: One unit = 1 hour (member must attend at least 4 hours a day for this service to be billed).

Age Group: Adults (age 18 and older)

Level of Care: ASAM Level 2.5 Partial Hospitalization ASAM Criteria. The ASAM Score must be supported with detailed clinical documentation on each of the six ASAM dimensions.

Population Served: Primary Substance Use Diagnosis only

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. The program conducts random drug screening and uses the results of these tests as part of a comprehensive assessment of participants’ progress toward goals and for PCP.
2. SACOT may not be billed during the same auth as SAIOP, all detox services levels (with the exception of Ambulatory Detoxification) or Non-Medical Community Residential Tx or Medically Monitored Community Residential Tx.

Service Code
H2035 – State-Funded Substance Abuse Comprehensive Outpatient Treatment Program
Diagnosis Group
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Substance Abuse Halfway House (State-Funded) – H2034

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Clinically managed low intensity residential services are provided in a 24-hour facility where the primary purpose of these services is the rehabilitation of individuals who have a substance use disorder and who require supervision when in the residence. Individuals receiving this service attend work, school, and substance use treatment services. The expected outcome of Halfway House is abstinence. Secondary outcomes include: sustained improvement in health and psychosocial functioning, reduction in any psychiatric symptoms (if present), reduction in public health or safety concerns, and a reduction in the risk of relapse as evidenced by improvement in empirically-supported modifiable relapse risk factors.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: The initial 90 calendar days of tx do not require prior authorization. Contract variations may allow for additional days.

Initial Requests (after pass-through):
1. TAR: Prior approval is required.  
2. CCA: Required
3. Complete PCP: Maintained in the record, to include the amount and duration of this service.
4. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
5. Submission of all records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior approval required
2. Complete PCP: Maintained in the record and recently reviewed detailing the member’s progress with the service.
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
4. Submission of all records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: Initial (after pass-through) and Reauthorization requests shall not exceed 90 calendar days. Contract variations may allow for additional days.

Units: One unit = 1 day

Age Group: Adults (age 18 and older).

Level of Care: ASAM Level 3.1 Clinically Managed Low-Intensity Residential Services or Level 3.3 NC Modified A/ASAM. The ASAM Score must be supported with detailed clinical documentation on each of the six ASAM dimensions.

Population Served: Primary Substance Use Diagnosis only

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Individuals may be ineligible for a state-funded service due to coverage by other payors for the same or similar service funded by the state (e.g. individual is eligible for the same service covered by Medicaid, Health Choice or other third party payor).

Service Code
H2034
Diagnosis Group
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Substance Abuse Intensive Outpatient Program (MCD) – H0015

Authorization Guidelines:

Brief Service Description: Includes structured individual and group addiction activities and services that are provided at an outpatient program designed to assist adult and adolescent beneficiaries to begin recovery and learn skills for recovery maintenance. The program is offered at least 3 hours a day, at least 3 days a week, with no more than 2 consecutive days between offered services and distinguishes between those members needing no more than 19 hours of structured services per week (ASAM Level 2.1).  The expected outcome of SAIOP is abstinence.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. CCA: Required
2. PCP: Both the Initial PCP and updates are required, to include the amount, duration, and frequency of the service. Must include an enhanced crisis intervention plan.
3. Service Order: Required, signed by a physician, licensed psychologist, PA, or NP.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 1 event per day (a minimum of three hours per day is an event)

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 2.1 Intensive Outpatient Services.  The ASAM Score must be supported with detailed clinical documentation on each of the six ASAM dimensions.

Population Served: Primary Substance Use Diagnosis only

Service Specifics, Limitations & Exclusions (not all inclusive): SAIOP cannot be provided during the same episode of care as: SACOT, all levels of detox services, Non-Medical Community Residential Treatment, Medically or, Monitored Community Residential Treatment.  

Service Code
H0015
Diagnosis Group
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Substance Abuse Intensive Outpatient Program (State-Funded) – H0015

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Structured individual and group addiction tx activities and services that are provided at an outpatient program designed to assist adults and adolescents to begin recovery and learn skills for recovery maintenance. The program is offered at least 3 hours a day, at least 3 days a week, with no more than 2 consecutive days between offered services and distinguishes between those individuals needing no more than 19 hours of structured services per week (ASAM Level 2.1). The expected outcome of SAIOP is abstinence.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: The initial 30 calendar days of tx do not require prior authorization. Unmanaged treatment period is available only once per FY.

Initial Requests (after pass-through):
1. TAR: prior authorization required once the unmanaged treatment period has lapsed. Providers may seek prior approval if they are unsure the member has utilized the pass-through period.  To ensure timely prior authorization, requests must be submitted prior to the last unauthorized visit.  
2. CCA: Required
3. PCP: Both the Initial PCP and the PCP Update completed during the pass-through period are required, to include the amount, duration, and frequency of the service. Must include an enhanced crisis intervention plan.
4. Service Order: Required, signed by a physician, licensed psychologist, PA, or NP.
5. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
6. Submission of all records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior approval required once the unmanaged units have been exhausted. 
2. Complete PCP: recently reviewed detailing the member’s progress with the service.  The amount, duration, and frequency of the service must be included. The Crisis Plan must be updated. 
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
4. Submission of all records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: Initial (after pass-through) and Reauthorization requests shall not exceed 60 calendar days.

Units: One unit = 1 event per day (a minimum of three hours per day is an event)

Age Group: Children/ Adolescents & Adults

Level of Care: ASAM Level 2.1 Intensive Outpatient Services ASAM Criteria. The ASAM Score must be supported with detailed clinical documentation on each of the six ASAM dimensions.

Population Served: Primary Substance Use Diagnosis only

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. SAIOP may not be billed during the same auth as SACOT, all detox services levels, Non-Medical Community Residential Treatment or Medically Monitored Community Residential Treatment.

Service Code
H2034 – State-Funded Substance Abuse Intensive Outpatient Program
Diagnosis Group
Substance Abuse
Age Group
Child
18-20
Adult
Benefit Plan
State
Prior Authorization Required
No

Substance Abuse Medically Monitored Community Residential Treatment (MCD) – H0013

Authorization Guidelines:

Brief Service Description: A non-hospital rehabilitation facility for adults, with 24-hour-a-day medical or nursing monitoring, where a planned program of professionally directed evaluation, care and treatment for the restoration of functioning for members with alcohol and other drug problems or addiction occurs. The expected outcome is abstinence.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive): 
1. Regional Referral Form: Required
2. CCA: Required
3. Complete PCP: Required, detailing the members’ progress with the service.  
4. Service Order: Required, signed by a physician, licensed psychologist, PA, or NP.

All services are subject to post-payment review.

Authorization Parameters
Units: One unit = 1 day
Age Group: Adults (age 21+)

Level of Care: ASAM Level 3.7 Medically Monitored Intensive Inpatient Services. The ASAM Score must be supported with detailed clinical documentation on each of the six ASAM dimensions.

Population Served: Primary Substance Use Diagnosis only

Service Specifics, Limitations & Exclusions (not all inclusive): 
1. Upon completion of the service there will be successful linkage to the community of the members’ choice for ongoing step down or support services.
2. MMCRT cannot be billed the same day as any other mental health or substance abuse service except CST or ACT.

Service Code
H0013
Diagnosis Group
Substance Abuse
Age Group
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Substance Abuse Medically Monitored Community Residential Treatment Services (State-Funded) – H0013

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: A nonhospital rehab facility for adults, with twenty-four hour a day medical or nursing monitoring, where a planned program of professionally directed evaluation, care and tx for the restoration of functioning for individuals with alcohol and other drug problems or addiction occurs. The expected outcome is abstinence.

Auth Submission Requirements/ Documentation Requirements
Initial Requests:
1. TAR: Prior approval required.  
2. Regional Referral Form: Required
3. Submission of applicable records that support the member has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: prior approval required
2. CCA: Required
3. Complete PCP: recently reviewed detailing the member’s progress with the service.  
4. Service Order: Required, signed by a physician, licensed psychologist, PA, or NP.
5. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status. 
6. Submission of all records that support the individual has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. Up to 10 days per authorization. 
2. This is a short-term service that may not exceed more than 45 days in a 12-month period.

Units: One unit = 1 day 
Age Group: Adults (age 18 and older).

Level of Care: ASAM Level 3.7 Medically Monitored Intensive Inpatient Services. The ASAM Score must be supported with detailed clinical documentation on each of the six ASAM dimensions.

Population Served: Primary Substance Use Diagnosis only

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. This service may not be billed the same day as any other mental health or substance abuse service except CST or ACT.  
2. When furnished in a Facility that does not exceed 16 beds and is not an Institution for Mental Diseases [IMD], room and board are not included.
3. Upon completion of the service there will be successful linkage to the community of the member’s choice for ongoing step down or support services.

Service Code
H0013– State-Funded Substance Abuse Medically Monitored Community Residential Treatment Services
Diagnosis Group
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Supervised Living (State-Funded) – YP710 (Low Intensity)

Authorization Guidelines:

NO NEW ADMISSIONS EFFECTIVE 10/5/23

Brief Service Description: Service is typically provided in individual apartments, sometimes clustered in small developments that may or may not have an apartment manager on site during regularly scheduled hours. This is the least restrictive residential service which includes room and periodic support care. These apartments are the individual's home, not licensed facilities. No BH services are attached to the apartment. The individual may receive periodic MH services such as outpatient tx, structured day programming, etc., independent of the "supervised living" apartment. Community based MH services such as ACTT may be provided to the individual in the home, but the service is not programmatically linked to the home.

Auth Submission Requirements
Initial Requests:
1. TAR: Prior approval is required.  
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
3. NC SNAP or SIS: Required, if applicable
4. Service/ Tx Plan: Required

Reauthorization Requests:
1. TAR: Prior authorization required
2. Service/ Tx Plan: recently reviewed detailing the recipient’s progress with the service.
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.

Authorization Parameters
Length of Stay: Up to a 6-month per authorization.

Units: One unit = 1 day  

Age Group: Children, Adolescents & Adults

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. No new admissions effective 10/5/23
2. If an individual is temporarily in a respite or other 24-hour placement, staff are to assure that there is no double billing. 
3. Therapeutic leave does not apply to this service.

Service Code
YP710 – State-Funded Supervised Living - Low Intensity
Diagnosis Group
Substance Abuse
Mental Health
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Supervised Living (State-Funded) – YP720 (Moderate Intensity)

Authorization Guidelines:

NO NEW ADMISSIONS EFFECTIVE 10/5/23

Brief Service Description: Service is typically in an apartment which includes periodic support care to one or more individuals who do not need 24-hour supervision; or, for whom care in a group setting is considered inappropriate. Supervision includes routine or spontaneous visits, on-call support, and sometimes more intense one-on-one contact for several consecutive hours. It includes assistance in daily living skills, supportive counseling, and monitoring of the client's well-being. It may also include the employment of an individual to live with the client(s) to provide the appropriate level of supervision.

Auth Submission Requirements
Initial Requests:
1. TAR: Prior approval is required.  
2. CCA: Required, to include an ASAM Score supported with detailed clinical documentation on each of the six ASAM dimensions (if applicable).
3. NC SNAP or SIS: Required, if applicable
4. Service/ Tx Plan: Required

Reauthorization Requests:
1. TAR: Prior authorization required
2. Service/ Tx Plan: recently reviewed detailing the recipient’s progress with the service.
3. Medicaid Application: Required w/in the 30 days of authorization.  Evidence of individual applying for Medicaid or update on application status.

Authorization Parameters
Length of Stay: Up to a 6-month per authorization.

Units: One unit = 1 day  

Age Group: Children, Adolescents & Adults

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. No new admissions effective 10/5/23
2. If an individual is temporarily in a respite or other 24-hour placement, staff are to assure that there is no double billing. 
3. Therapeutic leave does not apply to this service.

Service Code
YP720 – State-Funded Supervised Living - Moderate Intensity
Diagnosis Group
Mental Health
Substance Abuse
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Supported Employment (I/DD & TBI) (State-Funded) – YP642 BE (Career Planning Assessment)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Supported Employment services aid with choosing, acquiring, and maintaining a job for individuals for whom Competitive Integrated Employment (CIE) has not been achieved and /or has been interrupted or intermittent. Job finding should be exploring options for CIE and is not based on placement from a pool of jobs that are available or set aside specifically for individuals with disabilities. The intent of Supported Employment services is to assist individuals with developing skills to seek, obtain and maintain CIE or develop and operate a micro-enterprise. Employment positions are found based on individual preferences, strengths, and experiences. Employment Stabilization Phase (ESP): This phase includes activities that should occur when the individual has obtained CIE. Typical activities include a variety of approaches to teach the individual how to complete assigned job tasks. The goal of this service is to enable an individual to complete initial job training, develop skills necessary to maintain CIE, and successfully assimilate into the workplace. It is critical that job fading occurs early during this phase to allow the individual to develop on-the-job and natural supports..

Auth Submission Requirements/ Documentation Requirements
Initial Requests (if the service was not initiated at the Pre-employment Phase):
1. TAR: Prior authorization required
2. VR Documentation: Member must have completed the application process with VR and the Eligibility Decision outcome be documented noting ineligibility or closure for VR Services prior to receiving this service
3. NC-SNAP/ SIS/ TBI Assessment/ Employment Evaluation: Required, completed by Vocational Rehabilitation (VR)
4. Psychological, Neuropsychological, or Psychiatric Assessment: Required, must demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) or a TBI as defined by G.S. 122-C-3(38a)  OR  Physician Assessment: Required, to demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) without accompanying intellectual disabilities
5. PCP/ ISP: Required, incorporating the Career Development Plan with the Career Development & Planning Assessment attached. Must include evidence the member is interested in and needs service to maintain CIE or to obtain a change in employment conditions. 
6. Service Order: Required, completed by a QP, MD/DO, LP, PA, or NP
7. Wage Info: Required upon initiation of the ESP, at the initiation of each plan year, and at the end of the 6th month of the plan year.
8. Evidence of Discharge Planning: to include a fade out plan, technology utilization, documentation of exhausted efforts to maximize on the job and natural supports and attempts to ensure the job fits the individual’s abilities.
9. Submission of all records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior authorization required
2. VR Documentation: Member must have completed the application process with VR and the Eligibility Decision outcome be documented noting ineligibility or closure for VR Services prior to receiving this service
3. Current NC-SNAP/ SIS/ TBI Assessment/ Employment Evaluation: Required, completed by Vocational Rehabilitation
4. Psychological, Neuropsychological, or Psychiatric Assessment: Required, must demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) or a TBI as defined by G.S. 122-C-3(38a)  OR  Physician Assessment: Required, to demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) without accompanying intellectual disabilities
5. Updated PCP/ ISP: Required, incorporating the Career Development Plan with the Career Development & Planning Assessment attached.  Updated goals showing a progression in skill acquisition or a documented need for ongoing training and/or support is required. PCP/ISP must include: Member’s employment integration feedback and employer’s ADA accommodations. Must include evidence the member is interested in and needs service to maintain CIE or to obtain a change in employment conditions.
6. Wage Info: Required upon initiation of the ESP, at the initiation of each plan year, and at the end of the 6th month of the plan year.
7. Evidence of Discharge Planning: to include a fade out plan, technology utilization, documentation of exhausted efforts to maximize on the job and natural supports and attempts to ensure the job fits the individual’s abilities.
8. Evidence of Need: Evidence that continued employment supports are needed to maintain CIE or to obtain a change in job opportunities when the 1-year phase timeframe has passed. 
9. Submission of all records that support the individual has met the medical necessity criteria.
NOTE: Member meets criteria for discharge if there is insufficient documented evidence to support the need for continued services.

Authorization Parameters
Length of Stay: 
1. The ESP should end once the member has achieved satisfactory work performance or work task meets employers’ expectations. The ESP does not typically exceed one calendar year. 
2. If an individual exceeds the timeframe of the employment phase, an exception request should be made. The request should include the nature of the issue that caused the timeframe not to be met and the steps to prevent the issue from recurring. 
3. After one exception for the ESP has occurred, technical assistance may be needed to reassess employment goals.

Units: One unit = 15 minutes

Age Group: Adolescents & Adults (age 16 or older)

Place of Service: A Competitive Integrated Employment HCBC setting. Cannot occur in licensed community facilities, inclusive of day programs.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Provider must complete ongoing education to the employer regarding ADA accommodations to ensure the transition from the ESP to the Long-Term Supported Employment Phase is successful and the individual’s needs are met.
2. Transportation included (exclusions apply). The ESP should not continue solely as a means of transportation.
3. Service does not cover: a) incentive payments made to an employer; b) payments that are passed through to the member; c) payments for non-Supported Employment training
4. Cannot be used to employ and provide services to the same individual at the provider agency location.
5. Service is not available at the same time of day as any other state funded service, Medicaid waiver service or one of the State Plan Medicaid services that works directly with the Individual.
6. Family members or legally responsible person(s) cannot provide the service tp the member.
7. Member cannot be a HCBS Waiver members or eligible for or receiving Medicaid funded employment services (i.e., Supported Employment in Innovations Waiver & TBI Waiver, 1915(i) and 1915(b)(3) inclusive of Medicaid ICF-IID In Lieu of Services (ILOS) with employment component).
8. Member can receive service from only one provider during an active auth period.

Service Code
YP642 BE– State-Funded Supported Employment, I/DD & TBI, Career Planning Assessment
Diagnosis Group
Intellectual Development Disability
Age Group
16 and Older
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Supported Employment (I/DD & TBI) (State-Funded) – YP642 BE GT (Career Planning Assessment, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Supported Employment services aid with choosing, acquiring, and maintaining a job for individuals for whom Competitive Integrated Employment (CIE) has not been achieved and /or has been interrupted or intermittent. Job finding should be exploring options for CIE and is not based on placement from a pool of jobs that are available or set aside specifically for individuals with disabilities. The intent of Supported Employment services is to assist individuals with developing skills to seek, obtain and maintain CIE or develop and operate a micro-enterprise. Employment positions are found based on individual preferences, strengths, and experiences. Employment Stabilization Phase (ESP): This phase includes activities that should occur when the individual has obtained CIE. Typical activities include a variety of approaches to teach the individual how to complete assigned job tasks. The goal of this service is to enable an individual to complete initial job training, develop skills necessary to maintain CIE, and successfully assimilate into the workplace. It is critical that job fading occurs early during this phase to allow the individual to develop on-the-job and natural supports..

Auth Submission Requirements/ Documentation Requirements
Initial Requests (if the service was not initiated at the Pre-employment Phase):
1. TAR: Prior authorization required
2. VR Documentation: Member must have completed the application process with VR and the Eligibility Decision outcome be documented noting ineligibility or closure for VR Services prior to receiving this service
3. NC-SNAP/ SIS/ TBI Assessment/ Employment Evaluation: Required, completed by Vocational Rehabilitation (VR)
4. Psychological, Neuropsychological, or Psychiatric Assessment: Required, must demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) or a TBI as defined by G.S. 122-C-3(38a)  OR  Physician Assessment: Required, to demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) without accompanying intellectual disabilities
5. PCP/ ISP: Required, incorporating the Career Development Plan with the Career Development & Planning Assessment attached. Must include evidence the member is interested in and needs service to maintain CIE or to obtain a change in employment conditions. 
6. Service Order: Required, completed by a QP, MD/DO, LP, PA, or NP
7. Wage Info: Required upon initiation of the ESP, at the initiation of each plan year, and at the end of the 6th month of the plan year.
8. Evidence of Discharge Planning: to include a fade out plan, technology utilization, documentation of exhausted efforts to maximize on the job and natural supports and attempts to ensure the job fits the individual’s abilities.
9. Submission of all records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior authorization required
2. VR Documentation: Member must have completed the application process with VR and the Eligibility Decision outcome be documented noting ineligibility or closure for VR Services prior to receiving this service
3. Current NC-SNAP/ SIS/ TBI Assessment/ Employment Evaluation: Required, completed by Vocational Rehabilitation
4. Psychological, Neuropsychological, or Psychiatric Assessment: Required, must demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) or a TBI as defined by G.S. 122-C-3(38a)  OR  Physician Assessment: Required, to demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) without accompanying intellectual disabilities
5. Updated PCP/ ISP: Required, incorporating the Career Development Plan with the Career Development & Planning Assessment attached.  Updated goals showing a progression in skill acquisition or a documented need for ongoing training and/or support is required. PCP/ISP must include: Member’s employment integration feedback and employer’s ADA accommodations. Must include evidence the member is interested in and needs service to maintain CIE or to obtain a change in employment conditions.
6. Wage Info: Required upon initiation of the ESP, at the initiation of each plan year, and at the end of the 6th month of the plan year.
7. Evidence of Discharge Planning: to include a fade out plan, technology utilization, documentation of exhausted efforts to maximize on the job and natural supports and attempts to ensure the job fits the individual’s abilities.
8. Evidence of Need: Evidence that continued employment supports are needed to maintain CIE or to obtain a change in job opportunities when the 1-year phase timeframe has passed. 
9. Submission of all records that support the individual has met the medical necessity criteria.
NOTE: Member meets criteria for discharge if there is insufficient documented evidence to support the need for continued services.

Authorization Parameters
Length of Stay: 
1. The ESP should end once the member has achieved satisfactory work performance or work task meets employers’ expectations. The ESP does not typically exceed one calendar year. 
2. If an individual exceeds the timeframe of the employment phase, an exception request should be made. The request should include the nature of the issue that caused the timeframe not to be met and the steps to prevent the issue from recurring. 
3. After one exception for the ESP has occurred, technical assistance may be needed to reassess employment goals.

Units: One unit = 15 minutes

Age Group: Adolescents & Adults (age 16 or older)

Place of Service: A Competitive Integrated Employment HCBC setting. Cannot occur in licensed community facilities, inclusive of day programs.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Provider must complete ongoing education to the employer regarding ADA accommodations to ensure the transition from the ESP to the Long-Term Supported Employment Phase is successful and the individual’s needs are met.
2. Transportation included (exclusions apply). The ESP should not continue solely as a means of transportation.
3. Service does not cover: a) incentive payments made to an employer; b) payments that are passed through to the member; c) payments for non-Supported Employment training
4. Cannot be used to employ and provide services to the same individual at the provider agency location.
5. Service is not available at the same time of day as any other state funded service, Medicaid waiver service or one of the State Plan Medicaid services that works directly with the Individual.
6. Family members or legally responsible person(s) cannot provide the service tp the member.
7. Member cannot be a HCBS Waiver members or eligible for or receiving Medicaid funded employment services (i.e., Supported Employment in Innovations Waiver & TBI Waiver, 1915(i) and 1915(b)(3) inclusive of Medicaid ICF-IID In Lieu of Services (ILOS) with employment component).
8. Member can receive service from only one provider during an active auth period.

Service Code
YP642 BE GT – State-Funded Supported Employment, I/DD & TBI, Career Planning Assessment, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
16 and Older
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Supported Employment (I/DD & TBI) (State-Funded) – YP642 BF (Employment Stabilization Phase)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Supported Employment services aid with choosing, acquiring, and maintaining a job for individuals for whom Competitive Integrated Employment (CIE) has not been achieved and /or has been interrupted or intermittent. Job finding should be exploring options for CIE and is not based on placement from a pool of jobs that are available or set aside specifically for individuals with disabilities. The intent of Supported Employment services is to assist individuals with developing skills to seek, obtain and maintain CIE or develop and operate a micro-enterprise. Employment positions are found based on individual preferences, strengths, and experiences. Employment Stabilization Phase (ESP): This phase includes activities that should occur when the individual has obtained CIE. Typical activities include a variety of approaches to teach the individual how to complete assigned job tasks. The goal of this service is to enable an individual to complete initial job training, develop skills necessary to maintain CIE, and successfully assimilate into the workplace. It is critical that job fading occurs early during this phase to allow the individual to develop on-the-job and natural supports..

Auth Submission Requirements/ Documentation Requirements
Initial Requests (if the service was not initiated at the Pre-employment Phase):
1. TAR: Prior authorization required
2. VR Documentation: Member must have completed the application process with VR and the Eligibility Decision outcome be documented noting ineligibility or closure for VR Services prior to receiving this service
3. NC-SNAP/ SIS/ TBI Assessment/ Employment Evaluation: Required, completed by Vocational Rehabilitation (VR)
4. Psychological, Neuropsychological, or Psychiatric Assessment: Required, must demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) or a TBI as defined by G.S. 122-C-3(38a)  OR  Physician Assessment: Required, to demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) without accompanying intellectual disabilities
5. PCP/ ISP: Required, incorporating the Career Development Plan with the Career Development & Planning Assessment attached. Must include evidence the member is interested in and needs service to maintain CIE or to obtain a change in employment conditions. 
6. Service Order: Required, completed by a QP, MD/DO, LP, PA, or NP
7. Wage Info: Required upon initiation of the ESP, at the initiation of each plan year, and at the end of the 6th month of the plan year.
8. Evidence of Discharge Planning: to include a fade out plan, technology utilization, documentation of exhausted efforts to maximize on the job and natural supports and attempts to ensure the job fits the individual’s abilities.
9. Submission of all records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior authorization required
2. VR Documentation: Member must have completed the application process with VR and the Eligibility Decision outcome be documented noting ineligibility or closure for VR Services prior to receiving this service
3. Current NC-SNAP/ SIS/ TBI Assessment/ Employment Evaluation: Required, completed by Vocational Rehabilitation
4. Psychological, Neuropsychological, or Psychiatric Assessment: Required, must demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) or a TBI as defined by G.S. 122-C-3(38a)  OR  Physician Assessment: Required, to demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) without accompanying intellectual disabilities
5. Updated PCP/ ISP: Required, incorporating the Career Development Plan with the Career Development & Planning Assessment attached.  Updated goals showing a progression in skill acquisition or a documented need for ongoing training and/or support is required. PCP/ISP must include: Member’s employment integration feedback and employer’s ADA accommodations. Must include evidence the member is interested in and needs service to maintain CIE or to obtain a change in employment conditions.
6. Wage Info: Required upon initiation of the ESP, at the initiation of each plan year, and at the end of the 6th month of the plan year.
7. Evidence of Discharge Planning: to include a fade out plan, technology utilization, documentation of exhausted efforts to maximize on the job and natural supports and attempts to ensure the job fits the individual’s abilities.
8. Evidence of Need: Evidence that continued employment supports are needed to maintain CIE or to obtain a change in job opportunities when the 1-year phase timeframe has passed. 
9. Submission of all records that support the individual has met the medical necessity criteria.
NOTE: Member meets criteria for discharge if there is insufficient documented evidence to support the need for continued services.

Authorization Parameters
Length of Stay: 
1. The ESP should end once the member has achieved satisfactory work performance or work task meets employers’ expectations. The ESP does not typically exceed one calendar year. 
2. If an individual exceeds the timeframe of the employment phase, an exception request should be made. The request should include the nature of the issue that caused the timeframe not to be met and the steps to prevent the issue from recurring. 
3. After one exception for the ESP has occurred, technical assistance may be needed to reassess employment goals.

Units: One unit = 15 minutes

Age Group: Adolescents & Adults (age 16 or older)

Place of Service: A Competitive Integrated Employment HCBC setting. Cannot occur in licensed community facilities, inclusive of day programs.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Provider must complete ongoing education to the employer regarding ADA accommodations to ensure the transition from the ESP to the Long-Term Supported Employment Phase is successful and the individual’s needs are met.
2. Transportation included (exclusions apply). The ESP should not continue solely as a means of transportation.
3. Service does not cover: a) incentive payments made to an employer; b) payments that are passed through to the member; c) payments for non-Supported Employment training
4. Cannot be used to employ and provide services to the same individual at the provider agency location.
5. Service is not available at the same time of day as any other state funded service, Medicaid waiver service or one of the State Plan Medicaid services that works directly with the Individual.
6. Family members or legally responsible person(s) cannot provide the service tp the member.
7. Member cannot be a HCBS Waiver members or eligible for or receiving Medicaid funded employment services (i.e., Supported Employment in Innovations Waiver & TBI Waiver, 1915(i) and 1915(b)(3) inclusive of Medicaid ICF-IID In Lieu of Services (ILOS) with employment component).
8. Member can receive service from only one provider during an active auth period.

Service Code
YP642 BF – State-Funded Supported Employment, I/DD & TBI, Employment Stabilization Phase
Diagnosis Group
Intellectual Development Disability
Age Group
16 and Older
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Supported Employment (I/DD & TBI) (State-Funded) – YP642 BF GT (Employment Stabilization Phase, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Supported Employment services aid with choosing, acquiring, and maintaining a job for individuals for whom Competitive Integrated Employment (CIE) has not been achieved and /or has been interrupted or intermittent. Job finding should be exploring options for CIE and is not based on placement from a pool of jobs that are available or set aside specifically for individuals with disabilities. The intent of Supported Employment services is to assist individuals with developing skills to seek, obtain and maintain CIE or develop and operate a micro-enterprise. Employment positions are found based on individual preferences, strengths, and experiences. Employment Stabilization Phase (ESP): This phase includes activities that should occur when the individual has obtained CIE. Typical activities include a variety of approaches to teach the individual how to complete assigned job tasks. The goal of this service is to enable an individual to complete initial job training, develop skills necessary to maintain CIE, and successfully assimilate into the workplace. It is critical that job fading occurs early during this phase to allow the individual to develop on-the-job and natural supports..

Auth Submission Requirements/ Documentation Requirements
Initial Requests (if the service was not initiated at the Pre-employment Phase):
1. TAR: Prior authorization required
2. VR Documentation: Member must have completed the application process with VR and the Eligibility Decision outcome be documented noting ineligibility or closure for VR Services prior to receiving this service
3. NC-SNAP/ SIS/ TBI Assessment/ Employment Evaluation: Required, completed by Vocational Rehabilitation (VR)
4. Psychological, Neuropsychological, or Psychiatric Assessment: Required, must demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) or a TBI as defined by G.S. 122-C-3(38a)  OR  Physician Assessment: Required, to demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) without accompanying intellectual disabilities
5. PCP/ ISP: Required, incorporating the Career Development Plan with the Career Development & Planning Assessment attached. Must include evidence the member is interested in and needs service to maintain CIE or to obtain a change in employment conditions. 
6. Service Order: Required, completed by a QP, MD/DO, LP, PA, or NP
7. Wage Info: Required upon initiation of the ESP, at the initiation of each plan year, and at the end of the 6th month of the plan year.
8. Evidence of Discharge Planning: to include a fade out plan, technology utilization, documentation of exhausted efforts to maximize on the job and natural supports and attempts to ensure the job fits the individual’s abilities.
9. Submission of all records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior authorization required
2. VR Documentation: Member must have completed the application process with VR and the Eligibility Decision outcome be documented noting ineligibility or closure for VR Services prior to receiving this service
3. Current NC-SNAP/ SIS/ TBI Assessment/ Employment Evaluation: Required, completed by Vocational Rehabilitation
4. Psychological, Neuropsychological, or Psychiatric Assessment: Required, must demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) or a TBI as defined by G.S. 122-C-3(38a)  OR  Physician Assessment: Required, to demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) without accompanying intellectual disabilities
5. Updated PCP/ ISP: Required, incorporating the Career Development Plan with the Career Development & Planning Assessment attached.  Updated goals showing a progression in skill acquisition or a documented need for ongoing training and/or support is required. PCP/ISP must include: Member’s employment integration feedback and employer’s ADA accommodations. Must include evidence the member is interested in and needs service to maintain CIE or to obtain a change in employment conditions.
6. Wage Info: Required upon initiation of the ESP, at the initiation of each plan year, and at the end of the 6th month of the plan year.
7. Evidence of Discharge Planning: to include a fade out plan, technology utilization, documentation of exhausted efforts to maximize on the job and natural supports and attempts to ensure the job fits the individual’s abilities.
8. Evidence of Need: Evidence that continued employment supports are needed to maintain CIE or to obtain a change in job opportunities when the 1-year phase timeframe has passed. 
9. Submission of all records that support the individual has met the medical necessity criteria.
NOTE: Member meets criteria for discharge if there is insufficient documented evidence to support the need for continued services.

Authorization Parameters
Length of Stay: 
1. The ESP should end once the member has achieved satisfactory work performance or work task meets employers’ expectations. The ESP does not typically exceed one calendar year. 
2. If an individual exceeds the timeframe of the employment phase, an exception request should be made. The request should include the nature of the issue that caused the timeframe not to be met and the steps to prevent the issue from recurring. 
3. After one exception for the ESP has occurred, technical assistance may be needed to reassess employment goals.

Units: One unit = 15 minutes

Age Group: Adolescents & Adults (age 16 or older)

Place of Service: A Competitive Integrated Employment HCBC setting. Cannot occur in licensed community facilities, inclusive of day programs.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Provider must complete ongoing education to the employer regarding ADA accommodations to ensure the transition from the ESP to the Long-Term Supported Employment Phase is successful and the individual’s needs are met.
2. Transportation included (exclusions apply). The ESP should not continue solely as a means of transportation.
3. Service does not cover: a) incentive payments made to an employer; b) payments that are passed through to the member; c) payments for non-Supported Employment training
4. Cannot be used to employ and provide services to the same individual at the provider agency location.
5. Service is not available at the same time of day as any other state funded service, Medicaid waiver service or one of the State Plan Medicaid services that works directly with the Individual.
6. Family members or legally responsible person(s) cannot provide the service tp the member.
7. Member cannot be a HCBS Waiver members or eligible for or receiving Medicaid funded employment services (i.e., Supported Employment in Innovations Waiver & TBI Waiver, 1915(i) and 1915(b)(3) inclusive of Medicaid ICF-IID In Lieu of Services (ILOS) with employment component).
8. Member can receive service from only one provider during an active auth period.

Service Code
YP642 BF GT – State-Funded Supported Employment, I/DD & TBI, Employment Stabilization Phase, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
16 and Older
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Supported Employment (I/DD & TBI) (State-Funded) – YP642 BG (Long Term Supported Employment Phase)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Supported Employment services aid with choosing, acquiring, and maintaining a job for individuals for whom Competitive Integrated Employment (CIE) has not been achieved and /or has been interrupted or intermittent. Job finding should be exploring options for CIE and is not based on placement from a pool of jobs that are available or set aside specifically for individuals with disabilities. The intent of Supported Employment services is to assist individuals with developing skills to seek, obtain and maintain CIE or develop and operate a micro-enterprise. Employment positions are found based on individual preferences, strengths, and experiences. Long-Term Supported Employment (LTSE) Phase: This phase includes the various activities designed to continue to support the individual in maintaining CIE. The goal of this phase is to enable an individual to work as independently as possible and prepare for reduced level of staff support. In this phase the assessment of long- term support needs will occur, which support ongoing retention, prevent job loss, or make recommendations for discharge. Detailed documentation of goals specific to long-term support needs should reflect how the services being received is preparing the individual for working as independently as possible.

Auth Submission Requirements/ Documentation Requirements
Initial Requests (if the service was not initiated in an earlier phase):
1. TAR: Prior authorization required
2. VR Documentation: Member must have completed the application process with VR and the Eligibility Decision outcome be documented noting ineligibility or closure for VR Services prior to receiving this service
3. NC-SNAP/ SIS/ TBI Assessment/ Employment Evaluation: Required, completed by Vocational Rehabilitation (VR)
4. Psychological, Neuropsychological, or Psychiatric Assessment: Required, must demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) or a TBI as defined by G.S. 122-C-3(38a)  OR  Physician Assessment: Required, to demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) without accompanying intellectual disabilities
5. PCP/ ISP: Required, incorporating the Career Development Plan with the Career Development & Planning Assessment attached. Must include evidence the member is interested in and needs service to maintain CIE or to obtain a change in employment conditions. LTSE related to medical/ behavioral/physical support needs requires medical or behavioral records and accompanying documentation in the PCP/ISP supporting the need for individual services as the most appropriate and viable option.
6. Service Order: Required, completed by a QP, MD/DO, LP, PA, or NP
7. Wage Info: Required upon initiation of the ESP, at the initiation of each plan year, and at the end of the 6th month of the plan year.
8. Evidence of Discharge Planning: to include a fade out plan, technology utilization, documentation of exhausted efforts to maximize on the job and natural supports and attempts to ensure the job fits the individual’s abilities.
9. Submission of all records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior authorization required
2. VR Documentation: Member must have completed the application process with VR and the Eligibility Decision outcome be documented noting ineligibility or closure for VR Services prior to receiving this service
3. Current NC-SNAP/ SIS/ TBI Assessment/ Employment Evaluation: Required, completed by Vocational Rehabilitation
4. Psychological, Neuropsychological, or Psychiatric Assessment: Required, must demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) or a TBI as defined by G.S. 122-C-3(38a)  OR  Physician Assessment: Required, to demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) without accompanying intellectual disabilities
5. Updated PCP/ ISP: Required, incorporating the Career Development Plan with the Career Development & Planning Assessment attached.  Updated goals showing a progression in skill acquisition or a documented need for ongoing training and/or support is required. PCP/ISP must include: Member’s employment integration feedback and employer’s ADA accommodations.
6. Wage Info: Required upon initiation of the ESP, at the initiation of each plan year, and at the end of the 6th month of the plan year.
7. Evidence of Discharge Planning: to include a fade out plan, technology utilization, documentation of exhausted efforts to maximize on the job and natural supports and attempts to ensure the job fits the individual’s abilities.
8. Evidence of Need: Evidence that continued employment supports are needed to maintain CIE or to prevent an unfavorable change in employment. 
9. Submission of all records that support the individual has met the medical necessity criteria.
NOTE: Member meets criteria for discharge if there is insufficient documented evidence to support the need for continued services.

Authorization Parameters
Length of Stay: LTSE may be used on a regular basis to meet specific and detailed documented needs.

Units: One unit = 15 minutes

Age Group: Adolescents & Adults (age 16 or older)

Place of Service: A Competitive Integrated Employment HCBC setting. Cannot occur in licensed community facilities, inclusive of day programs.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Provider must complete ongoing education to the employer regarding ADA accommodations to ensure the transition from the ESP to the Long-Term Supported Employment Phase is successful and the individual’s needs are met.
2. Transportation included (exclusions apply). The ESP should not continue solely as a means of transportation.
3. Service does not cover: a) incentive payments made to an employer; b) payments that are passed through to the member; c) payments for non-Supported Employment training
4. Cannot be used to employ and provide services to the same individual at the provider agency location.
5. Service is not available at the same time of day as any other state funded service, Medicaid waiver service or one of the State Plan Medicaid services that works directly with the Individual.
6. Family members or legally responsible person(s) cannot provide the service to the member.
7. Member cannot be a HCBS Waiver members or eligible for or receiving Medicaid funded employment services (i.e., Supported Employment in Innovations Waiver & TBI Waiver, 1915(i) and 1915(b)(3) inclusive of Medicaid ICF-IID In Lieu of Services (ILOS) with employment component).
8. Member can receive service from only one provider during an active auth period.

Service Code
YP642 BG – State-Funded Supported Employment, I/DD & TBI, Long Term Supported Employment Phase
Diagnosis Group
Intellectual Development Disability
Age Group
16 and Older
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Supported Employment (I/DD & TBI) (State-Funded) – YP642 BG (Pre-Employment Phase)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Supported Employment services aid with choosing, acquiring, and maintaining a job for individuals for whom Competitive Integrated Employment (CIE) has not been achieved and /or has been interrupted or intermittent. Job finding should be exploring options for CIE and is not based on placement from a pool of jobs that are available or set aside specifically for individuals with disabilities. The intent of Supported Employment services is to assist individuals with developing skills to seek, obtain and maintain CIE or develop and operate a micro-enterprise. Employment positions are found based on individual preferences, strengths, and experiences. Pre-employment Phase (PEP): This phase includes but is not limited to activities that should occur prior to obtaining CIE, such as benefits counseling referral, career exploration, discovery, job readiness skills, and job development activities. The goal of this phase is to have the individual work ready and to assist the individual to obtain employment. Detailed documentation should reflect how the provider is preparing an individual for employment.

Initial Requests:
1. TAR: Prior authorization required
2. VR Documentation: Member must have completed the application process with VR and the Eligibility Decision outcome be documented noting ineligibility or closure for VR Services prior to receiving this service
3. NC-SNAP/ SIS/ TBI Assessment/ Employment Evaluation: Required, completed by Vocational Rehabilitation (VR)
4. Psychological, Neuropsychological, or Psychiatric Assessment: Required, must demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) or a TBI as defined by G.S. 122-C-3(38a)  OR  Physician Assessment: Required, to demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) without accompanying intellectual disabilities
5. PCP/ ISP: Required, incorporating the Career Development Plan with the Career Development & Planning Assessment attached.  Must include evidence that the member is interested in learning about or obtaining CIE.
6. Service Order: Required, completed by a QP, MD/DO, LP, PA, or NP
7. Submission of all records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior authorization required
2. VR Documentation: Member must have completed the application process with VR and the Eligibility Decision outcome be documented noting ineligibility or closure for VR Services prior to receiving this service
3. Current NC-SNAP/ SIS/ TBI Assessment/ Employment Evaluation: Required, completed by Vocational Rehabilitation
4. Psychological, Neuropsychological, or Psychiatric Assessment: Required, must demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) or a TBI as defined by G.S. 122-C-3(38a)  OR  Physician Assessment: Required, to demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) without accompanying intellectual disabilities
5. Updated PCP/ ISP: Required, incorporating the Career Development Plan with the Career Development & Planning Assessment attached.  Updated goals showing a progression in skill acquisition or a documented need for ongoing training and/or support is required. PCP/ISP must include: Member’s employment integration feedback and employer’s ADA accommodations. Must include evidence that the member is interested in learning about or obtaining CIE.
6. Evidence of Need: Evidence that continued job development activities are needed to obtain CIE when the 6-month phase timeframe has passed. 
7. Submission of all records that support the individual has met the medical necessity criteria.
NOTE: Member meets criteria for discharge if there is insufficient documented evidence to support the need for continued services.

Authorization Parameters
Length of Stay: 
1. The PEP does not exceed six months in a typical situation. 
2. If an individual exceeds the timeframe of the pre-employment phase, an exception request should be made. The request should include the nature of the issue that caused the timeframe not to be met and the steps to prevent the issue from recurring. 
3. After one exception for the Pre-employment Phase has occurred, technical assistance may be needed to reassess employment goals.

Units: One unit = 15 minutes

Age Group: Adolescents & Adults (age 16 or older)

Place of Service: A Competitive Integrated Employment HCBC setting. Cannot occur in licensed community facilities, inclusive of day programs.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Provider must complete ongoing education to the employer regarding ADA accommodations to ensure the transition from the ESP to the Long-Term Supported Employment Phase is successful and the individual’s needs are met.
2. Transportation included (exclusions apply). The ESP should not continue solely as a means of transportation.
3. Service does not cover: a) incentive payments made to an employer; b) payments that are passed through to the member; c) payments for non-Supported Employment training
4. Cannot be used to employ and provide services to the same individual at the provider agency location.
5. Service is not available at the same time of day as any other state funded service, Medicaid waiver service or one of the State Plan Medicaid services that works directly with the Individual.
6. Family members or legally responsible person(s) cannot provide the service tp the member.
7. Member cannot be a HCBS Waiver members or eligible for or receiving Medicaid funded employment services (i.e., Supported Employment in Innovations Waiver & TBI Waiver, 1915(i) and 1915(b)(3) inclusive of Medicaid ICF-IID In Lieu of Services (ILOS) with employment component).
8. Member can receive service from only one provider during an active auth period.

Service Code
YP642 BG– State-Funded Supported Employment, I/DD & TBI, Pre-Employment Phase
Diagnosis Group
Intellectual Development Disability
Age Group
16 and Older
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Supported Employment (I/DD & TBI) (State-Funded) – YP642 BG GT (Long Term Supported Employment Phase, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Supported Employment services aid with choosing, acquiring, and maintaining a job for individuals for whom Competitive Integrated Employment (CIE) has not been achieved and /or has been interrupted or intermittent. Job finding should be exploring options for CIE and is not based on placement from a pool of jobs that are available or set aside specifically for individuals with disabilities. The intent of Supported Employment services is to assist individuals with developing skills to seek, obtain and maintain CIE or develop and operate a micro-enterprise. Employment positions are found based on individual preferences, strengths, and experiences. Long-Term Supported Employment (LTSE) Phase: This phase includes the various activities designed to continue to support the individual in maintaining CIE. The goal of this phase is to enable an individual to work as independently as possible and prepare for reduced level of staff support. In this phase the assessment of long- term support needs will occur, which support ongoing retention, prevent job loss, or make recommendations for discharge. Detailed documentation of goals specific to long-term support needs should reflect how the services being received is preparing the individual for working as independently as possible.

Auth Submission Requirements/ Documentation Requirements
Initial Requests (if the service was not initiated in an earlier phase):
1. TAR: Prior authorization required
2. VR Documentation: Member must have completed the application process with VR and the Eligibility Decision outcome be documented noting ineligibility or closure for VR Services prior to receiving this service
3. NC-SNAP/ SIS/ TBI Assessment/ Employment Evaluation: Required, completed by Vocational Rehabilitation (VR)
4. Psychological, Neuropsychological, or Psychiatric Assessment: Required, must demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) or a TBI as defined by G.S. 122-C-3(38a)  OR  Physician Assessment: Required, to demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) without accompanying intellectual disabilities
5. PCP/ ISP: Required, incorporating the Career Development Plan with the Career Development & Planning Assessment attached. Must include evidence the member is interested in and needs service to maintain CIE or to obtain a change in employment conditions. LTSE related to medical/ behavioral/physical support needs requires medical or behavioral records and accompanying documentation in the PCP/ISP supporting the need for individual services as the most appropriate and viable option.
6. Service Order: Required, completed by a QP, MD/DO, LP, PA, or NP
7. Wage Info: Required upon initiation of the ESP, at the initiation of each plan year, and at the end of the 6th month of the plan year.
8. Evidence of Discharge Planning: to include a fade out plan, technology utilization, documentation of exhausted efforts to maximize on the job and natural supports and attempts to ensure the job fits the individual’s abilities.
9. Submission of all records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior authorization required
2. VR Documentation: Member must have completed the application process with VR and the Eligibility Decision outcome be documented noting ineligibility or closure for VR Services prior to receiving this service
3. Current NC-SNAP/ SIS/ TBI Assessment/ Employment Evaluation: Required, completed by Vocational Rehabilitation
4. Psychological, Neuropsychological, or Psychiatric Assessment: Required, must demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) or a TBI as defined by G.S. 122-C-3(38a)  OR  Physician Assessment: Required, to demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) without accompanying intellectual disabilities
5. Updated PCP/ ISP: Required, incorporating the Career Development Plan with the Career Development & Planning Assessment attached.  Updated goals showing a progression in skill acquisition or a documented need for ongoing training and/or support is required. PCP/ISP must include: Member’s employment integration feedback and employer’s ADA accommodations.
6. Wage Info: Required upon initiation of the ESP, at the initiation of each plan year, and at the end of the 6th month of the plan year.
7. Evidence of Discharge Planning: to include a fade out plan, technology utilization, documentation of exhausted efforts to maximize on the job and natural supports and attempts to ensure the job fits the individual’s abilities.
8. Evidence of Need: Evidence that continued employment supports are needed to maintain CIE or to prevent an unfavorable change in employment. 
9. Submission of all records that support the individual has met the medical necessity criteria.
NOTE: Member meets criteria for discharge if there is insufficient documented evidence to support the need for continued services.

Authorization Parameters
Length of Stay: LTSE may be used on a regular basis to meet specific and detailed documented needs.

Units: One unit = 15 minutes

Age Group: Adolescents & Adults (age 16 or older)

Place of Service: A Competitive Integrated Employment HCBC setting. Cannot occur in licensed community facilities, inclusive of day programs.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Provider must complete ongoing education to the employer regarding ADA accommodations to ensure the transition from the ESP to the Long-Term Supported Employment Phase is successful and the individual’s needs are met.
2. Transportation included (exclusions apply). The ESP should not continue solely as a means of transportation.
3. Service does not cover: a) incentive payments made to an employer; b) payments that are passed through to the member; c) payments for non-Supported Employment training
4. Cannot be used to employ and provide services to the same individual at the provider agency location.
5. Service is not available at the same time of day as any other state funded service, Medicaid waiver service or one of the State Plan Medicaid services that works directly with the Individual.
6. Family members or legally responsible person(s) cannot provide the service to the member.
7. Member cannot be a HCBS Waiver members or eligible for or receiving Medicaid funded employment services (i.e., Supported Employment in Innovations Waiver & TBI Waiver, 1915(i) and 1915(b)(3) inclusive of Medicaid ICF-IID In Lieu of Services (ILOS) with employment component).
8. Member can receive service from only one provider during an active auth period.

Service Code
YP642 BG GT – State-Funded Supported Employment, I/DD & TBI, Long Term Supported Employment Phase, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
16 and Older
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Supported Employment (I/DD & TBI) (State-Funded) – YP642 BG GT (Pre-Employment Phase, Telehealth)

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: Supported Employment services aid with choosing, acquiring, and maintaining a job for individuals for whom Competitive Integrated Employment (CIE) has not been achieved and /or has been interrupted or intermittent. Job finding should be exploring options for CIE and is not based on placement from a pool of jobs that are available or set aside specifically for individuals with disabilities. The intent of Supported Employment services is to assist individuals with developing skills to seek, obtain and maintain CIE or develop and operate a micro-enterprise. Employment positions are found based on individual preferences, strengths, and experiences. Pre-employment Phase (PEP): This phase includes but is not limited to activities that should occur prior to obtaining CIE, such as benefits counseling referral, career exploration, discovery, job readiness skills, and job development activities. The goal of this phase is to have the individual work ready and to assist the individual to obtain employment. Detailed documentation should reflect how the provider is preparing an individual for employment.

Initial Requests:
1. TAR: Prior authorization required
2. VR Documentation: Member must have completed the application process with VR and the Eligibility Decision outcome be documented noting ineligibility or closure for VR Services prior to receiving this service
3. NC-SNAP/ SIS/ TBI Assessment/ Employment Evaluation: Required, completed by Vocational Rehabilitation (VR)
4. Psychological, Neuropsychological, or Psychiatric Assessment: Required, must demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) or a TBI as defined by G.S. 122-C-3(38a)  OR  Physician Assessment: Required, to demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) without accompanying intellectual disabilities
5. PCP/ ISP: Required, incorporating the Career Development Plan with the Career Development & Planning Assessment attached.  Must include evidence that the member is interested in learning about or obtaining CIE.
6. Service Order: Required, completed by a QP, MD/DO, LP, PA, or NP
7. Submission of all records that support the individual has met the medical necessity criteria.

Reauthorization Requests:
1. TAR: Prior authorization required
2. VR Documentation: Member must have completed the application process with VR and the Eligibility Decision outcome be documented noting ineligibility or closure for VR Services prior to receiving this service
3. Current NC-SNAP/ SIS/ TBI Assessment/ Employment Evaluation: Required, completed by Vocational Rehabilitation
4. Psychological, Neuropsychological, or Psychiatric Assessment: Required, must demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) or a TBI as defined by G.S. 122-C-3(38a)  OR  Physician Assessment: Required, to demonstrate an individual has a developmental disability as defined by G.S. 122-C-3(12a) without accompanying intellectual disabilities
5. Updated PCP/ ISP: Required, incorporating the Career Development Plan with the Career Development & Planning Assessment attached.  Updated goals showing a progression in skill acquisition or a documented need for ongoing training and/or support is required. PCP/ISP must include: Member’s employment integration feedback and employer’s ADA accommodations. Must include evidence that the member is interested in learning about or obtaining CIE.
6. Evidence of Need: Evidence that continued job development activities are needed to obtain CIE when the 6-month phase timeframe has passed. 
7. Submission of all records that support the individual has met the medical necessity criteria.
NOTE: Member meets criteria for discharge if there is insufficient documented evidence to support the need for continued services.

Authorization Parameters
Length of Stay: 
1. The PEP does not exceed six months in a typical situation. 
2. If an individual exceeds the timeframe of the pre-employment phase, an exception request should be made. The request should include the nature of the issue that caused the timeframe not to be met and the steps to prevent the issue from recurring. 
3. After one exception for the Pre-employment Phase has occurred, technical assistance may be needed to reassess employment goals.

Units: One unit = 15 minutes

Age Group: Adolescents & Adults (age 16 or older)

Place of Service: A Competitive Integrated Employment HCBC setting. Cannot occur in licensed community facilities, inclusive of day programs.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. Provider must complete ongoing education to the employer regarding ADA accommodations to ensure the transition from the ESP to the Long-Term Supported Employment Phase is successful and the individual’s needs are met.
2. Transportation included (exclusions apply). The ESP should not continue solely as a means of transportation.
3. Service does not cover: a) incentive payments made to an employer; b) payments that are passed through to the member; c) payments for non-Supported Employment training
4. Cannot be used to employ and provide services to the same individual at the provider agency location.
5. Service is not available at the same time of day as any other state funded service, Medicaid waiver service or one of the State Plan Medicaid services that works directly with the Individual.
6. Family members or legally responsible person(s) cannot provide the service tp the member.
7. Member cannot be a HCBS Waiver members or eligible for or receiving Medicaid funded employment services (i.e., Supported Employment in Innovations Waiver & TBI Waiver, 1915(i) and 1915(b)(3) inclusive of Medicaid ICF-IID In Lieu of Services (ILOS) with employment component).
8. Member can receive service from only one provider during an active auth period.

Service Code
YP642 BG GT – State-Funded Supported Employment, I/DD & TBI, Pre-Employment Phase, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
16 and Older
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Supported Employment (INN) – H2025 (Individual)

Authorization Guidelines:

Brief Service Description: Supported Employment services provide assistance, based on individual circumstances and need, to explore, seek, choose, acquire, maintain, increase and/or advance in competitive integrated employment. Supported Employment services occur in integrated environments with non-disabled individuals or is a business owned by the member. This service is available to any member ages 16 and older for whom individualized, competitive integrated employment has not been achieved, and/or has been interrupted or intermittent. Assistance with increasing or advancing in competitive integrated employment is available to members, ages 16 and older, for whom their current competitive integrated employment is insufficient in terms of meeting the member’s goals for hours worked and income earned, or is considered underemployment in that the member desires, and could reasonably be expected to achieve, a promotion to a position with increased responsibilities and pay. Supported Employment- Long Term Follow Along services provide assistance, based on individual circumstances and need, to maintain, increase and/or advance in competitive integrated employment.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) For medical, behavioral and/or physical support needs, narrative supporting the need for Long-Term Follow-Along Supported Employment- services as the most appropriate option for maintaining employment, e) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Long-Term Follow-Along Documentation: required when services are needed to address medical, behavioral and/or physical support needs 
7. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Competitive integrated employment is an individual job in competitive or customized employment, or self-employment, in an integrated work setting in the general workforce for which an individual is compensated at or above the minimum wage.
2. Services should be targeted and time limited.
3. Job finding is not based on a pool of jobs that are available or set aside specifically for individuals with disabilities.
4. Fading of initial coaching and employment support activities should begin at some level within the first month of employment and incremental fading gains should be expected to continue over time, as the person becomes more independent on the job and can rely on natural supervisors and co-workers for needed supports, until fading has been maximized and/or the person completes their probation period, at which point the person should transition to Long-Term Follow-Along Supported Employment.
5. The transition to Long-Term Follow-Along Supported Employment- services should typically occur within one year of the individual starting competitive integrated employment. A focus on identifying and implementing strategies for fading should continue in Long- Term Follow-Along Supported Employment services.
6. The setting is integrated in and supports full access of a member to the greater community.
7. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
8. Individuals receive services in the community to the same degree of access as individuals not services.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Supported Employment Services is subject to the limitation on the sets of services.
2.    Documentation is maintained in the file of each provider agency specifying that the particular service(s) being provided under this service category is not otherwise available, without undue delay, to the individual under a program funded under Section 110 of the Rehabilitation Act of 1973, or under the Individuals with Disabilities Education Act (20 U.S.C. 1401 et seq.).
3.    FFP is not to be claimed for incentive payments, subsidies, or unrelated vocational training expenses such as: a) Incentive payments made to an employer to encourage or subsidize the employer’s participation in a supported employment program; b) Payments that are passed through to users of supported employment programs; or, c) Payments for training that are not directly related to a member’s supported employment program.
4.    While it is not prohibited to both employ a member and provide service to that same member, the use of Medicaid funds to pay for Supported Employment Services to providers that are subsidizing their participation in providing this service is improper. The following types of situations are indicative of a provider subsidizing its participation in supported employment: a) The job/position would not exist if the provider agency was not being paid to provide the service; b) The job/position would end if the member chose a different provider agency to provide service; c) The hours of employment have a one to one correlation with the amount of hours of service that are authorized.
5.    For a member who is eligible for educational services under the Individuals With Disability Educational Act, Supported Employment does not include transportation to or from school settings. This includes transportation to/from the member’s home, provider home where the member may be receiving services before or after school or any other community location where the member may be receiving services before or after school.
6.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Residential Supports, Respite or one of the State Plan Medicaid services that works directly with the person.
7.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices;
8.    Settings facilitate individual choice regarding services and supports, and who provides these.
9.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
10.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
11.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
H2025 - Supported Employment Individual
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Supported Employment (INN) – H2025 GT (Individual, Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.

Brief Service Description: Supported Employment services provide assistance, based on individual circumstances and need, to explore, seek, choose, acquire, maintain, increase and/or advance in competitive integrated employment. Supported Employment services occur in integrated environments with non-disabled individuals or is a business owned by the member. This service is available to any member ages 16 and older for whom individualized, competitive integrated employment has not been achieved, and/or has been interrupted or intermittent. Assistance with increasing or advancing in competitive integrated employment is available to members, ages 16 and older, for whom their current competitive integrated employment is insufficient in terms of meeting the member’s goals for hours worked and income earned, or is considered underemployment in that the member desires, and could reasonably be expected to achieve, a promotion to a position with increased responsibilities and pay. Supported Employment- Long Term Follow Along services provide assistance, based on individual circumstances and need, to maintain, increase and/or advance in competitive integrated employment.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) For medical, behavioral and/or physical support needs, narrative supporting the need for Long-Term Follow-Along Supported Employment- services as the most appropriate option for maintaining employment, e) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Long-Term Follow-Along Documentation: required when services are needed to address medical, behavioral and/or physical support needs 
7. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Competitive integrated employment is an individual job in competitive or customized employment, or self-employment, in an integrated work setting in the general workforce for which an individual is compensated at or above the minimum wage.
2. Services should be targeted and time limited.
3. Job finding is not based on a pool of jobs that are available or set aside specifically for individuals with disabilities.
4. Fading of initial coaching and employment support activities should begin at some level within the first month of employment and incremental fading gains should be expected to continue over time, as the person becomes more independent on the job and can rely on natural supervisors and co-workers for needed supports, until fading has been maximized and/or the person completes their probation period, at which point the person should transition to Long-Term Follow-Along Supported Employment.
5. The transition to Long-Term Follow-Along Supported Employment- services should typically occur within one year of the individual starting competitive integrated employment. A focus on identifying and implementing strategies for fading should continue in Long- Term Follow-Along Supported Employment services.
6. The setting is integrated in and supports full access of a member to the greater community.
7. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
8. Individuals receive services in the community to the same degree of access as individuals not services.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Supported Employment Services is subject to the limitation on the sets of services.
2.    Documentation is maintained in the file of each provider agency specifying that the particular service(s) being provided under this service category is not otherwise available, without undue delay, to the individual under a program funded under Section 110 of the Rehabilitation Act of 1973, or under the Individuals with Disabilities Education Act (20 U.S.C. 1401 et seq.).
3.    FFP is not to be claimed for incentive payments, subsidies, or unrelated vocational training expenses such as: a) Incentive payments made to an employer to encourage or subsidize the employer’s participation in a supported employment program; b) Payments that are passed through to users of supported employment programs; or, c) Payments for training that are not directly related to a member’s supported employment program.
4.    While it is not prohibited to both employ a member and provide service to that same member, the use of Medicaid funds to pay for Supported Employment Services to providers that are subsidizing their participation in providing this service is improper. The following types of situations are indicative of a provider subsidizing its participation in supported employment: a) The job/position would not exist if the provider agency was not being paid to provide the service; b) The job/position would end if the member chose a different provider agency to provide service; c) The hours of employment have a one to one correlation with the amount of hours of service that are authorized.
5.    For a member who is eligible for educational services under the Individuals With Disability Educational Act, Supported Employment does not include transportation to or from school settings. This includes transportation to/from the member’s home, provider home where the member may be receiving services before or after school or any other community location where the member may be receiving services before or after school.
6.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Residential Supports, Respite or one of the State Plan Medicaid services that works directly with the person.
7.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices;
8.    Settings facilitate individual choice regarding services and supports, and who provides these.
9.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
10.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
11.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
H2025 GT – INN Supported Employment, Individual, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Supported Employment (INN) – H2025 HQ (Group)

Authorization Guidelines:

Brief Service Description: Supported Employment services provide assistance, based on individual circumstances and need, to explore, seek, choose, acquire, maintain, increase and/or advance in competitive integrated employment. Supported Employment services occur in integrated environments with non-disabled individuals or is a business owned by the member. This service is available to any member ages 16 and older for whom individualized, competitive integrated employment has not been achieved, and/or has been interrupted or intermittent. Assistance with increasing or advancing in competitive integrated employment is available to members, ages 16 and older, for whom their current competitive integrated employment is insufficient in terms of meeting the member’s goals for hours worked and income earned, or is considered underemployment in that the member desires, and could reasonably be expected to achieve, a promotion to a position with increased responsibilities and pay. Supported Employment- Long Term Follow Along services provide assistance, based on individual circumstances and need, to maintain, increase and/or advance in competitive integrated employment.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) For medical, behavioral and/or physical support needs, narrative supporting the need for Long-Term Follow-Along Supported Employment- services as the most appropriate option for maintaining employment, e) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Long-Term Follow-Along Documentation: required when services are needed to address medical, behavioral and/or physical support needs 
7. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Competitive integrated employment is an individual job in competitive or customized employment, or self-employment, in an integrated work setting in the general workforce for which an individual is compensated at or above the minimum wage.
2. Services should be targeted and time limited.
3. Job finding is not based on a pool of jobs that are available or set aside specifically for individuals with disabilities.
4. Fading of initial coaching and employment support activities should begin at some level within the first month of employment and incremental fading gains should be expected to continue over time, as the person becomes more independent on the job and can rely on natural supervisors and co-workers for needed supports, until fading has been maximized and/or the person completes their probation period, at which point the person should transition to Long-Term Follow-Along Supported Employment.
5. The transition to Long-Term Follow-Along Supported Employment- services should typically occur within one year of the individual starting competitive integrated employment. A focus on identifying and implementing strategies for fading should continue in Long- Term Follow-Along Supported Employment services.
6. The setting is integrated in and supports full access of a member to the greater community.
7. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
8. Individuals receive services in the community to the same degree of access as individuals not services.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Supported Employment Services is subject to the limitation on the sets of services.
2.    Documentation is maintained in the file of each provider agency specifying that the particular service(s) being provided under this service category is not otherwise available, without undue delay, to the individual under a program funded under Section 110 of the Rehabilitation Act of 1973, or under the Individuals with Disabilities Education Act (20 U.S.C. 1401 et seq.).
3.    FFP is not to be claimed for incentive payments, subsidies, or unrelated vocational training expenses such as: a) Incentive payments made to an employer to encourage or subsidize the employer’s participation in a supported employment program; b) Payments that are passed through to users of supported employment programs; or, c) Payments for training that are not directly related to a member’s supported employment program.
4.    While it is not prohibited to both employ a member and provide service to that same member, the use of Medicaid funds to pay for Supported Employment Services to providers that are subsidizing their participation in providing this service is improper. The following types of situations are indicative of a provider subsidizing its participation in supported employment: a) The job/position would not exist if the provider agency was not being paid to provide the service; b) The job/position would end if the member chose a different provider agency to provide service; c) The hours of employment have a one to one correlation with the amount of hours of service that are authorized.
5.    For a member who is eligible for educational services under the Individuals With Disability Educational Act, Supported Employment does not include transportation to or from school settings. This includes transportation to/from the member’s home, provider home where the member may be receiving services before or after school or any other community location where the member may be receiving services before or after school.
6.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Residential Supports, Respite or one of the State Plan Medicaid services that works directly with the person.
7.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices;
8.    Settings facilitate individual choice regarding services and supports, and who provides these.
9.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
10.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
11.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
H2025 HQ - Supported Employment Group
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Supported Employment (INN) – H2025 HQ GT (Group, Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.

Brief Service Description: Supported Employment services provide assistance, based on individual circumstances and need, to explore, seek, choose, acquire, maintain, increase and/or advance in competitive integrated employment. Supported Employment services occur in integrated environments with non-disabled individuals or is a business owned by the member. This service is available to any member ages 16 and older for whom individualized, competitive integrated employment has not been achieved, and/or has been interrupted or intermittent. Assistance with increasing or advancing in competitive integrated employment is available to members, ages 16 and older, for whom their current competitive integrated employment is insufficient in terms of meeting the member’s goals for hours worked and income earned, or is considered underemployment in that the member desires, and could reasonably be expected to achieve, a promotion to a position with increased responsibilities and pay. Supported Employment- Long Term Follow Along services provide assistance, based on individual circumstances and need, to maintain, increase and/or advance in competitive integrated employment.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) For medical, behavioral and/or physical support needs, narrative supporting the need for Long-Term Follow-Along Supported Employment- services as the most appropriate option for maintaining employment, e) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Long-Term Follow-Along Documentation: required when services are needed to address medical, behavioral and/or physical support needs 
7. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Competitive integrated employment is an individual job in competitive or customized employment, or self-employment, in an integrated work setting in the general workforce for which an individual is compensated at or above the minimum wage.
2. Services should be targeted and time limited.
3. Job finding is not based on a pool of jobs that are available or set aside specifically for individuals with disabilities.
4. Fading of initial coaching and employment support activities should begin at some level within the first month of employment and incremental fading gains should be expected to continue over time, as the person becomes more independent on the job and can rely on natural supervisors and co-workers for needed supports, until fading has been maximized and/or the person completes their probation period, at which point the person should transition to Long-Term Follow-Along Supported Employment.
5. The transition to Long-Term Follow-Along Supported Employment- services should typically occur within one year of the individual starting competitive integrated employment. A focus on identifying and implementing strategies for fading should continue in Long- Term Follow-Along Supported Employment services.
6. The setting is integrated in and supports full access of a member to the greater community.
7. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
8. Individuals receive services in the community to the same degree of access as individuals not services.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Supported Employment Services is subject to the limitation on the sets of services.
2.    Documentation is maintained in the file of each provider agency specifying that the particular service(s) being provided under this service category is not otherwise available, without undue delay, to the individual under a program funded under Section 110 of the Rehabilitation Act of 1973, or under the Individuals with Disabilities Education Act (20 U.S.C. 1401 et seq.).
3.    FFP is not to be claimed for incentive payments, subsidies, or unrelated vocational training expenses such as: a) Incentive payments made to an employer to encourage or subsidize the employer’s participation in a supported employment program; b) Payments that are passed through to users of supported employment programs; or, c) Payments for training that are not directly related to a member’s supported employment program.
4.    While it is not prohibited to both employ a member and provide service to that same member, the use of Medicaid funds to pay for Supported Employment Services to providers that are subsidizing their participation in providing this service is improper. The following types of situations are indicative of a provider subsidizing its participation in supported employment: a) The job/position would not exist if the provider agency was not being paid to provide the service; b) The job/position would end if the member chose a different provider agency to provide service; c) The hours of employment have a one to one correlation with the amount of hours of service that are authorized.
5.    For a member who is eligible for educational services under the Individuals With Disability Educational Act, Supported Employment does not include transportation to or from school settings. This includes transportation to/from the member’s home, provider home where the member may be receiving services before or after school or any other community location where the member may be receiving services before or after school.
6.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Residential Supports, Respite or one of the State Plan Medicaid services that works directly with the person.
7.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices;
8.    Settings facilitate individual choice regarding services and supports, and who provides these.
9.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
10.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
11.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
H2025 HQ GT – INN Supported Employment, Group, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Supported Employment (INN) – H2025 TS (Long Term Follow-Along)

Authorization Guidelines:

Brief Service Description: Supported Employment services provide assistance, based on individual circumstances and need, to explore, seek, choose, acquire, maintain, increase and/or advance in competitive integrated employment. Supported Employment services occur in integrated environments with non-disabled individuals or is a business owned by the member. This service is available to any member ages 16 and older for whom individualized, competitive integrated employment has not been achieved, and/or has been interrupted or intermittent. Assistance with increasing or advancing in competitive integrated employment is available to members, ages 16 and older, for whom their current competitive integrated employment is insufficient in terms of meeting the member’s goals for hours worked and income earned, or is considered underemployment in that the member desires, and could reasonably be expected to achieve, a promotion to a position with increased responsibilities and pay. Supported Employment- Long Term Follow Along services provide assistance, based on individual circumstances and need, to maintain, increase and/or advance in competitive integrated employment.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) For medical, behavioral and/or physical support needs, narrative supporting the need for Long-Term Follow-Along Supported Employment- services as the most appropriate option for maintaining employment, e) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Long-Term Follow-Along Documentation: required when services are needed to address medical, behavioral and/or physical support needs 
7. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Competitive integrated employment is an individual job in competitive or customized employment, or self-employment, in an integrated work setting in the general workforce for which an individual is compensated at or above the minimum wage.
2. Services should be targeted and time limited.
3. Job finding is not based on a pool of jobs that are available or set aside specifically for individuals with disabilities.
4. Fading of initial coaching and employment support activities should begin at some level within the first month of employment and incremental fading gains should be expected to continue over time, as the person becomes more independent on the job and can rely on natural supervisors and co-workers for needed supports, until fading has been maximized and/or the person completes their probation period, at which point the person should transition to Long-Term Follow-Along Supported Employment.
5. The transition to Long-Term Follow-Along Supported Employment- services should typically occur within one year of the individual starting competitive integrated employment. A focus on identifying and implementing strategies for fading should continue in Long- Term Follow-Along Supported Employment services.
6. The setting is integrated in and supports full access of a member to the greater community.
7. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
8. Individuals receive services in the community to the same degree of access as individuals not services.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Supported Employment Services is subject to the limitation on the sets of services.
2.    Documentation is maintained in the file of each provider agency specifying that the particular service(s) being provided under this service category is not otherwise available, without undue delay, to the individual under a program funded under Section 110 of the Rehabilitation Act of 1973, or under the Individuals with Disabilities Education Act (20 U.S.C. 1401 et seq.).
3.    FFP is not to be claimed for incentive payments, subsidies, or unrelated vocational training expenses such as: a) Incentive payments made to an employer to encourage or subsidize the employer’s participation in a supported employment program; b) Payments that are passed through to users of supported employment programs; or, c) Payments for training that are not directly related to a member’s supported employment program.
4.    While it is not prohibited to both employ a member and provide service to that same member, the use of Medicaid funds to pay for Supported Employment Services to providers that are subsidizing their participation in providing this service is improper. The following types of situations are indicative of a provider subsidizing its participation in supported employment: a) The job/position would not exist if the provider agency was not being paid to provide the service; b) The job/position would end if the member chose a different provider agency to provide service; c) The hours of employment have a one to one correlation with the amount of hours of service that are authorized.
5.    For a member who is eligible for educational services under the Individuals With Disability Educational Act, Supported Employment does not include transportation to or from school settings. This includes transportation to/from the member’s home, provider home where the member may be receiving services before or after school or any other community location where the member may be receiving services before or after school.
6.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Residential Supports, Respite or one of the State Plan Medicaid services that works directly with the person.
7.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices;
8.    Settings facilitate individual choice regarding services and supports, and who provides these.
9.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
10.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
11.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
H2025 TS - Supported Employment Long Term Follow-up
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Supported Employment (INN) – H2025 TS GT (Long Term Follow-Along, Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.

Brief Service Description: Supported Employment services provide assistance, based on individual circumstances and need, to explore, seek, choose, acquire, maintain, increase and/or advance in competitive integrated employment. Supported Employment services occur in integrated environments with non-disabled individuals or is a business owned by the member. This service is available to any member ages 16 and older for whom individualized, competitive integrated employment has not been achieved, and/or has been interrupted or intermittent. Assistance with increasing or advancing in competitive integrated employment is available to members, ages 16 and older, for whom their current competitive integrated employment is insufficient in terms of meeting the member’s goals for hours worked and income earned, or is considered underemployment in that the member desires, and could reasonably be expected to achieve, a promotion to a position with increased responsibilities and pay. Supported Employment- Long Term Follow Along services provide assistance, based on individual circumstances and need, to maintain, increase and/or advance in competitive integrated employment.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) For medical, behavioral and/or physical support needs, narrative supporting the need for Long-Term Follow-Along Supported Employment- services as the most appropriate option for maintaining employment, e) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Long-Term Follow-Along Documentation: required when services are needed to address medical, behavioral and/or physical support needs 
7. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. Competitive integrated employment is an individual job in competitive or customized employment, or self-employment, in an integrated work setting in the general workforce for which an individual is compensated at or above the minimum wage.
2. Services should be targeted and time limited.
3. Job finding is not based on a pool of jobs that are available or set aside specifically for individuals with disabilities.
4. Fading of initial coaching and employment support activities should begin at some level within the first month of employment and incremental fading gains should be expected to continue over time, as the person becomes more independent on the job and can rely on natural supervisors and co-workers for needed supports, until fading has been maximized and/or the person completes their probation period, at which point the person should transition to Long-Term Follow-Along Supported Employment.
5. The transition to Long-Term Follow-Along Supported Employment- services should typically occur within one year of the individual starting competitive integrated employment. A focus on identifying and implementing strategies for fading should continue in Long- Term Follow-Along Supported Employment services.
6. The setting is integrated in and supports full access of a member to the greater community.
7. Individuals are provided opportunities to seek employment and work in competitive integrated settings, engage in community life and control personal resources.
8. Individuals receive services in the community to the same degree of access as individuals not services.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Supported Employment Services is subject to the limitation on the sets of services.
2.    Documentation is maintained in the file of each provider agency specifying that the particular service(s) being provided under this service category is not otherwise available, without undue delay, to the individual under a program funded under Section 110 of the Rehabilitation Act of 1973, or under the Individuals with Disabilities Education Act (20 U.S.C. 1401 et seq.).
3.    FFP is not to be claimed for incentive payments, subsidies, or unrelated vocational training expenses such as: a) Incentive payments made to an employer to encourage or subsidize the employer’s participation in a supported employment program; b) Payments that are passed through to users of supported employment programs; or, c) Payments for training that are not directly related to a member’s supported employment program.
4.    While it is not prohibited to both employ a member and provide service to that same member, the use of Medicaid funds to pay for Supported Employment Services to providers that are subsidizing their participation in providing this service is improper. The following types of situations are indicative of a provider subsidizing its participation in supported employment: a) The job/position would not exist if the provider agency was not being paid to provide the service; b) The job/position would end if the member chose a different provider agency to provide service; c) The hours of employment have a one to one correlation with the amount of hours of service that are authorized.
5.    For a member who is eligible for educational services under the Individuals With Disability Educational Act, Supported Employment does not include transportation to or from school settings. This includes transportation to/from the member’s home, provider home where the member may be receiving services before or after school or any other community location where the member may be receiving services before or after school.
6.    This service is not available at the same time of day as Community Networking, Day Supports, Community Living and Supports, Supported Living, Residential Supports, Respite or one of the State Plan Medicaid services that works directly with the person.
7.    Settings optimize, but do not regiment, individual initiative, autonomy and independence in making life choices;
8.    Settings facilitate individual choice regarding services and supports, and who provides these.
9.    Refer to North Carolina DHHS’s HCBS Transition Plan for additional information https://www.ncdhhs.gov/about/department-initiatives/home-and-community-based-services-final-rule/hcbs-resources. 
10.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
11.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
H2025 TS GT – INN Supported Employment, Long Term Follow-Along, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Supported Employment for Member’s w/ IDD or TBI (1915i MCD) – H2023 HQ U4 (Initial, Group)

Authorization Guidelines:

Brief Service Description: SE services provide assistance with choosing, acquiring, and maintaining a job. The service is available when competitive, integrated employment (CIE) has not been achieved or has been interrupted or intermittent. SE services may be either temporary or long-term. The intent of SE service is to assist a member with developing skills to seek, obtain and maintain competitive, integrated employment or develop and operate a micro-enterprise. Employment positions are found based on member’s preferences, strengths, and experiences. Job finding is used to explore options for competitive, integrated employment and is not based on placement from a pool of jobs that are available or set aside specifically for individuals with disabilities.
 

Auth Submission Requirements
Initial Requests:
1. Prior approval required. The request must be by the TCM.
2. Independent Assessment: Required, completed by a TCM or the CIHA for Tribal members that indicates the Member would benefit from SE.
3. Independent Evaluation: Required, completed by DHB/ Carelon to determine eligibility for 1915(i) 
4. Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above).
5. Service Order: Required, completed by QP, Licensed BH clinician, Licensed Psychologist, MD/ DO, NP, PA
6. DVRS Documentation: Proof of Ineligibility Decision Document that DVRS provides; OR documentation from a DVRS Counselor that DVRS funded supports have ended.
7. Submission of applicable records that support the member has met the medical necessity criteria

Reauthorization Requests:
1. Prior approval required. The request must be by the TCM.
2. Updated Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above). Detailed documentation of goals specific to long-term support needs must reflect how the services are received and preparing the member for working as independently as possible. 
3. Submission of applicable records that support the member has met the medical necessity criteria. 
 

Authorization Parameters
Length of Stay: 
1. Pre-employment and Employment Stabilization Phase: A maximum of 20 hours (80 units) per week for up to 180 days of services for initial job development, training, and support. If the member obtains employment and their schedule and support needs require more than 20 hours a week of services, add’l hours can be authorized.
2. Employment Stabilization Phase: Based on the members’ work schedule and support needs, not to exceed 40 hours a week (160 units). Services can be auth’d for up to 365 days if the work schedule/ needs are not anticipated to change.
3. Long-Term Supported Employment Phase: For a member who is stable in their employment and has minimal support needs, a maximum of 10 hours (40 units) per month may be approved annually for periodic long-term support. If there is an increased support need, add’l hours may be authorized. For a member with ongoing support needs, SE may be authorized for the number of hours necessary to support the member to remain stable in their employment; not to exceed 40 hours (160 units) a week.

Units: One unit = 15 minutes

Age Group: Age 16 and older

Place of Service: Member’s job site or a community setting where Supported Employment service activities are taking place.

Level of Care: The member must meet the criteria for IDD or TBI as defined by the CCP.

Service Specifics, Limitations, & Exclusions (not all inclusive):  

  • Employment Phases: 1) Pre-employment Phase: If the Member needs more than 180 consecutive days for initial job development, additional requests can be made and must provide justification as to why additional job development time is necessary. No more than 6 months in a typical situation; 2) Employment Stabilization Phase: It is critical that job fading occurs early during this phase to allow the Member to develop on-the-job and natural supports. The Employment Stabilization Phase is not expected to exceed a year; 3) Employment Stabilization Phase: should not continue solely as a means of transportation to and from the worksite. An individualized plan of assistance must be provided to identify appropriate long-term modes of transportation and how to use them.
  • Services must occur in integrated environments with nondisabled individuals or in a business owned by the member. Services do not occur in licensed community day programs.
  • IPS programs should not receive referrals for members that are receiving care management within their agency.
  • 1915(i) SE and CLS may not exceed a combined limit of 40 hrs per week.
  • SE may not be provided by family members who live in the same household as the member.
  • SE Group is not covered unless the members work in the same CIE setting and have support needs at the same day(s) and time(s) and the needs of the members can all be met by the staff. The max group size is 3 members to 1 staff.
  • May not be provided during the same time/ at the same place as any other direct support Medicaid service.
  • May not be provided if the service is otherwise available under a program funded under the Rehabilitation Act of 1973 or under the Individuals with Disabilities Education Act.
  • A provider shall not bill both DVRS and UM Contractor at the same time for duplicative Supported Employment activities.
  • Medicaid is always the payer of last resort.
  • May not be provided to a member living in an ICF-IID.
  • FFP is not to be claimed for incentive payments, subsidies, or unrelated vocational training expenses.
  • Subsidized provision of this service is not allowed. The following indicate subsidies: 1) The position would not exist if the provider agency was not being paid to provide the service; 2) The position would end if the member chose a different provider agency to provide the service, and 3) The hours of employment have a one-to-one correlation with the amount of service hours authorized.
Service Code
H2023 HQ U4 – 1915i Supported Employment for Member’s w/ IDD or TBI- Initial, Group
Diagnosis Group
Intellectual Development Disability
Age Group
16 and Older
Adult
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Supported Employment for Member’s w/ IDD or TBI (1915i MCD) – H2023 U4 (Initial)

Authorization Guidelines:

Brief Service Description: SE services provide assistance with choosing, acquiring, and maintaining a job. The service is available when competitive, integrated employment (CIE) has not been achieved or has been interrupted or intermittent. SE services may be either temporary or long-term. The intent of SE service is to assist a member with developing skills to seek, obtain and maintain competitive, integrated employment or develop and operate a micro-enterprise. Employment positions are found based on member’s preferences, strengths, and experiences. Job finding is used to explore options for competitive, integrated employment and is not based on placement from a pool of jobs that are available or set aside specifically for individuals with disabilities.
 

Auth Submission Requirements
Initial Requests:
1. Prior approval required. The request must be by the TCM.
2. Independent Assessment: Required, completed by a TCM or the CIHA for Tribal members that indicates the Member would benefit from SE.
3. Independent Evaluation: Required, completed by DHB/ Carelon to determine eligibility for 1915(i) 
4. Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above).
5. Service Order: Required, completed by QP, Licensed BH clinician, Licensed Psychologist, MD/ DO, NP, PA
6. DVRS Documentation: Proof of Ineligibility Decision Document that DVRS provides; OR documentation from a DVRS Counselor that DVRS funded supports have ended.
7. Submission of applicable records that support the member has met the medical necessity criteria

Reauthorization Requests:
1. Prior approval required. The request must be by the TCM.
2. Updated Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above). Detailed documentation of goals specific to long-term support needs must reflect how the services are received and preparing the member for working as independently as possible. 
3. Submission of applicable records that support the member has met the medical necessity criteria. 
 

Authorization Parameters
Length of Stay: 
1. Pre-employment and Employment Stabilization Phase: A maximum of 20 hours (80 units) per week for up to 180 days of services for initial job development, training, and support. If the member obtains employment and their schedule and support needs require more than 20 hours a week of services, add’l hours can be authorized.
2. Employment Stabilization Phase: Based on the members’ work schedule and support needs, not to exceed 40 hours a week (160 units). Services can be auth’d for up to 365 days if the work schedule/ needs are not anticipated to change.
3. Long-Term Supported Employment Phase: For a member who is stable in their employment and has minimal support needs, a maximum of 10 hours (40 units) per month may be approved annually for periodic long-term support. If there is an increased support need, add’l hours may be authorized. For a member with ongoing support needs, SE may be authorized for the number of hours necessary to support the member to remain stable in their employment; not to exceed 40 hours (160 units) a week.

Units: One unit = 15 minutes

Age Group: Age 16 and older

Place of Service: Member’s job site or a community setting where Supported Employment service activities are taking place.

Level of Care: The member must meet the criteria for IDD or TBI as defined by the CCP.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
 

  • Employment Phases: 1) Pre-employment Phase: If the Member needs more than 180 consecutive days for initial job development, additional requests can be made and must provide justification as to why additional job development time is necessary. No more than 6 months in a typical situation; 2) Employment Stabilization Phase: It is critical that job fading occurs early during this phase to allow the Member to develop on-the-job and natural supports. The Employment Stabilization Phase is not expected to exceed a year; 3) Employment Stabilization Phase: should not continue solely as a means of transportation to and from the worksite. An individualized plan of assistance must be provided to identify appropriate long-term modes of transportation and how to use them.
  • Services must occur in integrated environments with nondisabled individuals or in a business owned by the member. Services do not occur in licensed community day programs.
  • IPS programs should not receive referrals for members that are receiving care management within their agency.
  • 1915(i) SE and CLS may not exceed a combined limit of 40 hrs per week.
  • SE may not be provided by family members who live in the same household as the member.
  • SE Group is not covered unless the members work in the same CIE setting and have support needs at the same day(s) and time(s) and the needs of the members can all be met by the staff. The max group size is 3 members to 1 staff.
  • May not be provided during the same time/ at the same place as any other direct support Medicaid service.
  • May not be provided if the service is otherwise available under a program funded under the Rehabilitation Act of 1973 or under the Individuals with Disabilities Education Act.
  • A provider shall not bill both DVRS and UM Contractor at the same time for duplicative Supported Employment activities.
  • Medicaid is always the payer of last resort.
  • May not be provided to a member living in an ICF-IID.
  • FFP is not to be claimed for incentive payments, subsidies, or unrelated vocational training expenses.
  • Subsidized provision of this service is not allowed. The following indicate subsidies: 1) The position would not exist if the provider agency was not being paid to provide the service; 2) The position would end if the member chose a different provider agency to provide the service, and 3) The hours of employment have a one-to-one correlation with the amount of service hours authorized.

 

Service Code
H2023 U4 – 1915i Supported Employment for Member’s w/ IDD or TBI- initial
Diagnosis Group
Intellectual Development Disability
Age Group
16 and Older
Adult
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Supported Employment for Member’s w/ IDD or TBI (1915i MCD) – H2026 HQ U4 (Maintenance, Group)

Authorization Guidelines:

Brief Service Description: SE services provide assistance with choosing, acquiring, and maintaining a job. The service is available when competitive, integrated employment (CIE) has not been achieved or has been interrupted or intermittent. SE services may be either temporary or long-term. The intent of SE service is to assist a member with developing skills to seek, obtain and maintain competitive, integrated employment or develop and operate a micro-enterprise. Employment positions are found based on member’s preferences, strengths, and experiences. Job finding is used to explore options for competitive, integrated employment and is not based on placement from a pool of jobs that are available or set aside specifically for individuals with disabilities.
 

Auth Submission Requirements
Initial Requests:
1. Prior approval required. The request must be by the TCM.
2. Independent Assessment: Required, completed by a TCM or the CIHA for Tribal members that indicates the Member would benefit from SE.
3. Independent Evaluation: Required, completed by DHB/ Carelon to determine eligibility for 1915(i) 
4. Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above).
5. Service Order: Required, completed by QP, Licensed BH clinician, Licensed Psychologist, MD/ DO, NP, PA
6. DVRS Documentation: Proof of Ineligibility Decision Document that DVRS provides; OR documentation from a DVRS Counselor that DVRS funded supports have ended.
7. Submission of applicable records that support the member has met the medical necessity criteria

Reauthorization Requests:
1. Prior approval required. The request must be by the TCM.
2. Updated Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above). Detailed documentation of goals specific to long-term support needs must reflect how the services are received and preparing the member for working as independently as possible. 
3. Submission of applicable records that support the member has met the medical necessity criteria. 
 

Authorization Parameters
Length of Stay: 
1. Pre-employment and Employment Stabilization Phase: A maximum of 20 hours (80 units) per week for up to 180 days of services for initial job development, training, and support. If the member obtains employment and their schedule and support needs require more than 20 hours a week of services, add’l hours can be authorized.
2. Employment Stabilization Phase: Based on the members’ work schedule and support needs, not to exceed 40 hours a week (160 units). Services can be auth’d for up to 365 days if the work schedule/ needs are not anticipated to change.
3. Long-Term Supported Employment Phase: For a member who is stable in their employment and has minimal support needs, a maximum of 10 hours (40 units) per month may be approved annually for periodic long-term support. If there is an increased support need, add’l hours may be authorized. For a member with ongoing support needs, SE may be authorized for the number of hours necessary to support the member to remain stable in their employment; not to exceed 40 hours (160 units) a week.

Units: One unit = 15 minutes

Age Group: Age 16 and older

Place of Service: Member’s job site or a community setting where Supported Employment service activities are taking place.

Level of Care: The member must meet the criteria for IDD or TBI as defined by the CCP.

Service Specifics, Limitations, & Exclusions (not all inclusive):  

  • Employment Phases: 1) Pre-employment Phase: If the Member needs more than 180 consecutive days for initial job development, additional requests can be made and must provide justification as to why additional job development time is necessary. No more than 6 months in a typical situation; 2) Employment Stabilization Phase: It is critical that job fading occurs early during this phase to allow the Member to develop on-the-job and natural supports. The Employment Stabilization Phase is not expected to exceed a year; 3) Employment Stabilization Phase: should not continue solely as a means of transportation to and from the worksite. An individualized plan of assistance must be provided to identify appropriate long-term modes of transportation and how to use them.
  • Services must occur in integrated environments with nondisabled individuals or in a business owned by the member. Services do not occur in licensed community day programs.
  • IPS programs should not receive referrals for members that are receiving care management within their agency.
  • 1915(i) SE and CLS may not exceed a combined limit of 40 hrs per week.
  • SE may not be provided by family members who live in the same household as the member.
  • SE Group is not covered unless the members work in the same CIE setting and have support needs at the same day(s) and time(s) and the needs of the members can all be met by the staff. The max group size is 3 members to 1 staff.
  • May not be provided during the same time/ at the same place as any other direct support Medicaid service.
  • May not be provided if the service is otherwise available under a program funded under the Rehabilitation Act of 1973 or under the Individuals with Disabilities Education Act.
  • A provider shall not bill both DVRS and UM Contractor at the same time for duplicative Supported Employment activities.
  • Medicaid is always the payer of last resort.
  • May not be provided to a member living in an ICF-IID.
  • FFP is not to be claimed for incentive payments, subsidies, or unrelated vocational training expenses.
  • Subsidized provision of this service is not allowed. The following indicate subsidies: 1) The position would not exist if the provider agency was not being paid to provide the service; 2) The position would end if the member chose a different provider agency to provide the service, and 3) The hours of employment have a one-to-one correlation with the amount of service hours authorized.
Service Code
H2026 HQ U4 – 1915i Supported Employment for Member’s w/ IDD or TBI- Maintenance, Group
Diagnosis Group
Intellectual Development Disability
Age Group
16 and Older
Adult
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Supported Employment for Member’s w/ IDD or TBI (1915i MCD) – H2026 U4 (Maintenance)

Authorization Guidelines:

Brief Service Description: SE services provide assistance with choosing, acquiring, and maintaining a job. The service is available when competitive, integrated employment (CIE) has not been achieved or has been interrupted or intermittent. SE services may be either temporary or long-term. The intent of SE service is to assist a member with developing skills to seek, obtain and maintain competitive, integrated employment or develop and operate a micro-enterprise. Employment positions are found based on member’s preferences, strengths, and experiences. Job finding is used to explore options for competitive, integrated employment and is not based on placement from a pool of jobs that are available or set aside specifically for individuals with disabilities.
 

Auth Submission Requirements
Initial Requests:
1. Prior approval required. The request must be by the TCM.
2. Independent Assessment: Required, completed by a TCM or the CIHA for Tribal members that indicates the Member would benefit from SE.
3. Independent Evaluation: Required, completed by DHB/ Carelon to determine eligibility for 1915(i) 
4. Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above).
5. Service Order: Required, completed by QP, Licensed BH clinician, Licensed Psychologist, MD/ DO, NP, PA
6. DVRS Documentation: Proof of Ineligibility Decision Document that DVRS provides; OR documentation from a DVRS Counselor that DVRS funded supports have ended.
7. Submission of applicable records that support the member has met the medical necessity criteria

Reauthorization Requests:
1. Prior approval required. The request must be by the TCM.
2. Updated Care Plan/ ISP: Must include the information/ requirements detailed in the TCM Provider Manual and federal PCP requirements (see PCP section above). Detailed documentation of goals specific to long-term support needs must reflect how the services are received and preparing the member for working as independently as possible. 
3. Submission of applicable records that support the member has met the medical necessity criteria. 
 

Authorization Parameters
Length of Stay: 
1. Pre-employment and Employment Stabilization Phase: A maximum of 20 hours (80 units) per week for up to 180 days of services for initial job development, training, and support. If the member obtains employment and their schedule and support needs require more than 20 hours a week of services, add’l hours can be authorized.
2. Employment Stabilization Phase: Based on the members’ work schedule and support needs, not to exceed 40 hours a week (160 units). Services can be auth’d for up to 365 days if the work schedule/ needs are not anticipated to change.
3. Long-Term Supported Employment Phase: For a member who is stable in their employment and has minimal support needs, a maximum of 10 hours (40 units) per month may be approved annually for periodic long-term support. If there is an increased support need, add’l hours may be authorized. For a member with ongoing support needs, SE may be authorized for the number of hours necessary to support the member to remain stable in their employment; not to exceed 40 hours (160 units) a week.

Units: One unit = 15 minutes

Age Group: Age 16 and older

Place of Service: Member’s job site or a community setting where Supported Employment service activities are taking place.

Level of Care: The member must meet the criteria for IDD or TBI as defined by the CCP.

Service Specifics, Limitations, & Exclusions (not all inclusive):  

  • Employment Phases: 1) Pre-employment Phase: If the Member needs more than 180 consecutive days for initial job development, additional requests can be made and must provide justification as to why additional job development time is necessary. No more than 6 months in a typical situation; 2) Employment Stabilization Phase: It is critical that job fading occurs early during this phase to allow the Member to develop on-the-job and natural supports. The Employment Stabilization Phase is not expected to exceed a year; 3) Employment Stabilization Phase: should not continue solely as a means of transportation to and from the worksite. An individualized plan of assistance must be provided to identify appropriate long-term modes of transportation and how to use them.
  • Services must occur in integrated environments with nondisabled individuals or in a business owned by the member. Services do not occur in licensed community day programs.
  • IPS programs should not receive referrals for members that are receiving care management within their agency.
  • 1915(i) SE and CLS may not exceed a combined limit of 40 hrs per week.
  • SE may not be provided by family members who live in the same household as the member.
  • SE Group is not covered unless the members work in the same CIE setting and have support needs at the same day(s) and time(s) and the needs of the members can all be met by the staff. The max group size is 3 members to 1 staff.
  • May not be provided during the same time/ at the same place as any other direct support Medicaid service.
  • May not be provided if the service is otherwise available under a program funded under the Rehabilitation Act of 1973 or under the Individuals with Disabilities Education Act.
  • A provider shall not bill both DVRS and UM Contractor at the same time for duplicative Supported Employment activities.
  • Medicaid is always the payer of last resort.
  • May not be provided to a member living in an ICF-IID.
  • FFP is not to be claimed for incentive payments, subsidies, or unrelated vocational training expenses.
  • Subsidized provision of this service is not allowed. The following indicate subsidies: 1) The position would not exist if the provider agency was not being paid to provide the service; 2) The position would end if the member chose a different provider agency to provide the service, and 3) The hours of employment have a one-to-one correlation with the amount of service hours authorized.
Service Code
H2026 U4 – 1915i Supported Employment for Member’s w/ IDD or TBI- Maintenance
Diagnosis Group
Intellectual Development Disability
Age Group
16 and Older
Adult
Benefit Plan
Medicaid
Prior Authorization Required
Yes

Supported Living Level 1 (INN) – T2033

Authorization Guidelines:

Brief Service Description: Supported Living provides a flexible partnership that enables a NC Innovations member to live in their own home with support from an agency that provides individualized assistance in a home that is under the control and responsibility of the member. The service includes direct assistance as needed with activities of daily living, household chores essential to the health and safety of the member, budget management, attending appointments, and interpersonal and social skills building to enable the member to live in a home in the community. Training activities, supervision, and assistance may be provided to allow the member to participate in home life or community activities. Other activities include assistance with monitoring health status and physical condition, and assistance with transferring, ambulation and use of special mobility devices. The purpose of Supported Living Transition is to provide members with the support that they need to facilitate their transition to Supported Living.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) risk assessment, e) back-up, relief staff, and in the case of emergency or crisis details, f) specific plan for addressing health and safety needs for unsupervised times, g) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. The Supported Living Periodic service is available for a member who uses four or less hours of Supported Living per day.
2. A member’s own home is defined as the place the person lives and in which the person has all of the ownership or tenancy rights afforded under the law. This home must have a separate address from any other residence located on the same property.
3. A member receiving Supported Living has the right to manage personal funds as specified in the ISP. 
4. A formal roommate agreement, separate from the landlord lease agreement, is established and signed by individuals whose name is on the lease.

Levels
Supported Living levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A & B
Level 2: SIS Level C & D
Level 3: SIS Level E, F, & G

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Supported Living is subject to the Limits on Sets of Services.
2.    Supported Living Transition is only available during the six-month period in advance of the member’s move to a Supported Living setting.
3.    Supported Living is not provided in inpatient hospitals, nursing facilities, and Intermediate Care Facilities for Individuals with Intellectual Disabilities (ICF/IIFD) or residential group homes.
4.    Supported Living is not covered for persons under age 18 since the home must be under the control and responsibility of the residents.
5.    A member who receives Supported Living may not receive: Community Living and Supports or State Plan Personal Care Services. Respite may only be provided for participation in non- integrated camps or for participation in non-integrated Support Groups.
6.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the person. 
7.    A member receiving Supported Living may only receive Home Modifications if the home is owned by the member or the member’s family. If the home is rented, only Home Modifications that are portable and can be removed once the member no longer leases the residence may be used. 
8.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the member.
9.    Relatives who own provider agencies may not provide Supportive Living services to family members. Other staff employed by the provider agency may provide services to the individual.
10.    The provider of Supported Living services shall not: a) Own the person/s’ home or have any authority to require the member to move if the member changes service providers; b) Own, be owned by, or be affiliated with any entity that leases or rents a place of residence to a member if such entity requires, as a condition of renting or leasing, the member to move if the Supported Living provider changes.
11.    Supported Living must not be provided in a home where a member lives with family members unless such family members are a member receiving Supported Living, a spouse, or a minor child. All members receiving Supported Living services who live in the same household must be on the lease unless the person is a live-in caregiver.
12.    Reimbursement for Supported Living must not include payment for services provided by the spouse of a person or to family members as defined in this service definition or legal guardian. The Supported Living provider and provider staff shall not be a member of the member’s immediate family as defined in this service definition and reimbursement must not include payment for Supported Living provided by such persons.
13.    A Supported Living home must have no more than three residents including any live-in caregiver providing support.
14.    Reimbursement for Supported Living shall not be made for room and board with the exception of a reasonable portion that is attributed to a live-in caregiver.
15.    Reimbursement cannot include the cost of maintenance of the dwelling.
16.    Transportation is an inclusive component of Supported Living to achieve goals and objectives related to these activities with the exception of transportation to and from medical services covered through the Medicaid State Plan.
17.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
18.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2033 - Supported Living Level 1
Diagnosis Group
Intellectual Development Disability
Age Group
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Supported Living Level 1 (INN) – T2033 GT (Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Supported Living provides a flexible partnership that enables a NC Innovations member to live in their own home with support from an agency that provides individualized assistance in a home that is under the control and responsibility of the member. The service includes direct assistance as needed with activities of daily living, household chores essential to the health and safety of the member, budget management, attending appointments, and interpersonal and social skills building to enable the member to live in a home in the community. Training activities, supervision, and assistance may be provided to allow the member to participate in home life or community activities. Other activities include assistance with monitoring health status and physical condition, and assistance with transferring, ambulation and use of special mobility devices. The purpose of Supported Living Transition is to provide members with the support that they need to facilitate their transition to Supported Living.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) risk assessment, e) back-up, relief staff, and in the case of emergency or crisis details, f) specific plan for addressing health and safety needs for unsupervised times, g) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. The Supported Living Periodic service is available for a member who uses four or less hours of Supported Living per day.
2. A member’s own home is defined as the place the person lives and in which the person has all of the ownership or tenancy rights afforded under the law. This home must have a separate address from any other residence located on the same property.
3. A member receiving Supported Living has the right to manage personal funds as specified in the ISP. 
4. A formal roommate agreement, separate from the landlord lease agreement, is established and signed by individuals whose name is on the lease.

Levels
Supported Living levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A & B
Level 2: SIS Level C & D
Level 3: SIS Level E, F, & G

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Supported Living is subject to the Limits on Sets of Services.
2.    Supported Living Transition is only available during the six-month period in advance of the member’s move to a Supported Living setting.
3.    Supported Living is not provided in inpatient hospitals, nursing facilities, and Intermediate Care Facilities for Individuals with Intellectual Disabilities (ICF/IIFD) or residential group homes.
4.    Supported Living is not covered for persons under age 18 since the home must be under the control and responsibility of the residents.
5.    A member who receives Supported Living may not receive: Community Living and Supports or State Plan Personal Care Services. Respite may only be provided for participation in non- integrated camps or for participation in non-integrated Support Groups.
6.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the person. 
7.    A member receiving Supported Living may only receive Home Modifications if the home is owned by the member or the member’s family. If the home is rented, only Home Modifications that are portable and can be removed once the member no longer leases the residence may be used. 
8.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the member.
9.    Relatives who own provider agencies may not provide Supportive Living services to family members. Other staff employed by the provider agency may provide services to the individual.
10.    The provider of Supported Living services shall not: a) Own the person/s’ home or have any authority to require the member to move if the member changes service providers; b) Own, be owned by, or be affiliated with any entity that leases or rents a place of residence to a member if such entity requires, as a condition of renting or leasing, the member to move if the Supported Living provider changes.
11.    Supported Living must not be provided in a home where a member lives with family members unless such family members are a member receiving Supported Living, a spouse, or a minor child. All members receiving Supported Living services who live in the same household must be on the lease unless the person is a live-in caregiver.
12.    Reimbursement for Supported Living must not include payment for services provided by the spouse of a person or to family members as defined in this service definition or legal guardian. The Supported Living provider and provider staff shall not be a member of the member’s immediate family as defined in this service definition and reimbursement must not include payment for Supported Living provided by such persons.
13.    A Supported Living home must have no more than three residents including any live-in caregiver providing support.
14.    Reimbursement for Supported Living shall not be made for room and board with the exception of a reasonable portion that is attributed to a live-in caregiver.
15.    Reimbursement cannot include the cost of maintenance of the dwelling.
16.    Transportation is an inclusive component of Supported Living to achieve goals and objectives related to these activities with the exception of transportation to and from medical services covered through the Medicaid State Plan.
17.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
18.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2033 GT – INN Supported Living Level 1, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Supported Living Level 2 (INN) – T2033 HI

Authorization Guidelines:

Brief Service Description: Supported Living provides a flexible partnership that enables a NC Innovations member to live in their own home with support from an agency that provides individualized assistance in a home that is under the control and responsibility of the member. The service includes direct assistance as needed with activities of daily living, household chores essential to the health and safety of the member, budget management, attending appointments, and interpersonal and social skills building to enable the member to live in a home in the community. Training activities, supervision, and assistance may be provided to allow the member to participate in home life or community activities. Other activities include assistance with monitoring health status and physical condition, and assistance with transferring, ambulation and use of special mobility devices. The purpose of Supported Living Transition is to provide members with the support that they need to facilitate their transition to Supported Living.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) risk assessment, e) back-up, relief staff, and in the case of emergency or crisis details, f) specific plan for addressing health and safety needs for unsupervised times, g) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. The Supported Living Periodic service is available for a member who uses four or less hours of Supported Living per day.
2. A member’s own home is defined as the place the person lives and in which the person has all of the ownership or tenancy rights afforded under the law. This home must have a separate address from any other residence located on the same property.
3. A member receiving Supported Living has the right to manage personal funds as specified in the ISP. 
4. A formal roommate agreement, separate from the landlord lease agreement, is established and signed by individuals whose name is on the lease.

Levels
Supported Living levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A & B
Level 2: SIS Level C & D
Level 3: SIS Level E, F, & G

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Supported Living is subject to the Limits on Sets of Services.
2.    Supported Living Transition is only available during the six-month period in advance of the member’s move to a Supported Living setting.
3.    Supported Living is not provided in inpatient hospitals, nursing facilities, and Intermediate Care Facilities for Individuals with Intellectual Disabilities (ICF/IIFD) or residential group homes.
4.    Supported Living is not covered for persons under age 18 since the home must be under the control and responsibility of the residents.
5.    A member who receives Supported Living may not receive: Community Living and Supports or State Plan Personal Care Services. Respite may only be provided for participation in non- integrated camps or for participation in non-integrated Support Groups.
6.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the person. 
7.    A member receiving Supported Living may only receive Home Modifications if the home is owned by the member or the member’s family. If the home is rented, only Home Modifications that are portable and can be removed once the member no longer leases the residence may be used. 
8.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the member.
9.    Relatives who own provider agencies may not provide Supportive Living services to family members. Other staff employed by the provider agency may provide services to the individual.
10.    The provider of Supported Living services shall not: a) Own the person/s’ home or have any authority to require the member to move if the member changes service providers; b) Own, be owned by, or be affiliated with any entity that leases or rents a place of residence to a member if such entity requires, as a condition of renting or leasing, the member to move if the Supported Living provider changes.
11.    Supported Living must not be provided in a home where a member lives with family members unless such family members are a member receiving Supported Living, a spouse, or a minor child. All members receiving Supported Living services who live in the same household must be on the lease unless the person is a live-in caregiver.
12.    Reimbursement for Supported Living must not include payment for services provided by the spouse of a person or to family members as defined in this service definition or legal guardian. The Supported Living provider and provider staff shall not be a member of the member’s immediate family as defined in this service definition and reimbursement must not include payment for Supported Living provided by such persons.
13.    A Supported Living home must have no more than three residents including any live-in caregiver providing support.
14.    Reimbursement for Supported Living shall not be made for room and board with the exception of a reasonable portion that is attributed to a live-in caregiver.
15.    Reimbursement cannot include the cost of maintenance of the dwelling.
16.    Transportation is an inclusive component of Supported Living to achieve goals and objectives related to these activities with the exception of transportation to and from medical services covered through the Medicaid State Plan.
17.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
18.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2033 HI - Supported Living Level 2
Diagnosis Group
Intellectual Development Disability
Age Group
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Supported Living Level 2 (INN) – T2033 HI GT (Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Supported Living provides a flexible partnership that enables a NC Innovations member to live in their own home with support from an agency that provides individualized assistance in a home that is under the control and responsibility of the member. The service includes direct assistance as needed with activities of daily living, household chores essential to the health and safety of the member, budget management, attending appointments, and interpersonal and social skills building to enable the member to live in a home in the community. Training activities, supervision, and assistance may be provided to allow the member to participate in home life or community activities. Other activities include assistance with monitoring health status and physical condition, and assistance with transferring, ambulation and use of special mobility devices. The purpose of Supported Living Transition is to provide members with the support that they need to facilitate their transition to Supported Living.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) risk assessment, e) back-up, relief staff, and in the case of emergency or crisis details, f) specific plan for addressing health and safety needs for unsupervised times, g) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. The Supported Living Periodic service is available for a member who uses four or less hours of Supported Living per day.
2. A member’s own home is defined as the place the person lives and in which the person has all of the ownership or tenancy rights afforded under the law. This home must have a separate address from any other residence located on the same property.
3. A member receiving Supported Living has the right to manage personal funds as specified in the ISP. 
4. A formal roommate agreement, separate from the landlord lease agreement, is established and signed by individuals whose name is on the lease.

Levels
Supported Living levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A & B
Level 2: SIS Level C & D
Level 3: SIS Level E, F, & G

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Supported Living is subject to the Limits on Sets of Services.
2.    Supported Living Transition is only available during the six-month period in advance of the member’s move to a Supported Living setting.
3.    Supported Living is not provided in inpatient hospitals, nursing facilities, and Intermediate Care Facilities for Individuals with Intellectual Disabilities (ICF/IIFD) or residential group homes.
4.    Supported Living is not covered for persons under age 18 since the home must be under the control and responsibility of the residents.
5.    A member who receives Supported Living may not receive: Community Living and Supports or State Plan Personal Care Services. Respite may only be provided for participation in non- integrated camps or for participation in non-integrated Support Groups.
6.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the person. 
7.    A member receiving Supported Living may only receive Home Modifications if the home is owned by the member or the member’s family. If the home is rented, only Home Modifications that are portable and can be removed once the member no longer leases the residence may be used. 
8.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the member.
9.    Relatives who own provider agencies may not provide Supportive Living services to family members. Other staff employed by the provider agency may provide services to the individual.
10.    The provider of Supported Living services shall not: a) Own the person/s’ home or have any authority to require the member to move if the member changes service providers; b) Own, be owned by, or be affiliated with any entity that leases or rents a place of residence to a member if such entity requires, as a condition of renting or leasing, the member to move if the Supported Living provider changes.
11.    Supported Living must not be provided in a home where a member lives with family members unless such family members are a member receiving Supported Living, a spouse, or a minor child. All members receiving Supported Living services who live in the same household must be on the lease unless the person is a live-in caregiver.
12.    Reimbursement for Supported Living must not include payment for services provided by the spouse of a person or to family members as defined in this service definition or legal guardian. The Supported Living provider and provider staff shall not be a member of the member’s immediate family as defined in this service definition and reimbursement must not include payment for Supported Living provided by such persons.
13.    A Supported Living home must have no more than three residents including any live-in caregiver providing support.
14.    Reimbursement for Supported Living shall not be made for room and board with the exception of a reasonable portion that is attributed to a live-in caregiver.
15.    Reimbursement cannot include the cost of maintenance of the dwelling.
16.    Transportation is an inclusive component of Supported Living to achieve goals and objectives related to these activities with the exception of transportation to and from medical services covered through the Medicaid State Plan.
17.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
18.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2033 HI GT – INN Supported Living Level 2, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Supported Living Level 3 (INN) – T2033 TF

Authorization Guidelines:

Brief Service Description: Supported Living provides a flexible partnership that enables a NC Innovations member to live in their own home with support from an agency that provides individualized assistance in a home that is under the control and responsibility of the member. The service includes direct assistance as needed with activities of daily living, household chores essential to the health and safety of the member, budget management, attending appointments, and interpersonal and social skills building to enable the member to live in a home in the community. Training activities, supervision, and assistance may be provided to allow the member to participate in home life or community activities. Other activities include assistance with monitoring health status and physical condition, and assistance with transferring, ambulation and use of special mobility devices. The purpose of Supported Living Transition is to provide members with the support that they need to facilitate their transition to Supported Living.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) risk assessment, e) back-up, relief staff, and in the case of emergency or crisis details, f) specific plan for addressing health and safety needs for unsupervised times, g) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. The Supported Living Periodic service is available for a member who uses four or less hours of Supported Living per day.
2. A member’s own home is defined as the place the person lives and in which the person has all of the ownership or tenancy rights afforded under the law. This home must have a separate address from any other residence located on the same property.
3. A member receiving Supported Living has the right to manage personal funds as specified in the ISP. 
4. A formal roommate agreement, separate from the landlord lease agreement, is established and signed by individuals whose name is on the lease.

Levels
Supported Living levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A & B
Level 2: SIS Level C & D
Level 3: SIS Level E, F, & G

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Supported Living is subject to the Limits on Sets of Services.
2.    Supported Living Transition is only available during the six-month period in advance of the member’s move to a Supported Living setting.
3.    Supported Living is not provided in inpatient hospitals, nursing facilities, and Intermediate Care Facilities for Individuals with Intellectual Disabilities (ICF/IIFD) or residential group homes.
4.    Supported Living is not covered for persons under age 18 since the home must be under the control and responsibility of the residents.
5.    A member who receives Supported Living may not receive: Community Living and Supports or State Plan Personal Care Services. Respite may only be provided for participation in non- integrated camps or for participation in non-integrated Support Groups.
6.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the person. 
7.    A member receiving Supported Living may only receive Home Modifications if the home is owned by the member or the member’s family. If the home is rented, only Home Modifications that are portable and can be removed once the member no longer leases the residence may be used. 
8.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the member.
9.    Relatives who own provider agencies may not provide Supportive Living services to family members. Other staff employed by the provider agency may provide services to the individual.
10.    The provider of Supported Living services shall not: a) Own the person/s’ home or have any authority to require the member to move if the member changes service providers; b) Own, be owned by, or be affiliated with any entity that leases or rents a place of residence to a member if such entity requires, as a condition of renting or leasing, the member to move if the Supported Living provider changes.
11.    Supported Living must not be provided in a home where a member lives with family members unless such family members are a member receiving Supported Living, a spouse, or a minor child. All members receiving Supported Living services who live in the same household must be on the lease unless the person is a live-in caregiver.
12.    Reimbursement for Supported Living must not include payment for services provided by the spouse of a person or to family members as defined in this service definition or legal guardian. The Supported Living provider and provider staff shall not be a member of the member’s immediate family as defined in this service definition and reimbursement must not include payment for Supported Living provided by such persons.
13.    A Supported Living home must have no more than three residents including any live-in caregiver providing support.
14.    Reimbursement for Supported Living shall not be made for room and board with the exception of a reasonable portion that is attributed to a live-in caregiver.
15.    Reimbursement cannot include the cost of maintenance of the dwelling.
16.    Transportation is an inclusive component of Supported Living to achieve goals and objectives related to these activities with the exception of transportation to and from medical services covered through the Medicaid State Plan.
17.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
18.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2033 TF - Supported Living Level 3
Diagnosis Group
Intellectual Development Disability
Age Group
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Supported Living Level 3 (INN) – T2033 TF GT (Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Supported Living provides a flexible partnership that enables a NC Innovations member to live in their own home with support from an agency that provides individualized assistance in a home that is under the control and responsibility of the member. The service includes direct assistance as needed with activities of daily living, household chores essential to the health and safety of the member, budget management, attending appointments, and interpersonal and social skills building to enable the member to live in a home in the community. Training activities, supervision, and assistance may be provided to allow the member to participate in home life or community activities. Other activities include assistance with monitoring health status and physical condition, and assistance with transferring, ambulation and use of special mobility devices. The purpose of Supported Living Transition is to provide members with the support that they need to facilitate their transition to Supported Living.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) risk assessment, e) back-up, relief staff, and in the case of emergency or crisis details, f) specific plan for addressing health and safety needs for unsupervised times, g) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. The Supported Living Periodic service is available for a member who uses four or less hours of Supported Living per day.
2. A member’s own home is defined as the place the person lives and in which the person has all of the ownership or tenancy rights afforded under the law. This home must have a separate address from any other residence located on the same property.
3. A member receiving Supported Living has the right to manage personal funds as specified in the ISP. 
4. A formal roommate agreement, separate from the landlord lease agreement, is established and signed by individuals whose name is on the lease.

Levels
Supported Living levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A & B
Level 2: SIS Level C & D
Level 3: SIS Level E, F, & G

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Supported Living is subject to the Limits on Sets of Services.
2.    Supported Living Transition is only available during the six-month period in advance of the member’s move to a Supported Living setting.
3.    Supported Living is not provided in inpatient hospitals, nursing facilities, and Intermediate Care Facilities for Individuals with Intellectual Disabilities (ICF/IIFD) or residential group homes.
4.    Supported Living is not covered for persons under age 18 since the home must be under the control and responsibility of the residents.
5.    A member who receives Supported Living may not receive: Community Living and Supports or State Plan Personal Care Services. Respite may only be provided for participation in non- integrated camps or for participation in non-integrated Support Groups.
6.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the person. 
7.    A member receiving Supported Living may only receive Home Modifications if the home is owned by the member or the member’s family. If the home is rented, only Home Modifications that are portable and can be removed once the member no longer leases the residence may be used. 
8.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the member.
9.    Relatives who own provider agencies may not provide Supportive Living services to family members. Other staff employed by the provider agency may provide services to the individual.
10.    The provider of Supported Living services shall not: a) Own the person/s’ home or have any authority to require the member to move if the member changes service providers; b) Own, be owned by, or be affiliated with any entity that leases or rents a place of residence to a member if such entity requires, as a condition of renting or leasing, the member to move if the Supported Living provider changes.
11.    Supported Living must not be provided in a home where a member lives with family members unless such family members are a member receiving Supported Living, a spouse, or a minor child. All members receiving Supported Living services who live in the same household must be on the lease unless the person is a live-in caregiver.
12.    Reimbursement for Supported Living must not include payment for services provided by the spouse of a person or to family members as defined in this service definition or legal guardian. The Supported Living provider and provider staff shall not be a member of the member’s immediate family as defined in this service definition and reimbursement must not include payment for Supported Living provided by such persons.
13.    A Supported Living home must have no more than three residents including any live-in caregiver providing support.
14.    Reimbursement for Supported Living shall not be made for room and board with the exception of a reasonable portion that is attributed to a live-in caregiver.
15.    Reimbursement cannot include the cost of maintenance of the dwelling.
16.    Transportation is an inclusive component of Supported Living to achieve goals and objectives related to these activities with the exception of transportation to and from medical services covered through the Medicaid State Plan.
17.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
18.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2033 TF GT – INN Supported Living Level 3, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Supported Living Periodic (I/DD & TBI) (State-Funded) – YM854

Authorization Guidelines:

Limited funding. Not an entitlement.

Brief Service Description: The service enables an individual to live in their own home with support from an agency that provides individualized assistance in a home that is under the control and responsibility of the individual. The service includes direct assistance as needed with activities of daily living, household chores essential to the health and safety of the individual, budget mngmnt, attending appointments, and interpersonal and social skill building to enable the individual to live in a home in the community. Expected outcomes include increasing the Individual’s life skills and independent living skills, maximizing self-sufficiency, increasing self-determination, and ensuring the individual’s opportunity to have full membership in their community as defined within the PCP and ISP goals.

Initial Requests:
1. TAR: Prior authorization required
2. NC SNAP/ SIS/ TBI Assessment: Required
3. Assessment: Psychological, neuropsych, or psychiatric assessment w/ the appropriate testing using validated tools showing the recipient has a developmental disability according to GS 122C-3 (12a) or TBI as defined in G.S. 122-C- 3(38a), including evidence of an IDD diagnosis prior to the age of 22.  For those w/ DD but no intellectual disability, a physician assessment w/ a definitive dx and assoc, functional limitations is acceptable.
4. PCP or ISP: Required.  An integrated plan inclusive of all providers/ services is required. Should include an expressed desire to obtain the service.
5. Service Order: Required.
6. Submission of all records that support the recipient has met the medical necessity criteria.
Reauthorization Requests:
1. TAR: Prior authorization required
2. NC SNAP/ SIS/ TBI Assessment: Required
3. PCP or ISP: recently reviewed detailing the recipient’s progress with the service.  An integrated plan inclusive of all providers/ services is required. Should include an expressed desire to maintain the service.
4. Evidence of IDD Eligibility: Meets IDD eligibility according to GS 122C-3 (12a), including evidence of an IDD dx before age of 22 or a TBI dx per G.S. 122C-3(38a).
5. Submission of all records that support the recipient has met the medical necessity criteria.

Authorization Parameters
Length of Stay: 
1. May not exceed 28 hours (112 units) per week
2. Request can be for up to 12 months.

Units: One unit = 15 minutes
Age Group: Adults (age 18 or older)

Level of Care: NC SNAP Overall Level of Eligible Support of 2or lower OR SIS: Level B or lower OR TBI Assessment requiring a low level of supervision and support in most settings.

Service Limitations/ Exclusions (not all inclusive): 
1. May not receive state-funded CL&S, Residential Supports, DT, Personal Care Services, State Plan Personal Care or PA. Respite can only be provided to those residing in an AFL.
2. Shall not be provided in a home where an individual lives with family recipients unless such family recipients are an individual receiving Supported Living, a spouse, or a minor child.
3. Relatives, and Relatives who own provider agencies, may not provide the service to family recipients.  
5. Provider shall not own the home or have any authority to require the individual to move if the individual changes service providers.
6. No more than 3 people can live or receive Supported Living Periodic service in the same household. Lease requirements apply.

Service Code
YM854 – State-Funded Supported Living Periodic, I/DD & TBI
Diagnosis Group
Intellectual Development Disability
Age Group
18-20
Adult
Benefit Plan
State
Prior Authorization Required
Yes

Supported Living Periodic (INN) – T2033 U1 (In-Home Services Only)

Authorization Guidelines:

Brief Service Description: Supported Living provides a flexible partnership that enables a NC Innovations member to live in their own home with support from an agency that provides individualized assistance in a home that is under the control and responsibility of the member. The service includes direct assistance as needed with activities of daily living, household chores essential to the health and safety of the member, budget management, attending appointments, and interpersonal and social skills building to enable the member to live in a home in the community. Training activities, supervision, and assistance may be provided to allow the member to participate in home life or community activities. Other activities include assistance with monitoring health status and physical condition, and assistance with transferring, ambulation and use of special mobility devices. The purpose of Supported Living Transition is to provide members with the support that they need to facilitate their transition to Supported Living.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) risk assessment, e) back-up, relief staff, and in the case of emergency or crisis details, f) specific plan for addressing health and safety needs for unsupervised times, g) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. The Supported Living Periodic service is available for a member who uses four or less hours of Supported Living per day.
2. A member’s own home is defined as the place the person lives and in which the person has all of the ownership or tenancy rights afforded under the law. This home must have a separate address from any other residence located on the same property.
3. A member receiving Supported Living has the right to manage personal funds as specified in the ISP. 
4. A formal roommate agreement, separate from the landlord lease agreement, is established and signed by individuals whose name is on the lease.

Levels
Supported Living levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A & B
Level 2: SIS Level C & D
Level 3: SIS Level E, F, & G

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Supported Living is subject to the Limits on Sets of Services.
2.    Supported Living Transition is only available during the six-month period in advance of the member’s move to a Supported Living setting.
3.    Supported Living is not provided in inpatient hospitals, nursing facilities, and Intermediate Care Facilities for Individuals with Intellectual Disabilities (ICF/IIFD) or residential group homes.
4.    Supported Living is not covered for persons under age 18 since the home must be under the control and responsibility of the residents.
5.    A member who receives Supported Living may not receive: Community Living and Supports or State Plan Personal Care Services. Respite may only be provided for participation in non- integrated camps or for participation in non-integrated Support Groups.
6.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the person. 
7.    A member receiving Supported Living may only receive Home Modifications if the home is owned by the member or the member’s family. If the home is rented, only Home Modifications that are portable and can be removed once the member no longer leases the residence may be used. 
8.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the member.
9.    Relatives who own provider agencies may not provide Supportive Living services to family members. Other staff employed by the provider agency may provide services to the individual.
10.    The provider of Supported Living services shall not: a) Own the person/s’ home or have any authority to require the member to move if the member changes service providers; b) Own, be owned by, or be affiliated with any entity that leases or rents a place of residence to a member if such entity requires, as a condition of renting or leasing, the member to move if the Supported Living provider changes.
11.    Supported Living must not be provided in a home where a member lives with family members unless such family members are a member receiving Supported Living, a spouse, or a minor child. All members receiving Supported Living services who live in the same household must be on the lease unless the person is a live-in caregiver.
12.    Reimbursement for Supported Living must not include payment for services provided by the spouse of a person or to family members as defined in this service definition or legal guardian. The Supported Living provider and provider staff shall not be a member of the member’s immediate family as defined in this service definition and reimbursement must not include payment for Supported Living provided by such persons.
13.    A Supported Living home must have no more than three residents including any live-in caregiver providing support.
14.    Reimbursement for Supported Living shall not be made for room and board with the exception of a reasonable portion that is attributed to a live-in caregiver.
15.    Reimbursement cannot include the cost of maintenance of the dwelling.
16.    Transportation is an inclusive component of Supported Living to achieve goals and objectives related to these activities with the exception of transportation to and from medical services covered through the Medicaid State Plan.
17.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
18.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2033 U1 - Supported Living Periodic
Diagnosis Group
Intellectual Development Disability
Age Group
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Supported Living Periodic (INN) – T2033 U1 GT (Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Supported Living provides a flexible partnership that enables a NC Innovations member to live in their own home with support from an agency that provides individualized assistance in a home that is under the control and responsibility of the member. The service includes direct assistance as needed with activities of daily living, household chores essential to the health and safety of the member, budget management, attending appointments, and interpersonal and social skills building to enable the member to live in a home in the community. Training activities, supervision, and assistance may be provided to allow the member to participate in home life or community activities. Other activities include assistance with monitoring health status and physical condition, and assistance with transferring, ambulation and use of special mobility devices. The purpose of Supported Living Transition is to provide members with the support that they need to facilitate their transition to Supported Living.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) risk assessment, e) back-up, relief staff, and in the case of emergency or crisis details, f) specific plan for addressing health and safety needs for unsupervised times, g) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. The Supported Living Periodic service is available for a member who uses four or less hours of Supported Living per day.
2. A member’s own home is defined as the place the person lives and in which the person has all of the ownership or tenancy rights afforded under the law. This home must have a separate address from any other residence located on the same property.
3. A member receiving Supported Living has the right to manage personal funds as specified in the ISP. 
4. A formal roommate agreement, separate from the landlord lease agreement, is established and signed by individuals whose name is on the lease.

Levels
Supported Living levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A & B
Level 2: SIS Level C & D
Level 3: SIS Level E, F, & G

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Supported Living is subject to the Limits on Sets of Services.
2.    Supported Living Transition is only available during the six-month period in advance of the member’s move to a Supported Living setting.
3.    Supported Living is not provided in inpatient hospitals, nursing facilities, and Intermediate Care Facilities for Individuals with Intellectual Disabilities (ICF/IIFD) or residential group homes.
4.    Supported Living is not covered for persons under age 18 since the home must be under the control and responsibility of the residents.
5.    A member who receives Supported Living may not receive: Community Living and Supports or State Plan Personal Care Services. Respite may only be provided for participation in non- integrated camps or for participation in non-integrated Support Groups.
6.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the person. 
7.    A member receiving Supported Living may only receive Home Modifications if the home is owned by the member or the member’s family. If the home is rented, only Home Modifications that are portable and can be removed once the member no longer leases the residence may be used. 
8.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the member.
9.    Relatives who own provider agencies may not provide Supportive Living services to family members. Other staff employed by the provider agency may provide services to the individual.
10.    The provider of Supported Living services shall not: a) Own the person/s’ home or have any authority to require the member to move if the member changes service providers; b) Own, be owned by, or be affiliated with any entity that leases or rents a place of residence to a member if such entity requires, as a condition of renting or leasing, the member to move if the Supported Living provider changes.
11.    Supported Living must not be provided in a home where a member lives with family members unless such family members are a member receiving Supported Living, a spouse, or a minor child. All members receiving Supported Living services who live in the same household must be on the lease unless the person is a live-in caregiver.
12.    Reimbursement for Supported Living must not include payment for services provided by the spouse of a person or to family members as defined in this service definition or legal guardian. The Supported Living provider and provider staff shall not be a member of the member’s immediate family as defined in this service definition and reimbursement must not include payment for Supported Living provided by such persons.
13.    A Supported Living home must have no more than three residents including any live-in caregiver providing support.
14.    Reimbursement for Supported Living shall not be made for room and board with the exception of a reasonable portion that is attributed to a live-in caregiver.
15.    Reimbursement cannot include the cost of maintenance of the dwelling.
16.    Transportation is an inclusive component of Supported Living to achieve goals and objectives related to these activities with the exception of transportation to and from medical services covered through the Medicaid State Plan.
17.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
18.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2033 U1 GT – INN Supported Living Periodic, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Supported Living Transition (INN) – T2033 U2

Authorization Guidelines:

Brief Service Description: Supported Living provides a flexible partnership that enables a NC Innovations member to live in their own home with support from an agency that provides individualized assistance in a home that is under the control and responsibility of the member. The service includes direct assistance as needed with activities of daily living, household chores essential to the health and safety of the member, budget management, attending appointments, and interpersonal and social skills building to enable the member to live in a home in the community. Training activities, supervision, and assistance may be provided to allow the member to participate in home life or community activities. Other activities include assistance with monitoring health status and physical condition, and assistance with transferring, ambulation and use of special mobility devices. The purpose of Supported Living Transition is to provide members with the support that they need to facilitate their transition to Supported Living.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) risk assessment, e) back-up, relief staff, and in the case of emergency or crisis details, f) specific plan for addressing health and safety needs for unsupervised times, g) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. The Supported Living Periodic service is available for a member who uses four or less hours of Supported Living per day.
2. A member’s own home is defined as the place the person lives and in which the person has all of the ownership or tenancy rights afforded under the law. This home must have a separate address from any other residence located on the same property.
3. A member receiving Supported Living has the right to manage personal funds as specified in the ISP. 
4. A formal roommate agreement, separate from the landlord lease agreement, is established and signed by individuals whose name is on the lease.

Levels
Supported Living levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A & B
Level 2: SIS Level C & D
Level 3: SIS Level E, F, & G

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Supported Living is subject to the Limits on Sets of Services.
2.    Supported Living Transition is only available during the six-month period in advance of the member’s move to a Supported Living setting.
3.    Supported Living is not provided in inpatient hospitals, nursing facilities, and Intermediate Care Facilities for Individuals with Intellectual Disabilities (ICF/IIFD) or residential group homes.
4.    Supported Living is not covered for persons under age 18 since the home must be under the control and responsibility of the residents.
5.    A member who receives Supported Living may not receive: Community Living and Supports or State Plan Personal Care Services. Respite may only be provided for participation in non- integrated camps or for participation in non-integrated Support Groups.
6.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the person. 
7.    A member receiving Supported Living may only receive Home Modifications if the home is owned by the member or the member’s family. If the home is rented, only Home Modifications that are portable and can be removed once the member no longer leases the residence may be used. 
8.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the member.
9.    Relatives who own provider agencies may not provide Supportive Living services to family members. Other staff employed by the provider agency may provide services to the individual.
10.    The provider of Supported Living services shall not: a) Own the person/s’ home or have any authority to require the member to move if the member changes service providers; b) Own, be owned by, or be affiliated with any entity that leases or rents a place of residence to a member if such entity requires, as a condition of renting or leasing, the member to move if the Supported Living provider changes.
11.    Supported Living must not be provided in a home where a member lives with family members unless such family members are a member receiving Supported Living, a spouse, or a minor child. All members receiving Supported Living services who live in the same household must be on the lease unless the person is a live-in caregiver.
12.    Reimbursement for Supported Living must not include payment for services provided by the spouse of a person or to family members as defined in this service definition or legal guardian. The Supported Living provider and provider staff shall not be a member of the member’s immediate family as defined in this service definition and reimbursement must not include payment for Supported Living provided by such persons.
13.    A Supported Living home must have no more than three residents including any live-in caregiver providing support.
14.    Reimbursement for Supported Living shall not be made for room and board with the exception of a reasonable portion that is attributed to a live-in caregiver.
15.    Reimbursement cannot include the cost of maintenance of the dwelling.
16.    Transportation is an inclusive component of Supported Living to achieve goals and objectives related to these activities with the exception of transportation to and from medical services covered through the Medicaid State Plan.
17.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
18.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2033 U2 - Supported Living Transition
Diagnosis Group
Intellectual Development Disability
Age Group
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes

Supported Living Transition (INN) – T2033 U2 GT (Telehealth)

Authorization Guidelines:

Note: Requesting the core service automatically includes the use of the telehealth (GT) code when approved.  A separate request is not needed, and the GT service code should not be requested separate from the non-telehealth service code.  

Brief Service Description: Supported Living provides a flexible partnership that enables a NC Innovations member to live in their own home with support from an agency that provides individualized assistance in a home that is under the control and responsibility of the member. The service includes direct assistance as needed with activities of daily living, household chores essential to the health and safety of the member, budget management, attending appointments, and interpersonal and social skills building to enable the member to live in a home in the community. Training activities, supervision, and assistance may be provided to allow the member to participate in home life or community activities. Other activities include assistance with monitoring health status and physical condition, and assistance with transferring, ambulation and use of special mobility devices. The purpose of Supported Living Transition is to provide members with the support that they need to facilitate their transition to Supported Living.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required for each plan year. 
2. SIS
3. Individual Budget
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) risk assessment, e) back-up, relief staff, and in the case of emergency or crisis details, f) specific plan for addressing health and safety needs for unsupervised times, g) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. The Supported Living Periodic service is available for a member who uses four or less hours of Supported Living per day.
2. A member’s own home is defined as the place the person lives and in which the person has all of the ownership or tenancy rights afforded under the law. This home must have a separate address from any other residence located on the same property.
3. A member receiving Supported Living has the right to manage personal funds as specified in the ISP. 
4. A formal roommate agreement, separate from the landlord lease agreement, is established and signed by individuals whose name is on the lease.

Levels
Supported Living levels are determined by the IBT and other evidence of support need. The SIS Level is only one piece of evidence that may be considered.
Level 1: SIS Level A & B
Level 2: SIS Level C & D
Level 3: SIS Level E, F, & G

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The amount of Supported Living is subject to the Limits on Sets of Services.
2.    Supported Living Transition is only available during the six-month period in advance of the member’s move to a Supported Living setting.
3.    Supported Living is not provided in inpatient hospitals, nursing facilities, and Intermediate Care Facilities for Individuals with Intellectual Disabilities (ICF/IIFD) or residential group homes.
4.    Supported Living is not covered for persons under age 18 since the home must be under the control and responsibility of the residents.
5.    A member who receives Supported Living may not receive: Community Living and Supports or State Plan Personal Care Services. Respite may only be provided for participation in non- integrated camps or for participation in non-integrated Support Groups.
6.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the person. 
7.    A member receiving Supported Living may only receive Home Modifications if the home is owned by the member or the member’s family. If the home is rented, only Home Modifications that are portable and can be removed once the member no longer leases the residence may be used. 
8.    This service is not available at the same time of day as Community Networking, Day Supports, Supported Employment or one of the State Plan Medicaid services that works directly with the member.
9.    Relatives who own provider agencies may not provide Supportive Living services to family members. Other staff employed by the provider agency may provide services to the individual.
10.    The provider of Supported Living services shall not: a) Own the person/s’ home or have any authority to require the member to move if the member changes service providers; b) Own, be owned by, or be affiliated with any entity that leases or rents a place of residence to a member if such entity requires, as a condition of renting or leasing, the member to move if the Supported Living provider changes.
11.    Supported Living must not be provided in a home where a member lives with family members unless such family members are a member receiving Supported Living, a spouse, or a minor child. All members receiving Supported Living services who live in the same household must be on the lease unless the person is a live-in caregiver.
12.    Reimbursement for Supported Living must not include payment for services provided by the spouse of a person or to family members as defined in this service definition or legal guardian. The Supported Living provider and provider staff shall not be a member of the member’s immediate family as defined in this service definition and reimbursement must not include payment for Supported Living provided by such persons.
13.    A Supported Living home must have no more than three residents including any live-in caregiver providing support.
14.    Reimbursement for Supported Living shall not be made for room and board with the exception of a reasonable portion that is attributed to a live-in caregiver.
15.    Reimbursement cannot include the cost of maintenance of the dwelling.
16.    Transportation is an inclusive component of Supported Living to achieve goals and objectives related to these activities with the exception of transportation to and from medical services covered through the Medicaid State Plan.
17.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
18.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2033 U2 GT – INN Supported Living Transition, Telehealth
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
No

Therapeutic Leave for Residential Treatment Services and Psychiatric Residential Treatment Facilities (MCD) – 183

Authorization Guidelines:

Brief Service Description: Each member who is occupying a tx facility bed for which the Medicaid is paying reimbursement is entitled to take up to 45 (non-consecutive) days of therapeutic leave in any calendar year from any such bed without the facility in which the bed is located suffering any loss of reimbursement during the period of leave. Therapeutic leave shall be defined as the absence of a member from the residential facility overnight, with the expectation of return, to participate in a medically acceptable therapeutic or rehabilitative facility as agreed upon by the treatment team and documented on the tx/ habilitation plan.

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Maintained in the Record (not all inclusive):
1. Complete PCP: Required, to include this service.  PCP should detailing the member’s progress with the service.
2. Service Order: Required.

Authorization Parameters
Length of Stay: Up to 15 days of therapeutic leave per quarter, not to exceed 45 days in a calendar year, regardless of the number of facilities used for the service. Therapeutic leave is limited to no more than 15 days within one calendar quarter (three months). Unused days do not carry over to the next quarter.

Units: One unit = 1 day

Age Group: Children & Adolescents

Level of Care: While the LOCUS/ CALOCUS are specifically no longer required, providers are still expected to use a standardized assessment tool when evaluating an individual for treatment services.

Service Specifics, Limitations, & Exclusions (not all inclusive): Facilities must reserve a therapeutically absent member’s bed and are prohibited from deriving any Medicaid revenue for that member other than the reimbursement for that bed during the period of absence. Therapeutic leave cannot be billed when Medicaid is paying for any other 24-hour service.

Service Code
183
Diagnosis Group
Intellectual Development Disability
Mental Health
Substance Abuse
Age Group
Child
18-20
Benefit Plan
Medicaid
Prior Authorization Required
No

Therapeutic Leave from an ICF/IID (MCD) – 183

Authorization Guidelines:

Brief Service Description: Leave from an Intermediate Care Facility for Individuals with Intellectual Disabilities for therapeutic purposes only. Each Medicaid-eligible member in an ICF/IID is entitled to take up to 60 calendar days of therapeutic leave in any calendar year. The leave must be for therapeutic purposes only and must be ordered by the member’s attending physician..

Auth Submission Requirements/ Documentation Requirements
Pass-Through Period: Prior authorization is not required for this service.

Authorization Parameters
Length of Stay: Maximum of 60 days per calendar year

Units: One day = 1 unit.  

Age Group: Children/ Adolescents & Adults

Level of Care: Eligibility for ICF/IID level of care is based on each member’s need for the service and not merely on the dx.  Attachment B of the CCP details the functional limitations as defined by the developmental disabilities’ assistance and bill of rights act of 2000.

Service Specifics, Limitations, & Exclusions (not all inclusive): 
1. ICF/IIDs are not reimbursed for therapeutic-leave days which exceed the limit.
2. ICF/IIDs will reserve a therapeutically absent member’s bed and are prohibited from deriving any MCD revenue for that member other than the reimbursement for the bed during the period of absence.
3. ICF/IID group homes can take residents on vacation within the rules and requirements of the MCD program. The time away from the group home is not considered therapeutic leave.

Service Code
183 – Therapeutic Leave from an ICF/IID
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Medicaid
Prior Authorization Required
No

Vehicle Modifications (INN) – T2039

Authorization Guidelines:

Brief Service Description: Vehicle Modifications are devices, service or controls that enable a member to increase their independence or physical safety by enabling their safe transport in and around the community.

Auth Submission Requirements/ Documentation Requirements
1. TAR: Prior approval is required 
2. SIS
3. Individual Budget: to include itemized shipping costs
4. Risk/Support Needs Assessment
5. ISP: to include a) the service/ support, b) projected frequency, c) provider, d) Long-range outcomes related to training needs associated with the utilization of the adaptations, e) required signatures. See CCP 8P, section 5.3, for all general ISP requirements.
6. Proof of actively making payments to purchase/own the vehicle
7. Auto Insurance Policy: w/ coverage sufficient to replace the adaptation in the event of an accident
8. PT/ OT Recommendation (must be less than 1 calendar year from date of request submission): a) Completed by a professional specializing in vehicle modification or a rehabilitation engineer or vehicle adaptation; b) includes the rationale for the selected mods; c) pre- driving assessment of the member driving the vehicle; d) condition of the vehicle to be modified; e) the insurance on the vehicle to be modified. 
9. Vehicle Evaluation: by an adapted vehicle supplier to include “life expectancy” of the vehicle in relationship to the modifications
10. Estimated life of the equipment as well as the length of time the member is expected to benefit from the equipment
11. Certificate of MN /Prescription: completed by the MD/ DO, PA, or NP. 
12.  Letter of MN or Written Assessment/ Recommendation: by an MD/ DO, PA, NP, or appropriate professional, outlining MN for every item provided. If the MD/ DO, PA, or NP complete the Letter, as separate prescription is not required. 
13. Two quotes for the requested item(s)
14. Training Plan: how the person and family will be trained on the use of the equipment
15. Submission of applicable records that support the member has met the medical necessity criteria.

Authorization Parameters
1. When an assessment is completed by another professional recommending the MN of specific items, then an MD/ DO, PA, or NP must write a letter of MN OR sign off on the letter of MN prepared by professional AND write a prescription.

Service Specifics, Limitations & Exclusions (not all inclusive): 
1.    The service is limited to expenditures of $20,000 over the life of the waiver.
2.    If purchasing a vehicle with a lift on it, the price of the new lift may be covered. The cost of a used lift on vehicle must be assessed and the current value (not the replacement value) may be approved under this service definition to cover this part of the purchase price. In such instances, the member or family may not take possession of the lift prior to approval by Trillium.
3.    Vehicle Modifications are only available to a member who receives Residential Supports, or who lives in licensed residential facility, when the vehicle belongs to the member and can transition to other settings with the individual.
4.    The cost of renting/leasing a vehicle with adaptations; service and maintenance contracts and extended warranties; and adaptations purchased for exclusive use at the school/home school are not covered.
5.    Items that are not of direct or remedial benefit to the member are excluded from this service.
6.    Vehicle modifications are not covered for leased vehicles.
7.    Modifications do not include the cost of the vehicle.
8.    All items must meet applicable standards of manufacture, design, and installation. Installation must be performed by the adaptive equipment manufacturer’s authorized dealer according to the manufacturer’s installation instructions, National Mobility Equipment Dealer’s Association, Society of Automotive Engineers, National Highway Traffic Safety Administration guidelines.
9.    Repair of equipment is covered for items purchased through the waiver or purchased prior to waiver participation, as long as the item is identified within this service definition and the cost of the repair does not exceed the cost of purchasing a replacement piece of equipment.
10.    If paying for labor and costs of moving devices or equipment from one vehicle to another vehicle, then training on the use of the device is not required.
11.    The modification must meet applicable standards and safety codes. The Care Coordinator verifies that the modification has been completed and received by the member, and note any health or safety concerns. 
12.    Exclusions, limitations & exceptions detailed in the Eligibility Requirements, Terms of Service, Limits on Sets of Services, General Limitations on Coverage, Relative as Provider, Individual and Family Directed Services, and Claims sections of this Benefit Plan apply.
13.    See the CCP for all applicable exclusions, limitations & exceptions.

Service Code
T2039
Diagnosis Group
Intellectual Development Disability
Age Group
Child
18-20
Adult
Benefit Plan
Innovations
Prior Authorization Required
Yes